Voya Financial's Trevor Ogle sells 2,093 shares

Q: What stock award holdings did Trevor Ogle report for VOYA?

Trevor Ogle reported 24,796 restricted stock units and 61,866 performance stock units. The restricted stock units convert to common stock at a 1:1 ratio under their grant terms; conversion of the performance stock units depends on achievement of prescribed performance goals.

Voya Financial, Inc. Executive Vice President, Chief Legal and Corporate Development Officer Trevor Ogle sold 2,093 shares of common stock on October 26, 2026, at $95.81 per share under a Rule 10b5-1 trading plan adopted September 16, 2025.

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Rhea-AI Filing Summary

Voya Financial, Inc. Executive Vice President, Chief Legal and Corporate Development Officer Trevor Ogle sold 2,093 shares of common stock on October 26, 2026, at $95.81 per share under a Rule 10b5-1 trading plan adopted September 16, 2025. His reported direct common-stock holdings after the sale were zero. The reported post-transaction amount reflects the effect of shares withheld for taxes inadvertently excluded from a previous Form 4.

Other reported holdings included 6,722 shares in the Voya Company Stock Fund through the 401(k) Plan, 24,796 restricted stock units and 61,866 performance stock units.

Insider Trade Summary 10b5-1

Net Seller: 2,093 shares

Net Sell 4 txns

Insider Ogle Trevor

Role See Remarks

Sold 2,093 shs ($201K)

Type	Security	Shares	Price	Value
Sale	Common Stock ^{F1, F2}	2,093	$95.81	$201K
holding	Restricted Stock Units ^F4	--	--	--
holding	Performance Stock Unit ^F5	--	--	--
holding	Common Stock ^F3	--	--	--

Holdings After Transaction: Common Stock — 0 shares (Direct); Restricted Stock Units — 24,796 contracts (Direct); Performance Stock Unit — 61,866 contracts (Direct); Common Stock — 6,722.1523 shares (Indirect, By 401(k) Plan)

Footnotes (5)

F1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2025.
F2. Includes effect of shares withheld for taxes inadvertently excluded from a previous Form 4.
F3. Holdings in Voya Company Stock Fund.
F4. The restricted stock units were awarded as compensation in multiple grants and convert to common stock under the terms of the respective grants in a 1:1 ratio.
F5. The performance stock units were awarded as compensation in multiple grants and convert to common stock under the terms of the respective grants in a ratio determined by the achievement of prescribed performance goals.

Key Figures

Common stock sold: 2,093 shares Sale price: $95.81 per share Direct common-stock holdings after sale: 0 shares +3 more

6 metrics

Common stock sold 2,093 shares October 26, 2026

Sale price $95.81 per share October 26, 2026

Direct common-stock holdings after sale 0 shares Reported following the October 26, 2026 sale

Restricted stock units 24,796 units Reported October 26, 2026

Performance stock units 61,866 units Reported October 26, 2026

Voya Company Stock Fund holdings through 401(k) Plan 6,722 shares Indirect holdings reported October 26, 2026

Key Terms

Rule 10b5-1 trading plan, Restricted Stock Units, Performance Stock Unit

3 terms

Rule 10b5-1 trading plan regulatory

"effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

Restricted Stock Units financial

"restricted stock units were awarded as compensation"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Performance Stock Unit financial

"performance stock units were awarded as compensation"

A performance stock unit is a type of reward companies give to employees, usually managers, that depends on how well the company performs over time. If the company hits specific goals, the employee earns shares of stock, like earning a prize for reaching certain levels in a game. It motivates employees to work hard because their rewards are tied to the company's success.

FAQ

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How many VOYA shares did Trevor Ogle sell, and at what price?

Trevor Ogle, Voya Financial's Executive Vice President, Chief Legal and Corporate Development Officer, sold 2,093 shares of common stock at $95.81 per share on October 26, 2026. The sale was effected under a Rule 10b5-1 trading plan adopted September 16, 2025. His reported direct common-stock holdings following the sale were zero.

What stock award holdings did Trevor Ogle report for VOYA?

Trevor Ogle reported 24,796 restricted stock units and 61,866 performance stock units. The restricted stock units convert to common stock at a 1:1 ratio under their grant terms; conversion of the performance stock units depends on achievement of prescribed performance goals.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/28/2026 - 09:42 PM EDT Accepted by SEC EDGAR 10/28/2026 - 09:42 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ogle Trevor

(Last)

(First)

(Middle)

200 PARK AVENUE

(Street)

NEW YORK

10166

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Voya Financial, Inc. [ VOYA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/26/2026		S		2,093⁽¹⁾	D	$95.81	0⁽²⁾	D
Common Stock								6,722.1523	I	By 401(k) Plan⁽³⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽⁴⁾							⁽⁴⁾	⁽⁴⁾	Common Stock	24,796		24,796	D
Performance Stock Unit	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Common Stock	61,866		61,866	D

Explanation of Responses:

1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2025.

2. Includes effect of shares withheld for taxes inadvertently excluded from a previous Form 4.

3. Holdings in Voya Company Stock Fund.

4. The restricted stock units were awarded as compensation in multiple grants and convert to common stock under the terms of the respective grants in a 1:1 ratio.

5. The performance stock units were awarded as compensation in multiple grants and convert to common stock under the terms of the respective grants in a ratio determined by the achievement of prescribed performance goals.

Remarks:

Executive Vice President, Chief Legal and Corporate Development Officer

	/s/ Julie Watson, Attorney-in-Fact	10/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR