Vroom (NASDAQ: VRM) CEO receives 65,382 RSUs vesting in 2028

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Shortt Thomas H reported acquisition or exercise transactions in this Form 4 filing.

Vroom, Inc. reported that Chief Executive Officer Thomas H. Shortt received a grant of 65,382 restricted stock units (RSUs) of common stock. The award was made at no cash purchase price as part of his equity compensation.

The RSUs will vest in a series of installments on various dates between January 3, 2028 and March 28, 2028, subject to his continued service. Each RSU represents a contingent right to receive one share of Vroom common stock. Following this grant, Shortt holds 357,972 shares of common stock directly.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Shortt Thomas H

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	65,382	$0.00	--

Holdings After Transaction: Common Stock — 357,972 shares (Direct, null)

Footnotes (1)

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Key Figures

RSUs granted: 65,382 RSUs Grant price: $0.00 per unit Post-grant holdings: 357,972 shares +2 more

5 metrics

RSUs granted 65,382 RSUs Award of restricted stock units to CEO Thomas H. Shortt

Grant price $0.00 per unit Stated transaction price per RSU in the award

Post-grant holdings 357,972 shares Total common stock held directly after the RSU grant

Vesting window start January 3, 2028 First vesting date for the RSU installments

Vesting window end March 28, 2028 Final vesting date for the RSU installments

Key Terms

restricted stock units ("RSUs"), contingent right, installments, continued service

4 terms

restricted stock units ("RSUs") financial

"Represents an award of restricted stock units ("RSUs") that will vest in a series of installments"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

contingent right financial

"Each RSU represents a contingent right to receive one share of common stock"

installments financial

"will vest in a series of installments on various dates between January 3, 2028 and March 28, 2028"

Installments are a series of scheduled partial payments that together cover a larger amount owed or due, like paying for a purchase or loan in weekly or monthly pieces rather than all at once. For investors, installments matter because they change when cash moves between parties, affect a company’s or counterparty’s short-term cash flow and risk of missed payments, and can influence valuation or perceived financial stability much like spreading the cost of a car over monthly payments.

continued service financial

"subject to the Reporting Person's continued service on such date"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/02/2026 - 02:01 PM Accepted by SEC EDGAR 07/02/2026 - 02:01 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shortt Thomas H

(Last)

(First)

(Middle)

C/O VROOM, INC.

4700 MERCANTILE DRIVE

(Street)

FORT WORTH

TEXAS

76137

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Vroom, Inc. [ VRM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/30/2026		A		65,382⁽¹⁾	A	$0.00	357,972	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents an award of restricted stock units ("RSUs") that will vest in a series of installments on various dates between January 3, 2028 and March 28, 2028, in each case subject to the Reporting Person's continued service on such date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

Remarks:

	/s/ Anna-Lisa Corrales, Attorney-in-Fact for Thomas H. Shortt	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Vroom (VRM) report for CEO Thomas H. Shortt?

Vroom reported that CEO Thomas H. Shortt received a grant of 65,382 restricted stock units. These RSUs are equity-based compensation and do not involve a cash purchase price, increasing his potential future ownership in Vroom common stock.

How many Vroom (VRM) RSUs were granted to the CEO and at what price?

Thomas H. Shortt was granted 65,382 restricted stock units of Vroom common stock at a stated price of $0.00 per unit. RSU grants typically represent compensation that converts into shares over time, rather than an open-market purchase.

What is the vesting schedule for the 65,382 Vroom (VRM) RSUs?

The 65,382 RSUs will vest in installments on various dates between January 3, 2028 and March 28, 2028. Vesting is conditioned on Thomas H. Shortt’s continued service with Vroom through those future vesting dates.

What does each Vroom (VRM) RSU granted to the CEO represent?

Each restricted stock unit granted to Thomas H. Shortt represents a contingent right to receive one share of Vroom common stock. The shares are delivered only as the RSUs vest under the specified future schedule and service conditions.

How many Vroom (VRM) shares does the CEO hold after this RSU grant?

After the RSU grant, Thomas H. Shortt is reported as directly holding 357,972 shares of Vroom common stock. This post-transaction figure reflects his ownership position as recorded in the Form 4 following the award.

Is the Vroom (VRM) CEO’s RSU grant a market buy or a compensation award?

The transaction is a compensation award, not a market purchase. It is coded as a grant or award acquisition, with 65,382 RSUs given at $0.00 per unit, consistent with equity compensation rather than an open-market buy or sell.