Welcome to our dedicated page for Western Alliance SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Western Alliance Bancorporation (NYSE: WAL) files detailed reports and current reports with the U.S. Securities and Exchange Commission that provide insight into its operations as a bank holding company and the activities of its primary subsidiary, Western Alliance Bank. On this SEC filings page, readers can review documents such as Form 8-K current reports, along with references to earnings materials and other disclosures that explain key events affecting the company.
Recent Form 8-K filings for Western Alliance Bancorporation describe a range of topics. Some filings report on corporate governance matters, including the appointment of new members to the Board of Directors and their committee assignments, as well as the adoption of an Executive Stock and Bonus Deferral Plan that allows certain executives to defer portions of cash bonus and stock compensation into deferred stock units. Other 8-Ks disclose capital and funding activities, such as Western Alliance Bank’s issuance of fixed rate reset subordinated notes intended to qualify as Tier 2 capital, with proceeds earmarked for general corporate purposes and support of growth.
Additional 8-K filings cover the declaration of quarterly cash dividends on common and preferred stock, the authorization of a common stock repurchase program, and Regulation FD disclosures that provide information about specific credit relationships and related legal actions. Earnings-related 8-Ks reference quarterly financial results, including net interest income, non-interest income, loan and deposit balances, asset quality measures and capital ratios, often accompanied by press releases and investor presentations.
Through Stock Titan’s interface, users can access these Western Alliance Bancorporation filings as they are made available on EDGAR and use AI-powered summaries to understand the context and implications of each document. This includes quickly identifying the nature of a filing, such as a capital issuance, governance change, dividend declaration or earnings release, and seeing how it fits into the company’s broader financial and strategic profile. For those monitoring Western Alliance’s regulatory history, capital structure and governance practices, this page serves as a centralized view of its SEC-reported information.
Western Alliance Bancorporation director filed an amended insider ownership report correcting previously disclosed indirect holdings. The filing updates the number of common shares held indirectly following an earlier reported transaction.
The director is now reported as indirectly beneficially owning 48,797 shares of common stock through the Beach Revocable Trust U/A DTD 7/27/2007. This amendment corrects an original report filed on May 19, 2025, which itself amended a prior filing from February 10, 2025.
Western Alliance Bancorporation announced regular quarterly cash dividends on its common and preferred stock. The Board of Directors declared a quarterly dividend of $0.42 per share of common stock, payable on March 6, 2026 to shareholders of record on February 20, 2026.
The Board also approved a quarterly dividend on the company’s 4.250% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A, of $106.25 per preferred share, equivalent to $0.265625 per depositary share, payable on March 30, 2026 to shareholders of record on March 13, 2026.
Western Alliance Bancorporation filed a current report to inform investors that it has released its financial results for the fiscal quarter ended December 31, 2025. On January 26, 2026, the company issued a press release and posted a fourth quarter 2025 earnings conference call presentation on its website, providing historical and forward-looking information about its performance.
The press release and the slide presentation are included as exhibits to this report, but are being furnished rather than filed, which limits their use under certain securities law liability provisions.
Western Alliance Bancorporation executive Dale Gibbons reported routine equity transactions. On January 15, 2026, the Vice Chair and CBO, Deposits converted 285 and 212 cash settled restricted stock units, each unit being the economic equivalent of one share of Western Alliance common stock, at an exercise price of $0.
On the same date, he disposed of matching amounts of common stock, selling 285 and 212 shares at a price of $89.83 per share. Following these transactions, he directly beneficially owned 300,358 shares of common stock, and an additional 612 shares were held indirectly through a 401(k) plan, which includes employer matching contributions as of January 8, 2026. The cash settled units vest monthly over 36-month periods beginning in March 2024 and March 2025, respectively.
Western Alliance Bancorporation’s Chief Credit Officer, Lynne Herndon, reported equity-related activity on January 15, 2026. She exercised cash-settled restricted stock units that are economically equivalent to common shares and immediately used them to acquire and dispose of common stock on the same day.
The filing shows common stock transactions of 35 shares and 22 shares, each acquired at $0 per share through option-style exercises and then disposed of at $89.83 per share. After these trades, she directly owned 1,359 shares of Western Alliance common stock.
The derivative table shows cash-settled restricted stock units that vest and pay out solely in cash. One grant vests in equal monthly installments from March 2024 through February 2027, and another from March 2025 through February 2028, with remaining balances of 437 units and 552 units, respectively.
Western Alliance Bancorporation’s Chief Administration Officer Timothy W. Boothe reported multiple equity transactions dated January 15, 2026. He exercised cash-settled restricted stock units that are economically equivalent to common stock, converting 97 units and 69 units into common stock at an exercise price of $0 per unit. He then disposed of 97 shares and 69 shares of common stock in open market sales at $89.83 per share. Following these transactions, he directly held 63,202 shares of common stock and retained 1,264 and 1,724 cash-settled restricted stock units in separate awards. In addition, 325 shares of common stock were reported as indirectly owned through his spouse, Alvina Boothe. The footnotes state that the units vest and are payable solely in cash on a monthly schedule through February 2027 and February 2028, respectively.
Western Alliance Bancorporation’s CBO for Regional Banking, Tim R. Bruckner, reported multiple equity transactions dated January 15, 2026. Cash-settled restricted stock units economically equivalent to 158 and 115 shares of common stock were converted at an exercise price of $0, and matching amounts of common stock were then disposed of at $89.83 per share.
Following these trades, Bruckner directly held 24,759 shares of common stock. He also held 2,061 and 2,873 cash-settled restricted stock units, which vest monthly in 36 equal installments between March 2024 and February 2027, and between March 2025 and February 2028, respectively.
Western Alliance Bancorporation’s CLO and Secretary, Jessica H. Jarvi, reported multiple equity transactions dated January 15, 2026. She converted cash-settled restricted stock units that are each the economic equivalent of one common share into 58 and 46 shares of common stock at an exercise price of $0, and then disposed of the same respective amounts of common stock at a sale price of $89.83 per share.
After these transactions, Jarvi directly beneficially owned 12,457 shares of Western Alliance common stock. She also indirectly held 2,074 shares through a WAL 401(k) plan, which reflects plan holdings including employer matching contributions as of January 8, 2026.
Western Alliance Bancorporation director Mary Chris Jammet reported receiving deferred equity-based compensation. On January 15, 2026, she acquired 251 Deferred Stock Units tied to Western Alliance common stock at a reference price of $89.83 per unit, which was the closing price of the common stock that day.
According to the disclosure, these deferred units were credited under the company’s Director Deferral Plan instead of paying cash fees on that date. The units will be settled in shares of Western Alliance common stock after she separates from service, with any fractional units paid in cash. Following this transaction, she beneficially owned 251 Deferred Stock Units, held directly.
Western Alliance Bancorporation Chief Risk Officer Emily Nachlas reported Form 4 insider transactions involving common stock and cash-settled restricted stock units. On January 15, 2026, Nachlas exercised 72 cash-settled restricted stock units and separately 53 similar units, each at an exercise price of $0 per unit, with each unit economically equivalent to one share of common stock.
On the same date, she acquired and then disposed of matching amounts of Western Alliance Bancorporation common stock, selling 72 shares and 53 shares at a price of $89.83 per share. Following these transactions, Nachlas directly owned 14,671 shares of Western Alliance Bancorporation common stock.