Voya director receives 2,062 RSUs as equity award

GILLIS RUTH ANN M reported acquisition or exercise transactions in this Form 4 filing.

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Form Type

Rhea-AI Filing Summary

GILLIS RUTH ANN M reported acquisition or exercise transactions in this Form 4 filing.

Voya Financial, Inc. director Ruth Ann M. Gillis reported an equity compensation grant and updated holdings. She received 2,062 Restricted Stock Units, each representing a right to one share of common stock, valued at $82.42 per unit on the grant date. These RSUs will vest in full at 11:59 p.m. Eastern time on the date of the company’s 2027 Annual Meeting of Shareholders.

Following this grant, she holds 29,595 Restricted Stock Units directly and 5,835.393 Deferred Fee Plan Issuer Stock Units, each tied to the value of one share of common stock and payable in cash upon separation or an elected in-service date. She also indirectly holds 7,162 shares of common stock through a trust. The filing reflects compensation and holding updates rather than open-market buying or selling.

Insider Trade Summary

Grant/Award: 2,062 shares

Grant/Award 3 txns

Insider GILLIS RUTH ANN M

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	2,062	$82.42	$170K
holding	Deferred Fee Plan Issuer Stock Units	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 29,595 contracts (Direct); Deferred Fee Plan Issuer Stock Units — 5,835.393 contracts (Direct); Common Stock — 7,162 shares (Indirect, By Trust)

Footnotes (3)

F1. Each stock unit represents a conditional right to receive one share of the company's common stock.
F2. 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2027 Annual Meeting of Shareholders.
F3. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

Key Figures

RSU grant size: 2,062 units Grant valuation price: $82.42 per unit RSUs after grant: 29,595 units +2 more

5 metrics

RSU grant size 2,062 units Restricted Stock Units granted to director on 2026-05-21

Grant valuation price $82.42 per unit Reported transaction price per RSU on grant date

RSUs after grant 29,595 units Total Restricted Stock Units held directly after transactions

Deferred stock units 5,835.393 units Deferred Fee Plan Issuer Stock Units tied to common stock value

Common shares via trust 7,162 shares Common stock held indirectly by trust associated with director

Key Terms

Restricted Stock Units, Deferred Fee Plan Issuer Stock Units, Annual Meeting of Shareholders, conditional right, +1 more

5 terms

Restricted Stock Units financial

"She received 2,062 Restricted Stock Units, each representing a right to one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Deferred Fee Plan Issuer Stock Units financial

"She holds 5,835.393 Deferred Fee Plan Issuer Stock Units, each tied to the value"

Annual Meeting of Shareholders financial

"will vest at 11:59 p.m. Eastern time on the date of the company’s 2027 Annual Meeting of Shareholders"

A yearly gathering where a company’s owners (shareholders) vote on key items like electing the board, approving executive pay, and ratifying auditors, and receive updates on performance and strategy. Think of it as an annual town hall for owners: it matters to investors because outcomes and disclosures can affect leadership, corporate direction, dividend and governance policies, and therefore the company’s risk and potential return.

conditional right financial

"Each stock unit represents a conditional right to receive one share of the company's common stock"

separation from the company financial

"payable in cash upon the reporting person's separation from the company or an earlier in-service date"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did VOYA director Ruth Ann M. Gillis report in this Form 4?

Ruth Ann M. Gillis reported a grant of 2,062 Restricted Stock Units and updated her equity holdings. The filing reflects compensation-related awards and existing positions, not open-market share purchases or sales.

How many Restricted Stock Units did VOYA grant to Ruth Ann M. Gillis?

She received 2,062 Restricted Stock Units as part of her director compensation. Each unit represents a conditional right to receive one share of Voya Financial common stock, subject to the disclosed vesting schedule.

When do Ruth Ann M. Gillis’s new VOYA RSUs vest?

All 2,062 Restricted Stock Units vest at 11:59 p.m. Eastern time on the date of Voya Financial’s 2027 Annual Meeting of Shareholders, according to the filing’s vesting footnote.

What VOYA equity does Ruth Ann M. Gillis hold after this Form 4?

After the reported transactions, she holds 29,595 Restricted Stock Units directly, 5,835.393 Deferred Fee Plan Issuer Stock Units, and 7,162 shares of common stock held indirectly through a trust structure.

What are VOYA Deferred Fee Plan Issuer Stock Units reported in this filing?

These units track the value of one share of Voya Financial common stock and are payable in cash. Payment occurs upon the director’s separation from the company or an earlier elected in-service date, with flexibility to reallocate into alternative investments.

Is this VOYA Form 4 an open-market stock purchase or sale?

No, the Form 4 primarily shows a grant of Restricted Stock Units and existing holdings. The filing does not report any open-market buy or sell transactions in Voya Financial common stock by the director.

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Accepted by SEC EDGAR 05/26/2026 - 04:54 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GILLIS RUTH ANN M

(Last)

(First)

(Middle)

200 PARK AVENUE

(Street)

NEW YORK

10166

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Voya Financial, Inc. [ VOYA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock								7,162	I	By Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	05/21/2026		A		2,062		⁽²⁾	⁽²⁾	Common Stock	2,062	$82.42	29,595	D
Deferred Fee Plan Issuer Stock Units	⁽³⁾							⁽³⁾	⁽³⁾	Common Stock	5,835.393		5,835.393	D

Explanation of Responses:

1. Each stock unit represents a conditional right to receive one share of the company's common stock.

2. 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2027 Annual Meeting of Shareholders.

3. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

	/s/ Julie Watson, Attorney-in-Fact	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR