Welcome to our dedicated page for Western Alliance SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Western Alliance Bancorporation filings document the regulatory record of a bank holding company with common stock and 4.250% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A. Its 8-K reports furnish quarterly operating results, earnings presentations, dividend declarations for common and preferred securities, investor communications and material-event disclosures tied to banking operations.
The company’s proxy materials cover board governance, shareholder voting matters, executive compensation and equity-related compensation arrangements. Other filings document credit-related events, including impairment charges on commercial loan exposures, as well as capital-structure details, deferred compensation plans and risk disclosures associated with the company’s lending, deposit and specialty banking activities.
Western Alliance Bancorporation Chief Administration Officer Timothy W. Boothe reported compensation-related transactions in common stock and cash-settled restricted stock units on June 15, 2026.
He exercised a total of 235 cash-settled restricted stock units, each economically equivalent to one share of common stock, and a matching 235 common shares were disposed of back to the issuer at $81.81 per share. Following these transactions, Boothe holds 65,417 shares of common stock directly and 325 shares indirectly through his spouse, Alvina Boothe, and has 779 cash-settled restricted stock units remaining that vest monthly over multi-year schedules.
WESTERN ALLIANCE BANCORPORATION executive Dale Gibbons, Vice Chair and CBO, Deposits, reported a series of compensation-related transactions in common stock and cash-settled restricted stock units. On June 15, 2026, he exercised derivative awards covering a total of 726 shares of common stock equivalents through multiple transactions coded M.
In corresponding transactions coded D, the same total of 726 common shares was disposed of to the issuer at $81.81 per share, leaving Gibbons with 267,093 shares of common stock held directly. He also holds 612 shares indirectly through a 401K plan, which includes employer match as of June 11, 2026.
The filing notes that the cash-settled restricted stock units are payable solely in cash and that each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock, vesting monthly in 36 equal installments over various three-year periods.
Western Alliance Bancorporation Chief Risk Officer Emily Nachlas reported routine equity-related transactions involving small share amounts. On June 15, 2026, she exercised derivative rights tied to a total of 189 common-share equivalents and recorded matching dispositions of common stock back to the issuer at $81.81 per share.
Following these transactions, Nachlas directly held 16,575 shares of common stock. She also continues to hold cash settled restricted stock units that vest monthly, each unit being the economic equivalent of one share of Western Alliance common stock and payable solely in cash according to the disclosed vesting schedules.
Western Alliance Bancorporation chief legal officer and secretary Jessica H. Jarvi reported compensation-related transactions involving cash-settled restricted stock units tied to the company’s common stock. On June 15, 2026, she exercised 168 cash-settled units, each economically equivalent to one WAL share, and an equal 168 common shares were disposed to the issuer at $81.81 per share, resulting in no net change in her direct share count. After these entries, she holds 13,707 shares of common stock directly and 2,074 shares indirectly through a WAL 401(k) plan as of June 11, 2026.
Western Alliance Bancorporation Chief Human Resources Officer Barbara Kennedy reported routine equity compensation activity involving common stock and cash-settled restricted stock units. On June 15, 2026, she exercised multiple derivative positions coded "M" to acquire small blocks of common stock and simultaneously reported "D" code dispositions of common shares back to the issuer, rather than open-market sales, at $81.81 per share.
Following these transactions, Kennedy directly held 10,332 shares of Western Alliance common stock and indirectly held 22,797 shares through the Barbara and Ted Kennedy TTEE Kennedy Family Trust. Footnotes state that the cash-settled restricted stock units vest and are payable solely in cash in equal monthly installments over 36-month periods beginning in March 2024, March 2025, and March 2026, and that each unit is the economic equivalent of one share of Western Alliance common stock.
Western Alliance Bancorporation’s Chief Credit Officer Lynne Herndon reported a series of small, compensation-related transactions in common stock and cash-settled restricted stock units on June 15, 2026.
Herndon exercised derivative awards tied to common stock and recorded matching dispositions of 27, 22, and 35 common shares back to the issuer at $81.81 per share. These movements are associated with cash-settled restricted stock units, each unit being the economic equivalent of one share of common stock and vesting monthly in 36 installments between March 2024 and February 2029.
Following these transactions, Herndon directly holds 1,880 common shares, while remaining cash-settled units continue to vest and pay out in cash over the disclosed schedules.
Western Alliance Bancorporation reported that CBO for Regional Banking Tim R. Bruckner exercised compensation-related awards and settled them in cash. On the reported date, he exercised derivative awards equivalent to 415 shares of common stock while corresponding dispositions to the issuer occurred at $81.81 per share, resulting in no net open-market buying or selling.
After these transactions, Bruckner directly owns 29,068 shares of common stock. The filing also shows ongoing grants of cash settled restricted stock units, each economically equivalent to one common share, vesting monthly in 36 equal installments between March 2024 and February 2029.
Western Alliance Bancorporation Chairman, President & CEO Kenneth Vecchione reported routine equity compensation activity involving company stock and cash-settled units. On June 15, 2026, he exercised a total of 1,571 shares of Common Stock at $0.00 per share through multiple “M” transactions, corresponding to cash settled restricted stock units where each unit is the economic equivalent of one share of common stock.
On the same date, he recorded matching “D” transactions labeled as dispositions to the issuer for 595, 437 and 539 shares at $81.81 per share, leaving his direct Common Stock holdings at 463,178 shares after the transactions. He also reported indirect holdings of 750 shares for a UTMA account for his daughter and 1,950 shares held through a 401K Plan, the latter reflecting employer match as of June 11, 2026. Cash-settled restricted stock units remain outstanding, vesting monthly over 36‑month periods ending between February 2027 and February 2029, and are payable solely in cash.
Western Alliance Bancorporation’s Chief Financial Officer Vishal Idnani reported routine equity compensation activity involving 123 shares and related units. He exercised derivative rights covering 123 shares of common stock and, in a separate transaction, disposed of 123 common shares back to the issuer at $81.81 per share.
Following these transactions, Idnani directly holds 11,468 shares of common stock and 3,920 cash-settled restricted stock units. Each unit is the economic equivalent of one share of common stock and vests in cash in monthly installments from March 2026 through February 2029.
WAL notice: an affiliate submitted a Form 144 proposing sales of previously issued common stock tied to compensatory awards. The excerpt lists three award lots: 5,164 shares (02/22/2022), 4,780 shares (02/15/2023) and 752 shares (02/16/2025), with sale dates noted as 06/16/2026.