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Ventas (NYSE: VTR) director awarded 381 shares under fee deferral plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Roy Sumit reported acquisition or exercise transactions in this Form 4 filing.

Ventas, Inc. director Sumit Roy received an award of 381.051 shares of common stock on April 1, 2026. The shares were granted as units under the company’s Non-Employee Directors' Cash Compensation Deferral Plan in lieu of cash director fees, based on a closing share price of $82.01. After this compensation-related grant, Roy directly holds a total of 22,240.765 shares of Ventas common stock.

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Insider Roy Sumit
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 381.051 $82.01 $31K
Holdings After Transaction: Common Stock — 22,240.765 shares (Direct)
Footnotes (1)
  1. Common stock in the form of units granted under the Ventas, Inc. Non-Employee Directors' Cash Compensation Deferral Plan (the "Plan") in lieu of director fees pursuant to the director's deferral election. Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan. Represents the closing price per share of Issuer's common stock as of the grant date.
Shares granted 381.051 shares Director compensation grant on April 1, 2026
Grant valuation price $82.01 per share Closing price on grant date used for units
Total shares held after grant 22,240.765 shares Sumit Roy direct Ventas common stock holdings
Non-Employee Directors' Cash Compensation Deferral Plan financial
"granted under the Ventas, Inc. Non-Employee Directors' Cash Compensation Deferral Plan (the "Plan") in lieu of director fees"
deferral election financial
"in lieu of director fees pursuant to the director's deferral election"
closing price financial
"Represents the closing price per share of Issuer's common stock as of the grant date."
grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Roy Sumit

(Last)(First)(Middle)
C/O VENTAS, INC.
300 NORTH LASALLE ST., SUITE 1600

(Street)
CHICAGO ILLINOIS 60654

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Ventas, Inc. [ VTR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026A381.051(1)A$82.01(2)22,240.765D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Common stock in the form of units granted under the Ventas, Inc. Non-Employee Directors' Cash Compensation Deferral Plan (the "Plan") in lieu of director fees pursuant to the director's deferral election. Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan.
2. Represents the closing price per share of Issuer's common stock as of the grant date.
Remarks:
Sumit Roy, By: /s/ Jessica Stricklin, Attorney-In-Fact04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Ventas (VTR) report for director Sumit Roy?

Ventas reported that director Sumit Roy received 381.051 shares of common stock as a grant or award. The shares were issued under the Non-Employee Directors' Cash Compensation Deferral Plan in lieu of director fees, reflecting compensation rather than an open-market trade.

At what price were the Ventas (VTR) shares valued in Sumit Roy’s Form 4 grant?

The shares in Sumit Roy’s grant were valued at $82.01 per share, which represents the closing price of Ventas common stock on the grant date. This price was used to determine the number of shares credited under the director compensation deferral plan.

How many Ventas (VTR) shares does Sumit Roy hold after this Form 4 transaction?

Following the grant, Sumit Roy directly holds 22,240.765 shares of Ventas common stock. This total reflects his updated position after receiving 381.051 shares as a director fee deferral award under the company’s non-employee director compensation plan.

What is the Ventas (VTR) Non-Employee Directors' Cash Compensation Deferral Plan?

The Non-Employee Directors' Cash Compensation Deferral Plan allows Ventas directors to receive fees in common stock units instead of cash. These units are payable solely in common stock and are governed by the director’s deferral election and the specific terms of the plan.

Was Sumit Roy’s Ventas (VTR) Form 4 transaction a market purchase or sale?

The Form 4 shows a grant or award acquisition coded as “A,” not a market trade. Shares were issued under the Non-Employee Directors' Cash Compensation Deferral Plan in lieu of cash director fees, so there was no open-market buying or selling involved.