[Form 4] VOYA FINANCIAL, INC. Insider Trading Activity
Filing Impact
Filing Sentiment
Form Type
4
Insider Trade Summary
1,679 shares exercised/converted
Mixed
6 txns
Insider
Katz Michael Robert
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 1,679 | $0.00 | -- |
| Exercise | Common Stock | 1,679 | $0.00 | -- |
| Tax Withholding | Common Stock | 765 | $72.51 | $55K |
| holding | Performance Stock Unit | -- | -- | -- |
| holding | Deferred Savings Plan Issuer Stock Units | -- | -- | -- |
| holding | Performance-Based Stock Options | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 20,998 shares (Direct);
Common Stock — 39,259 shares (Direct);
Performance Stock Unit — 46,170 shares (Direct);
Deferred Savings Plan Issuer Stock Units — 847.647 shares (Direct);
Performance-Based Stock Options — 56,187 shares (Direct)
Footnotes (1)
- Delivery of shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in the units to alternative investments in the future. The options vest based on the conditions set forth in their respective agreements.
