Welcome to our dedicated page for Western Alliance SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Western Alliance Bancorporation filings document the regulatory record of a bank holding company with common stock and 4.250% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A. Its 8-K reports furnish quarterly operating results, earnings presentations, dividend declarations for common and preferred securities, investor communications and material-event disclosures tied to banking operations.
The company’s proxy materials cover board governance, shareholder voting matters, executive compensation and equity-related compensation arrangements. Other filings document credit-related events, including impairment charges on commercial loan exposures, as well as capital-structure details, deferred compensation plans and risk disclosures associated with the company’s lending, deposit and specialty banking activities.
Western Alliance Bancorporation reports that a director has filed an insider ownership statement under Section 16(a) of the Securities Exchange Act. As of 12/10/2025, the filing shows beneficial ownership of 0 shares of Western Alliance common stock, held directly, and no derivative securities are listed in the derivative holdings table. The filing also references an attached Exhibit 24 Power of Attorney authorizing the attorney-in-fact to sign on the reporting person’s behalf.
Western Alliance Bancorporation reported insider share and equity award activity by officer Jessica H. Jarvi, who serves as CLO & Secretary. On 12/15/2025, she reported transactions in common stock involving 58 and 46 shares, with corresponding dispositions at a price of $86.18 per share.
Following these transactions, she directly beneficially owns 12,457 shares of Western Alliance common stock and indirectly holds 2,074 shares through a WAL 401(k) plan as of 12/11/2025. She also holds cash-settled restricted stock units, including 795 units that vest monthly from March 2024 through February 2027 and 1,195 units that vest monthly from March 2025 through February 2028, each unit being the economic equivalent of one common share and payable solely in cash.
Western Alliance Bancorporation reported that one of its directors sold shares of the company’s common stock on 12/15/2025. The transactions included 1,100 shares sold at a weighted average price of $86.50 through the William R. Boyd Subtrust of The Boyd 2005 Irrevocable Trust, as well as additional blocks such as 7,714 shares sold at a weighted average price of $86.79 and 5,386 shares sold at $87.95 through other named subtrusts of the Boyd 2005 Irrevocable Trust.
After these sales, the reporting person continued to hold 9,945 Western Alliance common shares directly and indirect interests including 2,496 shares through a spouse, 149,634 shares in The Marianne E. Boyd Trust dated January 9, 2007, and 148,525 shares through WSB-WAL LLC. An additional 4,010,189 shares are held by the SMW WAL Irrevocable Trust dated March 13, 2023, where the reporting person is trustee but disclaims beneficial ownership in all but 1,336,730 of those shares.
Western Alliance Bancorporation reported insider activity by its Chief Banking Officer-NBL involving company common stock and cash-settled restricted stock units dated 12/15/2025.
On that date, 165 and 129 cash-settled restricted stock units, each economically equivalent to one share of Western Alliance Bancorporation common stock, were exercised at $0 and matched by dispositions of 165 and 129 common shares at $86.18 per share. Following these transactions, the officer directly beneficially owned 37,739 shares of common stock, and continued to hold 2,324 and 3,345 cash-settled restricted stock units from grants that vest monthly from March 2024 through February 2027 and from March 2025 through February 2028.
Western Alliance Bancorporation received a beneficial ownership report from one director covering an event dated 12/10/2025. The report shows beneficial ownership of 0 shares of common stock held directly.
The filing also indicates the director does not hold any listed derivative securities related to the common stock, and the report is filed by a single reporting person.
Western Alliance Bancorporation's Chief Risk Officer filed a Form 4 reporting multiple insider transactions in common stock and cash‑settled restricted stock units on 12/15/2025.
The officer exercised 72 and 53 cash‑settled restricted stock units that are each economically equivalent to one share of Western Alliance Bancorporation common stock, at an exercise price of $0, and disposed of corresponding amounts of common stock at $86.18 per share. Following these transactions, the officer directly beneficially owned 14,671 shares of common stock, 1,005 cash‑settled restricted stock units from a grant vesting monthly from March 2024 through February 2027, and 1,373 cash‑settled restricted stock units from a grant vesting monthly from March 2025 through February 2028.
Western Alliance Bancorporation’s chief credit officer reported transactions in company common stock and cash-settled restricted stock units on December 15, 2025. The activity includes exercises of units that are economically equivalent to common shares, followed by open-market sales of 35 and 22 common shares at a price of $86.18 per share.
After these trades, the officer directly owned 1,359 shares of Western Alliance common stock. The reported cash-settled restricted stock units vest 1/36th each month from March 2024 through February 2027 for one award and from March 2025 through February 2028 for another, and are payable solely in cash, with each unit equal in value to one share of Western Alliance common stock.
Western Alliance Bancorporation’s chief administration officer reported routine equity-related transactions dated 12/15/2025. The filing shows transaction code M entries tied to cash-settled restricted stock units for 97 and 69 units, paired with transaction code D sales of 97 and 69 shares of common stock at $86.18 per share. After these transactions, the officer directly holds 63,202 shares of common stock and indirectly holds 325 shares through spouse Alvina Boothe. The officer also continues to hold cash-settled restricted stock units, with 1,361 units from a grant vesting monthly from March 2024 to February 2027 and 1,793 units from a grant vesting monthly from March 2025 to February 2028, each unit being the economic equivalent of one WAL share and payable solely in cash.
Western Alliance Bancorporation disclosed insider activity by its Chief Human Resources Officer involving company common stock and cash-settled restricted stock units on 12/15/2025. The officer acquired 101 and 74 shares of common stock in transactions coded “M” at an exercise price of $0 per share, and on the same day disposed of 101 and 74 shares in sales coded “D” at $86.18 per share.
After these trades, the officer directly held 8,753 Western Alliance common shares and had indirect ownership of 22,797 shares through the Kennedy Family Trust. The filing also lists cash-settled restricted stock units that are economically equivalent to common shares, with 1,402 units from a grant vesting monthly from March 2024 to February 2027 and 1,909 units from a grant vesting monthly from March 2025 to February 2028 remaining beneficially owned.
Western Alliance Bancorporation reported insider transactions by its CBO for Regional Banking involving common stock and cash-settled restricted stock units on December 15, 2025.
The officer acquired 158 and 115 shares of common stock at a stated price of $0 per share through the vesting of cash-settled restricted stock units and sold the same share amounts at $86.18 per share. After these transactions, the officer directly owned 24,759 shares of common stock. The related cash-settled units vest 1/36th on the 15th day of each month from March 2024 to February 2027 and from March 2025 to February 2028, and are payable solely in cash, with each unit economically equivalent to one share of common stock.