Western Alliance Bancorporation filings document the regulatory record of a bank holding company with common stock and 4.250% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A. Its 8-K reports furnish quarterly operating results, earnings presentations, dividend declarations for common and preferred securities, investor communications and material-event disclosures tied to banking operations.
The company’s proxy materials cover board governance, shareholder voting matters, executive compensation and equity-related compensation arrangements. Other filings document credit-related events, including impairment charges on commercial loan exposures, as well as capital-structure details, deferred compensation plans and risk disclosures associated with the company’s lending, deposit and specialty banking activities.
Western Alliance Bancorporation (WAL) reported insider activity by its Chief Credit Officer on 10/15/2025 tied to cash-settled restricted stock units. The filing shows conversions of derivative units into equivalent common stock entries and corresponding dispositions at $78.84, with no net change in share ownership.
The transactions included 35 and 22 units, each economically equivalent to one share. Following these entries, the reporting person beneficially owned 1,359 shares of common stock directly. The derivative table lists cash-settled RSU balances of 542 units (from a grant vesting monthly from March 2024 to February 2027) and 618 units (from a grant vesting monthly from March 2025 to February 2028).
Western Alliance Bancorporation officer Jessica H. Jarvi reported insider transactions on 10/15/2025.
The filing shows two sets of movements in common stock: an acquisition via code M of 58 shares at $0 and a disposition of 58 shares at $78.84, and an acquisition via code M of 46 shares at $0 followed by a disposition of 46 shares at $78.84.
After these transactions, she beneficially owned 12,457 shares directly. Indirect holdings were 2,074 shares in the 401(k) plan as of 09/30/2025. The derivative table identifies cash‑settled restricted stock units, each economically equivalent to one share, vesting monthly in 36 installments across stated periods.
Western Alliance Bancorporation officer (Chief Administration Officer) reported transactions on 10/15/2025 on a Form 4. The filing shows the conversion (code M) of 97 and 69 cash-settled restricted stock units at $0 per unit, followed by dispositions of the same share amounts at $78.84 per share. Each unit is the economic equivalent of one share of common stock.
After these transactions, the reporting person held 63,202 shares directly. An additional 325 shares were reported as indirectly owned through a spouse. The cash-settled units vest monthly on the 15th day, with schedules running from March 2024 to February 2027 and from March 2025 to February 2028, respectively.
Western Alliance Bancorporation (WAL) reported insider activity by its CBO for Regional Banking on 10/15/2025. The officer exercised awards and matched share dispositions: 158 shares at $78.84 and 115 shares at $78.84, with acquisitions reported at $0 per share under code “M”. Following these transactions, the officer directly owned 24,759 shares.
Related derivative entries reflect cash‑settled restricted stock units, each economically equivalent to one WAL share and payable solely in cash. Footnotes indicate vesting of 1/36th monthly from March 2024–February 2027 for one grant and March 2025–February 2028 for another.
Western Alliance Bancorporation (WAL) reported insider activity by its Chief Human Resources Officer on 10/15/2025. The filing shows cash-settled RSUs vesting and corresponding same-day entries: an M-code conversion for 101 and 74 units (each the economic equivalent of one share) followed by dispositions of 101 and 74 shares at $78.84.
After these transactions, direct beneficial ownership was 8,753 shares. The report also lists 22,797 shares held indirectly through the Barbara and Ted Kennedy TTEE Kennedy Family Trust. The RSUs vest monthly in 1/36th increments across schedules running March 2024–February 2027 and March 2025–February 2028.
Western Alliance Bancorporation reported insider transactions by its President and CEO (also a Director) on 10/15/2025. The filing shows settlements of cash-settled RSUs and matched share activity: 539 and 437 shares were acquired at $0 via code M and the same amounts were sold at $78.84. Following these trades, the reporting person directly held 447,611 common shares.
Indirect holdings were 1,950 shares in a 401K Plan as of 09/30/2025 and 750 shares in a UTMA account. The cash-settled RSUs vest monthly in equal 1/36th installments under schedules running from March 2024–February 2027 and March 2025–February 2028.
Western Alliance Bancorporation (WAL) reported insider activity by its Vice Chairman and CFO on 10/15/2025. The executive acquired 285 and 212 shares of common stock at $0 following conversions of cash-settled RSUs, then sold the same amounts at $78.84 per share. Following these transactions, direct beneficial ownership stood at 296,358 shares. Indirect holdings were 612 shares in a 401K Plan as of 09/30/2025.
Timothy W. Boothe, Chief Administration Officer of Western Alliance Bancorporation (WAL), reported changes in his beneficial ownership on 09/15/2025. The Form 4 shows a series of share acquisitions and dispositions and the vesting and cash-settlement of restricted stock units. After reported transactions, Mr. Boothe beneficially owned 63,202 shares of common stock, with an indirect interest of 325 shares held by his spouse, Alvina Boothe. The filing discloses cash-settled restricted stock units that vest monthly over 36-month schedules beginning March 2024 and March 2025, and two dispositions at $89.05 per share on 09/15/2025.
Western Alliance Bancorporation (WAL) Form 4 summary: Tim R. Bruckner, CBO for Regional Banking and an officer of the company, reported multiple transactions on 09/15/2025. He acquired 158 and 115 cash-settled restricted stock units (RSUs) that are economically equivalent to shares and vest monthly under two separate 36-month schedules beginning March 2024 and March 2025. Those vesting events increased his beneficial holdings to 24,874 shares and 24,917 shares on different entries before offsetting dispositions. He also sold shares at $89.05, with reported beneficial ownership at 24,759 shares following the sales. The filing was signed by an attorney-in-fact.