Apex Clearing (VTS) amendment lists Robert Gerrity sales totaling multiple Jan 2026 trades

Rhea-AI Filing Summary

Apex Clearing Corporation filed an amended Form 144/A reporting sales of common stock by Robert Gerrity. The filing lists multiple transactions in January 2026, including Robert Gerrity selling 90,737 shares for $1,827,557.29 on 01/14/2026 and 31,460 shares for $610,007.98 on 01/16/2026.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON STOCK	Apex Clearing Corporation 350 N ST. PAUL ST, SUITE 300 DALLAS TX 75201	11351	249722	38673632	02/24/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON STOCK	02/23/2024	EMPLOYEE RESTRICTED STOCK UNITS	ISSUER			6338	02/23/2024	COMPENSATION
COMMON STOCK	03/05/2025	EMPLOYEE RESTRICTED STOCK UNITS	ISSUER			5013	03/05/2025	COMPENSATION

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Robert Gerrity 5619 DTC PARKWAY SUITE 700 GREENWOOD VILLAGE CO 80111	COMMON STOCK	01/14/2026	90737	1827557.29
Robert Gerrity 5619 DTC PARKWAY SUITE 700 GREENWOOD VILLAGE CO 80111	COMMON STOCK	01/15/2026	28994	574933.69
Robert Gerrity 5619 DTC PARKWAY SUITE 700 GREENWOOD VILLAGE CO 80111	COMMON STOCK	01/16/2026	31460	610007.98
Robert Gerrity 5619 DTC PARKWAY SUITE 700 GREENWOOD VILLAGE CO 80111	COMMON STOCK	01/20/2026	45463	877110.58
Robert Gerrity 5619 DTC PARKWAY SUITE 700 GREENWOOD VILLAGE CO 80111	COMMON STOCK	01/21/2026	36785	723386.20

144/A: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Apex Clearing (VTS) Form 144/A amendment report?

The amendment reports sales of common stock by Robert Gerrity. It lists multiple transactions in January 2026, showing share counts and gross proceeds for each sale, with individual trade entries and dollar amounts disclosed in the filing.

How many shares did Robert Gerrity sell on 01/14/2026 according to the filing?

Robert Gerrity sold 90,737 shares on 01/14/2026. The filing lists the gross proceeds for that transaction as $1,827,557.29 linked directly to that sale entry.

What other sale examples are shown in the Form 144/A amendment?

Other reported sales include 28,994 shares on 01/15/2026 for $574,933.69 and 31,460 shares on 01/16/2026 for $610,007.98, each recorded with date, share count, and gross proceeds.

Does the filing state who receives the proceeds from these sales?

The filing lists the trades as transactions in common stock by Robert Gerrity. The document does not state the recipient of proceeds beyond the seller entries; cash‑flow treatment beyond the listed gross proceeds is not described in the excerpt.

Are the sales limited to specific transaction dates in the Form 144/A amendment?

Yes; the excerpt shows discrete sale dates in January 2026 including 01/14/2026, 01/15/2026, 01/16/2026, 01/20/2026, and 01/21/2026, each with share counts and proceeds.