Virtus Investment Partners (VRTS) holder plans $2.5M sale of common stock

Rhea-AI Filing Summary

Virtus Investment Partners is registering a proposed sale of 14,975 common shares on the NYSE, with an indicated aggregate market value of $2,505,148.84, using UBS Financial Services Inc. in Weehawken, NJ. The disclosure also lists historical share grants, vesting events, and an open-market purchase dating back to 2011 that relate to how these shares were acquired.

Key Figures

Shares proposed for sale: 14,975 shares Aggregate market value: $2,505,148.84 Compensation vesting grant: 1,980 shares +3 more

6 metrics

Shares proposed for sale 14,975 shares Common shares of Virtus Investment Partners to be sold on the NYSE

Aggregate market value $2,505,148.84 Value associated with the 14,975 common shares proposed for sale

Compensation vesting grant 1,980 shares Common shares from a vesting event on 03/15/2013

Compensation vesting grant 2,817 shares Common shares from a vesting event on 03/15/2014

Compensation vesting grant 2,529 shares Common shares from a vesting event on 03/13/2023

Open-market purchase 1,000 shares Common shares acquired on 02/03/2011 in an open market transaction

Key Terms

Form 144, vesting, Open Market, Compensation

4 terms

Form 144 regulatory

"144: Securities Information Common Shares"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

vesting financial

"Common Shares | 03/15/2013 | vesting | Virtus Investment Partners"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

Open Market financial

"Common Shares | 02/03/2011 | Open Market | Virtus Investment Partners"

An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.

Compensation financial

"03/15/2013 | Compensation Common Shares | 03/15/2014"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 08/03/2026 - 05:00 PM Accepted by SEC EDGAR 08/03/2026 - 04:59 PM Learn about SEC filing dates

FAQ

What does Virtus Investment Partners (VRTS) disclose in this Form 144?

Virtus Investment Partners discloses a planned sale of 14,975 common shares on the NYSE with an aggregate market value of $2,505,148.84, along with historical details on how these shares were acquired through vesting, compensation, and an open-market purchase.

How many Virtus Investment Partners (VRTS) shares are proposed to be sold?

The Form 144 reports a proposed sale of 14,975 common shares of Virtus Investment Partners. These shares are to be sold on the NYSE and their aggregate market value is listed as $2,505,148.84 at the time of the notice.

What is the reported value of the Virtus Investment Partners (VRTS) shares in this Form 144?

The notice shows an aggregate market value of $2,505,148.84 for the 14,975 common shares of Virtus Investment Partners proposed for sale. This value reflects the pricing information used when preparing the sale notice.

Which firm is associated with the planned Virtus Investment Partners (VRTS) share sale?

The proposed sale of 14,975 Virtus Investment Partners common shares is associated with UBS Financial Services Inc., listed at 1000 Harbor Blvd, 3rd Floor, Weehawken, NJ 07086, in connection with the NYSE transaction details.

What historical transactions are listed for Virtus Investment Partners (VRTS) in this Form 144?

The Form 144 lists prior acquisitions of Virtus Investment Partners shares through vesting and compensation grants on dates such as 03/15/2013, 03/15/2014, 03/13/2023 and an open market purchase of 1,000 shares on 02/03/2011.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Shares	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	14975	2505148.84	6682122	08/03/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Shares	03/15/2013	vesting	Virtus Investment Partners			1980	03/15/2013	Compensation
Common Shares	03/15/2014	Vesting	Virtus Investment Partners			2817	03/15/2014	Compensation
Common Shares	03/13/2023	Vesting	Virtus Investment Partners			2529	03/13/2023	Compensation
Common Shares	03/15/2020	Vesting	Virtus Investment Partners			1037	03/15/2020	Compensation
Common Shares	03/15/2015	Vesting	Virtus Investment Partners			3098	03/15/2015	Compensation
Common Shares	02/03/2011	Open Market	Virtus Investment Partners			1000	02/03/2011	Personal payment
Common Shares	03/15/2020	Vesting	Virtus Investment Partners			849	03/15/2020	Compensation
Common Shares	03/13/2023	Vesting	Virtus Investment Partners			842	03/13/2023	Compensation
Common Shares	03/13/2022	Vesting	Virtus Investment Partners			822	03/13/2022	Compensation
Common Shares	03/15/2023	Vesting	Virtus Investment Partners			1	03/15/2023	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)