Welcome to our dedicated page for Western Alliance SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Western Alliance Bancorporation filings document the regulatory record of a bank holding company with common stock and 4.250% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A. Its 8-K reports furnish quarterly operating results, earnings presentations, dividend declarations for common and preferred securities, investor communications and material-event disclosures tied to banking operations.
The company’s proxy materials cover board governance, shareholder voting matters, executive compensation and equity-related compensation arrangements. Other filings document credit-related events, including impairment charges on commercial loan exposures, as well as capital-structure details, deferred compensation plans and risk disclosures associated with the company’s lending, deposit and specialty banking activities.
Western Alliance Bancorporation Chief Credit Officer Lynne Herndon reported derivative exercises and related share dispositions. She exercised cash settled restricted stock units economically equivalent to common stock, which vest monthly in 1/36th increments from March 2024 to February 2027 and from March 2025 to February 2028, and are payable solely in cash.
On the same date, she acquired common stock through derivative exercises and reported dispositions of 35 and 22 shares of common stock back to the issuer at $93.20 per share.
Western Alliance Bancorporation’s Chief Administration Officer Timothy W. Boothe reported multiple equity-related transactions involving common stock and cash-settled restricted stock units. On February 15, 2026, he acquired 2,151 shares of common stock as a grant at $0.0000 per share, bringing his direct common stock holdings to 66,017 shares before subsequent dispositions.
On the same date, Boothe exercised derivative awards and settled related obligations. He acquired common stock through derivative exercises of 97 shares and 69 shares, while disposing of 600 shares, 97 shares, and 69 shares of common stock at $93.20 per share in transactions coded as tax-withholding and dispositions to the issuer, leaving 65,417 shares held directly. Separately, he exercised 97 and 69 cash-settled restricted stock units, with 1,655 units remaining. Footnotes state these units are payable solely in cash, vesting 1/36th monthly from March 2024–February 2027 and March 2025–February 2028, and each unit is economically equivalent to one share of common stock. The filing also notes 325 shares held indirectly through his spouse.
Western Alliance Bancorporation Chief Human Resources Officer Barbara Kennedy reported several equity-related transactions dated February 15, 2026. She exercised cash-settled restricted stock units that are each the economic equivalent of one share of common stock, covering 101 units from a 2024–2027 grant and 74 units from a 2025–2028 grant. She also acquired 2,231 shares of common stock through a grant or award and disposed of 622 shares at $93.20 per share to satisfy tax obligations, along with additional dispositions of 101 and 74 shares back to the issuer at the same price. Following these transactions, she directly held 10,332 common shares. Separately, 22,797 common shares were held indirectly through the Barbara and Ted Kennedy TTEE Kennedy Family Trust.
Western Alliance Bancorporation chief legal officer and secretary Jessica H. Jarvi reported multiple equity-related transactions. She received a grant of 1,115 shares of common stock, increasing her direct common stock holdings to 13,707 shares after all same-day movements.
Cash-settled restricted stock units economically equivalent to 58 and 46 shares vested; these units are payable solely in cash according to monthly vesting schedules running through February 2027 and February 2028. To cover tax obligations and related items, 512, 58, and 46 common shares were disposed of to the issuer at $93.20 per share. She also reports 2,074 shares held indirectly in a WAL 401(k) plan, including employer match as of February 5, 2026.
WESTERN ALLIANCE BANCORPORATION vice chair Dale Gibbons reported a mix of equity awards, vesting, and related share dispositions. On February 15, 2026, he acquired 7,966 shares of common stock through a grant or award at a stated price of $0.0000 per share. Several entries reflect the exercise or conversion of cash settled restricted stock units equivalent to common shares, in amounts of 285 units and 212 units.
To cover obligations, the filing shows a tax-withholding disposition of 3,414 common shares at $93.20 per share and additional dispositions to the issuer of 285 shares and 212 shares at the same price. After these transactions, direct common stock holdings are reported at 307,093 shares, and indirect holdings through a 401K Plan are 612 shares as of February 5, 2026.
Western Alliance Bancorporation’s Chief Risk Officer Emily Nachlas reported multiple equity-related transactions in common stock and cash-settled restricted stock units on February 15, 2026. She received a grant of 1,514 shares of common stock at $0.00 per share, increasing her direct holdings to 16,997 shares before subsequent movements.
The filing shows a tax-withholding disposition of 422 common shares at $93.20 per share using transaction code F, and issuer-related dispositions of 72 shares and 53 shares at $93.20 per share under code D. She also exercised derivative awards, converting 72 units and 53 units of cash-settled restricted stock units into common stock with no exercise price.
Footnotes state the cash-settled restricted stock units are payable solely in cash, each economically equivalent to one share of common stock. These units vest in equal monthly installments on the 15th of each month over 36-month periods from March 2024 to February 2027 and from March 2025 to February 2028.
Western Alliance Bancorporation CBO for Regional Banking Tim R. Bruckner reported multiple equity-related transactions dated February 15, 2026. He acquired cash-settled restricted stock units in two derivative exercises totaling 273 units, each unit economically equivalent to one share of common stock.
He also received a grant of 3,346 shares of common stock at no cost and had shares withheld and disposed to the issuer for tax and related obligations at $93.20 per share. After these transactions, he directly held 29,068 shares of common stock plus remaining cash-settled units that vest monthly through periods ending in February 2027 and February 2028.
Western Alliance Bancorporation President and CEO Kenneth Vecchione reported multiple equity-related transactions dated February 15, 2026. He acquired 539 and 437 cash-settled restricted stock units, each economically equivalent to one common share, and received a grant of 17,366 shares of common stock at no cost.
He disposed of 7,442 shares of common stock at $93.20 per share to satisfy tax obligations, and made additional dispositions of 539 shares and 437 shares to the issuer at the same price. Following these transactions, he directly held 463,178 common shares, plus indirect holdings of 1,950 shares in a 401(k) plan and 750 shares in an account for his daughter.
Western Alliance Bancorporation Chief Banking Officer – NBL Stephen Russell Curley reported multiple equity-related transactions dated February 15, 2026. He acquired cash settled restricted stock units (165 and 129 units), each economically equivalent to one common share, which vest monthly over 36 months and are payable solely in cash. He also received a grant of 3,665 shares of common stock. To cover tax obligations, 1,314 shares were disposed of at $93.20 per share, and additional small blocks of 165 and 129 shares were disposed of to the issuer at the same price following derivative exercises. After these transactions, he directly held 41,531 shares of common stock.
Western Alliance Bancorporation’s Chief Accounting Officer Ben Mucha reported several stock transactions in February. On February 13, he acquired 1,092 shares of common stock as a grant at $0.00 per share. On February 15, 319 shares were disposed of to cover tax obligations through a tax-withholding disposition at $93.20 per share. On February 18, he executed an open-market sale of 641 shares of common stock at a weighted average price of $95.62 per share, with individual sale prices ranging from $95.58 to $95.64. After these transactions, his directly held common stock position was reported as 11,727 shares.