Welcome to our dedicated page for WESTERN ALLIANCE BANCORPORATION SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Western Alliance Bancorporation Chief Human Resources Officer Barbara Kennedy reported routine compensation-related activity involving cash-settled restricted stock units that are each the economic equivalent of one share of common stock. On April 15, 2026, she exercised units tied to 257 shares of common stock and recorded related dispositions back to the issuer at $78.51 per share.
Following these transactions, Kennedy held 10,332 shares of Western Alliance common stock directly and 22,797 shares indirectly through the Kennedy Family Trust. Footnotes state that the units vest and are payable solely in cash in equal monthly installments over 36-month periods beginning in March 2024, March 2025, and March 2026.
Western Alliance Bancorporation chief legal officer and secretary Jessica H. Jarvi reported compensation-related equity activity. On April 15, 2026 she exercised 168 cash settled restricted stock units that are each the economic equivalent of one share of common stock. These units vest and are payable solely in cash in equal monthly installments over 36-month periods beginning in March 2024, March 2025 and March 2026. Related common stock entries show acquisitions and dispositions to the issuer at $78.51 per share. After these transactions, she holds 13,707 common shares directly and 2,074 shares indirectly through the WAL 401(k) Plan as of 4/16/2026.
Western Alliance Bancorp Schedule 13G/A amendment: The Vanguard Group reports 0 shares beneficially owned, representing 0% of the class following an internal realignment described in the filing. The amendment explains disaggregation of prior holdings in accordance with SEC Release No. 34-39538 and is signed on 03/27/2026.
Western Alliance Bancorporation executive Stephen Russell Curley reported routine equity compensation activity tied to cash-settled restricted stock units. On 2026-03-15, 440 cash-settled restricted stock units, each economically equivalent to one share of common stock, were exercised or converted. Related entries show matching acquisitions and dispositions of 165, 129, and 146 common shares back to the issuer at $67.97 per share, reflecting settlement mechanics rather than open‑market trading. After these transactions, Curley directly holds 41,531 shares of Western Alliance common stock.
Western Alliance Bancorporation Chief Administration Officer Timothy W. Boothe reported routine equity compensation activity. On March 15, 2026, he exercised derivative awards labeled as cash-settled restricted stock units, acquiring an aggregate of 235 units, each economically equivalent to one share of common stock, according to the footnotes.
On the same date, matching 235 shares of common stock were disposed of to the issuer at $67.97 per share, resulting in no net change in his economic exposure from these transactions. Following the reported activity, Boothe holds 65,417 shares of common stock directly and 325 shares indirectly through his spouse.
Western Alliance Bancorporation’s Chief Credit Officer Lynne Herndon reported routine equity compensation activity involving cash settled restricted stock units and common stock on March 15, 2026. She exercised derivative awards covering 35, 22 and 27 cash settled restricted stock units, each economically equivalent to one share of common stock.
Matching dispositions of 35, 22 and 27 common shares back to the issuer at $67.97 per share resulted in no net change in share count from these settlements. After all transactions, Herndon directly owned 1,880 shares of Western Alliance common stock as reported. Footnotes state these units vest monthly in 1/36th installments and are payable solely in cash.
Western Alliance Bancorporation President and CEO Kenneth Vecchione reported routine equity compensation activity involving cash-settled restricted stock units and common stock. On March 15, 2026, he exercised derivative awards covering 1,571 cash-settled restricted stock units that are economically equivalent to common shares. Matching amounts of common stock were acquired at a stated price of $0.00 per share and then disposed of back to the issuer at $67.97 per share, resulting in no net change to his direct common stock holdings, which remain at 463,178 shares. The filing also shows indirect holdings of 1,950 shares in a 401(k) plan, including employer match as of March 5, 2026, and 750 shares held for a daughter under a UTMA arrangement.
Western Alliance Bancorporation executive Dale Gibbons reported routine equity compensation activity. On March 15, 2026, he exercised derivative awards labeled as cash-settled restricted stock units covering 726 units that are economically equivalent to common shares.
Corresponding entries show issuer dispositions of 726 shares of common stock at $67.97 per share, resulting in 307,093 shares of common stock held directly after these transactions, plus 612 shares held indirectly through a 401K plan as of March 5, 2026. The pattern reflects compensation-related exercises and returns to the issuer rather than open-market buying or selling.
Western Alliance Bancorporation’s Chief Human Resources Officer, Barbara Kennedy, reported routine compensation-related transactions involving cash-settled restricted stock units on March 15, 2026. She exercised units economically equivalent to 101, 74 and 82 shares of common stock, then returned the same numbers of shares to the issuer at $67.97 per share, resulting in no net open-market buying or selling. Following these transactions, she holds 10,332 shares of common stock directly and 22,797 shares indirectly through the Kennedy Family Trust.
Western Alliance Bancorporation’s Chief Financial Officer Vishal Idnani exercised cash-settled restricted stock units tied to 123 shares of common stock on 2026-03-15. The exercise converted the units into 123 shares, then the same 123 shares were disposed of back to the issuer at $67.97 per share, leaving Idnani with 11,468 common shares directly held. These awards are payable solely in cash and each unit is economically equivalent to one share, making this a compensation-related, non‑market transaction rather than an open‑market trade.