[Form 4] Vuzix Corp Insider Trading Activity

Rhea-AI Filing Summary

Quanta Computer Inc. purchased 230,242 shares of Vuzix Corp's Series B Preferred Stock on 09/19/2025 at a price of $21.716 per share under the third closing of a securities purchase agreement dated September 3, 2024. Each Series B preferred share is convertible into 10 shares of Vuzix common stock, representing 2,302,420 underlying common shares. The Form 4 was filed as a single reporting person and lists Quanta as a director-related reporting person; the form is signed by C.C. Leung on 09/23/2025.

Positive

• Transaction disclosed clearly: purchase date, price per preferred share, and conversion ratio are explicitly reported
• Significant underlying common shares: the preferred shares convert into 2,302,420 common shares, making the scale of the investment transparent
• Transaction follows a disclosed agreement: purchase occurred under the securities purchase agreement dated 09/03/2024

Negative

• None.

Insights

Financial Analyst

TL;DR: Quanta acquired 230,242 Series B preferred shares convertible into 2.3M common shares, a sizeable equity stake instrument.

The transaction documents a direct investment by Quanta Computer Inc. into Vuzix via preferred stock purchased at $21.716 per share on 09/19/2025. The stated 10-to-1 conversion converts 230,242 preferred shares into 2,302,420 common shares, a clear dilution/ownership event if converted. This filing confirms the mechanics (purchase price, conversion ratio, and number of underlying common shares) but does not state post-transaction ownership percentage or any changes to board composition or voting control.

Corporate Governance Expert

TL;DR: The Form 4 discloses a third-closing preferred stock purchase by an entity identified as a director-related reporting person.

The report indicates Quanta is a reporting person with a director relationship and executed a purchase under a previously disclosed securities purchase agreement dated 09/03/2024. The form documents the transaction details and signature date but does not include information about any contractual governance rights, board seats, or voting arrangements tied to the Series B preferred shares. Additional governance implications would require the underlying purchase agreement, which is not included here.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Quanta Computer Inc.

(Last) (First) (Middle)

NO. 211, WEN HWA 2ND

KUEI SHAN

(Street)

TAO YUAN F5 33377

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Vuzix Corp [ VUZI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/19/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Series B Preferred Stock	$2.1716	09/19/2025		P(1)		230,242		09/19/2025	(1)	Common Stock	2,302,420	$21.716	230,242	D

Explanation of Responses:

1. On September 19, 2025, Quanta Computer Inc. ("Quanta") purchased 230,242 shares of the Issuer's Series B Preferred Stock at a purchase price of $21.716 per share under the third closing under the securities purchase agreement, dated September 3, 2024, between the Issuer and Quanta. Each share of Series B Preferred Stock is convertible into 10 shares of the Issuer's common stock.

	/s/ C.C. Leung	09/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Quanta Computer Inc. purchase in the VUZI Form 4 filing?

Quanta purchased 230,242 shares of Vuzix Series B Preferred Stock on 09/19/2025 at $21.716 per preferred share.

How many Vuzix common shares do the purchased preferred shares convert into (VUZI)?

Each Series B preferred share converts into 10 common shares, so the 230,242 preferred shares convert into 2,302,420 common shares.

Who is the reporting person on the Form 4 for VUZI?

The reporting person is Quanta Computer Inc., identified with a director relationship; the form is signed by C.C. Leung on 09/23/2025.

Under what agreement was the VUZI preferred share purchase made?

The purchase was made under the third closing of the securities purchase agreement dated 09/03/2024 between Vuzix and Quanta.

Does the Form 4 state Quanta's post-transaction ownership percentage in VUZI?

No. The Form 4 reports the number of shares purchased and the conversion mechanics but does not state the post-transaction percentage ownership.