Invesco (IVZ) Form 4: Officer Reports 34,764-Share Gift

Rhea-AI Filing Summary

Laura Allison Dukes, identified as an officer (Chief Financial Officer), reported a change in beneficial ownership of Invesco Ltd. (IVZ). On 08/27/2025 she disposed of 34,764 common shares via a transaction coded G(1), which the filing explains is a bona fide gift (price recorded as $0). After the reported disposition, her beneficial ownership of common shares is 293,173, held directly. The Form 4 was signed by an attorney-in-fact on 08/28/2025.

Positive

• Timely Section 16 disclosure filed showing the transaction date and nature of the transfer
• Transaction identified as a bona fide gift, indicating no cash proceeds from the disposition

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Officer disclosed a gift of shares, reducing direct holdings; recordkeeping and timely disclosure are compliant.

The filing documents a non‑cash transfer (coded G(1)) of 34,764 common shares by the reporting officer, described as a bona fide gift. The post‑transaction direct holdings are shown as 293,173 shares. From a governance perspective, this is a routine, non‑commercial insider transfer that triggers Section 16 reporting; the filing appears to meet procedural disclosure obligations by identifying the relationship and timing and by being signed by an attorney‑in‑fact.

Securities Analyst

TL;DR: Transaction is a gift, not a sale; it does not provide proceeds and is unlikely to be material to IVZ’s valuation.

The Form 4 shows a disposal of 34,764 shares at $0 under code G(1), indicating a bona fide gift rather than a market sale. The report leaves clear the reporting person retains 293,173 shares directly. There are no derivative transactions or cash consideration reported. For investors, this is a disclosure event without immediate financial impact on the issuer or obvious signaling of trading intent.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DUKES LAURA ALLISON

(Last) (First) (Middle)

1331 SPRING STREET, NW

SUITE 2500

(Street)

ATLANTA GA 30309

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Invesco Ltd. [ IVZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/27/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	08/27/2025		G(1)		34,764	D	$0	293,173	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction is a bona fide gift.

Remarks:

	/s/ Rebecca Smith, as Attorney-in-Fact	08/28/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Laura Allison Dukes report in the Form 4 for IVZ?

The filing reports a disposition of 34,764 common shares on 08/27/2025 coded G(1) and described as a bona fide gift.

How many Invesco Ltd. (IVZ) shares does the reporting person own after the transaction?

The Form 4 shows 293,173 common shares beneficially owned following the reported transaction.

Was there any cash received for the shares disposed of by the reporting person?

No; the price is recorded as $0, and the explanation states the transaction was a bona fide gift.

Who signed the Form 4 and when was it signed?

The form was signed by Rebecca Smith, as Attorney-in-Fact, on 08/28/2025.

What is the reporting person’s role at the issuer?

The reporting person, Laura Allison Dukes, is reported as an Officer with the title Chief Financial Officer.