IVZ Insider Filing: Douglas Sharp RSU Conversion and Dispositions at $21.89

Rhea-AI Filing Summary

Douglas J. Sharp, a Senior Managing Director and officer of Invesco Ltd. (IVZ), reported multiple equity transactions on 08/31/2025 showing vesting of restricted stock units and related share dispositions.

The filing shows several Restricted Stock Units (RSUs) converting to common shares (codes M/A) at $0 and multiple dispositions (code F) at $21.89 per share on the same date. The form explains each RSU represents a right to one common share and vests in four equal installments, expiring on termination. After the reported transactions, the filing lists total beneficial ownership of 170,722 common shares.

Positive

• Net increase in beneficial ownership to 170,722 common shares, indicating greater insider stake
• Clear disclosure of RSU vesting mechanics and conversion into common shares
• Transactions appear compensation-related, consistent with RSU vesting and standard practice

Negative

• Multiple dispositions executed at $21.89 per share on 08/31/2025, indicating insider sales on the vesting date
• Form does not specify whether dispositions were for tax withholding, planned sales, or other reasons

Insights

Financial Analyst

TL;DR: Insider saw RSU vesting and concurrent share disposals, ending with a net increase in holdings to 170,722 shares.

The filing documents routine compensation-related equity activity: multiple RSU vesting events converted to common shares at no cash price and several corresponding dispositions executed at $21.89 per share. The stepwise balances reported after each line show a net rise in beneficial ownership from earlier balances to 170,722 shares by the final line, indicating overall accumulation despite contemporaneous sales. This pattern is common for senior executives receiving equity compensation and satisfying tax or diversification needs via partial sales.

Corporate Governance Expert

TL;DR: Transactions appear consistent with standard executive compensation vesting and partial disposition; no unusual governance flags disclosed.

The Form 4 discloses vesting of RSUs and related disposals on the same date. The explanatory note clarifies RSUs vest in four equal installments and expire on termination, supporting that these movements are governance-aligned compensation events rather than opportunistic trading. The form is signed by an attorney-in-fact, indicating proper execution of reporting obligations. There are no unusual derivative instruments or indicia of material non-routine transactions.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sharp Douglas J

(Last) (First) (Middle)

1331 SPRING STREET, NW

SUITE 2500

(Street)

ATLANTA GA 30309

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Invesco Ltd. [ IVZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Managing Director

3. Date of Earliest Transaction (Month/Day/Year)
08/31/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	08/31/2025		A		8,731	A	$0	138,941	D
Common Shares	08/31/2025		F		4,104	D	$21.89	134,837	D
Common Shares	08/31/2025		A		13,547	A	$0	148,384	D
Common Shares	08/31/2025		F		6,368	D	$21.89	142,016	D
Common Shares	08/31/2025		A		11,891	A	$0	153,907	D
Common Shares	08/31/2025		F		5,589	D	$21.89	148,318	D
Common Shares	08/31/2025		A		22,404	A	$0	170,722	D
Common Shares	08/31/2025		F		10,530	D	$21.89	160,192	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units(1)	$0	08/31/2025		M			8,731	(2)	(2)	Common Shares	8,731	$0	0	D
Restricted Stock Units(1)	$0	08/31/2025		M			13,547	(2)	(2)	Common Shares	13,547	$0	13,548	D
Restricted Stock Units(1)	$0	08/31/2025		M			11,891	(2)	(2)	Common Shares	11,891	$0	23,783	D
Restricted Stock Units(1)	$0	08/31/2025		M			22,404	(2)	(2)	Common Shares	22,404	$0	67,213	D

Explanation of Responses:

1. Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

2. The Restricted Stock Units vest in four equal installments and expire upon the employee's termination of employment.

Remarks:

	/s/ Rebecca Smith, as Attorney-in-Fact	09/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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FAQ

What transactions did Douglas J. Sharp report for Invesco Ltd. (IVZ)?

He reported RSU vesting conversions to common shares and multiple dispositions on 08/31/2025, with dispositions priced at $21.89 per share.

How many common shares does Douglas J. Sharp beneficially own after the reported transactions?

The filing lists a total beneficial ownership of 170,722 common shares following the reported transactions.

Were the acquired shares purchased for cash?

No; the RSUs converted to common shares at a $0 price, reflecting compensation vesting rather than cash purchases.

Do the disclosures explain the RSU vesting schedule?

Yes; the form states each RSU vests in four equal installments and expires upon termination of employment.

What price were the disposed shares sold at?

The reported dispositions were executed at $21.89 per share on 08/31/2025.