Welcome to our dedicated page for Western Alliance SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Western Alliance Bancorporation (NYSE: WAL) files detailed reports and current reports with the U.S. Securities and Exchange Commission that provide insight into its operations as a bank holding company and the activities of its primary subsidiary, Western Alliance Bank. On this SEC filings page, readers can review documents such as Form 8-K current reports, along with references to earnings materials and other disclosures that explain key events affecting the company.
Recent Form 8-K filings for Western Alliance Bancorporation describe a range of topics. Some filings report on corporate governance matters, including the appointment of new members to the Board of Directors and their committee assignments, as well as the adoption of an Executive Stock and Bonus Deferral Plan that allows certain executives to defer portions of cash bonus and stock compensation into deferred stock units. Other 8-Ks disclose capital and funding activities, such as Western Alliance Bank’s issuance of fixed rate reset subordinated notes intended to qualify as Tier 2 capital, with proceeds earmarked for general corporate purposes and support of growth.
Additional 8-K filings cover the declaration of quarterly cash dividends on common and preferred stock, the authorization of a common stock repurchase program, and Regulation FD disclosures that provide information about specific credit relationships and related legal actions. Earnings-related 8-Ks reference quarterly financial results, including net interest income, non-interest income, loan and deposit balances, asset quality measures and capital ratios, often accompanied by press releases and investor presentations.
Through Stock Titan’s interface, users can access these Western Alliance Bancorporation filings as they are made available on EDGAR and use AI-powered summaries to understand the context and implications of each document. This includes quickly identifying the nature of a filing, such as a capital issuance, governance change, dividend declaration or earnings release, and seeing how it fits into the company’s broader financial and strategic profile. For those monitoring Western Alliance’s regulatory history, capital structure and governance practices, this page serves as a centralized view of its SEC-reported information.
Western Alliance Bancorporation (WAL) reported insider transactions by its CBO for Regional Banking. On 11/15/2025, the officer converted cash-settled restricted stock units into 158 and 115 shares of common stock at an exercise price of $0, then sold the same numbers of shares at $78.17 per share. After these trades, the officer directly held 24,759 shares of Western Alliance common stock. The officer also continued to hold cash-settled restricted stock units, including 2,377 units tied to awards vesting from March 2024 through February 2027 and 3,103 units tied to awards vesting from March 2025 through February 2028.
Western Alliance Bancorporation (WAL) reported insider transactions by officer and CLO & Secretary Jessica H. Jarvi on 11/15/2025. She exercised cash-settled restricted stock units into Common Stock in two small lots of 58 and 46 shares at an exercise price of $0 per share, then disposed of the same amounts of common stock at a sale price of $78.17 per share. Following these transactions, she directly held 12,457 shares of common stock and indirectly held 2,074 shares through the WAL 401(k) plan as of mid-November 2025. The derivative table shows remaining cash-settled restricted stock units that vest monthly through February 2027 and February 2028, each unit being the economic equivalent of one WAL common share.
Western Alliance Bancorporation insider activity shows its President and CEO, who is also a director, reporting multiple transactions in common stock and cash-settled restricted stock units on 11/15/2025. He exercised derivative awards coded as transaction type “M” for 539 and 437 cash-settled restricted stock units, each unit being the economic equivalent of one share of common stock and payable solely in cash. On the same date, he disposed of 539 and 437 shares of common stock at a price of $78.17 per share. Following these transactions, he directly owned 447,611 shares of common stock, with additional indirect holdings of 1,950 shares in a 401(k) plan and 750 shares held for a family member under UTMA.
Western Alliance Bancorporation (WAL) reported insider equity transactions by its Chief Administration Officer on 11/15/2025. The officer settled cash-settled restricted stock units into common stock and immediately sold the same number of shares in two small transactions. In each case, 97 and 69 shares of common stock were acquired at $0 per share through unit settlement and then sold at $78.17 per share. After these trades, the officer directly owned 63,202 shares of Western Alliance common stock and indirectly owned 325 shares through a spouse.
Western Alliance Bancorporation (WAL) officer, listed as Chief Banking Officer – NBL, reported several transactions in company stock on 11/15/2025. The filing shows exercises of equity awards (coded “M”) followed by same‑day sales. One set involved 165 shares acquired at an exercise price of $0 and then sold at $78.17, leaving 37,739 common shares directly owned. A second set involved 129 shares acquired at $0 and sold at $78.17, with the direct common share balance again reported as 37,739.
The officer also holds cash-settled restricted stock units, each economically equivalent to one WAL share. After the reported transactions, the filing lists 2,489 and 3,474 such units. One RSU grant vests monthly from March 2024 through February 2027, and another vests monthly from March 2025 through February 2028, with all units payable solely in cash rather than stock.
Western Alliance Bancorporation’s chief human resources officer reported routine equity movements in a Form 4. On 11/15/2025, the insider exercised cash-settled restricted stock units equivalent to 101 shares and separately 74 shares of common stock at an exercise price of $0, then disposed of the same numbers of common shares at a sale price of $78.17 per share. After these transactions, the insider directly beneficially owned 8,753 shares of Western Alliance common stock and indirectly held an additional 22,797 shares through the Kennedy Family Trust. The filing also shows remaining holdings of 1,503 and 1,983 cash-settled restricted stock units that continue to vest monthly through February 2027 and February 2028, respectively.
T. Rowe Price Associates, Inc. filed Amendment No. 3 to Schedule 13G reporting beneficial ownership of 7,969,869 shares of Western Alliance Bancorp (WAL) common stock, representing 7.2% of the class as of 09/30/2025.
The filer reports sole voting power over 7,842,341 shares and sole dispositive power over 7,969,498 shares, with no shared voting or dispositive power. T. Rowe Price Associates is identified as an investment adviser and certifies the securities were acquired and are held in the ordinary course of business, not to change or influence control of the issuer.
Barrow Hanley filed a Schedule 13G reporting beneficial ownership of 5,979,916 shares of Western Alliance Bancorp common stock, representing 5.42% of the class as of 09/30/2025. The firm reports sole voting and sole dispositive power over 5,979,916 shares, with no shared voting or dispositive power.
The certification states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
Western Alliance Bancorporation declared quarterly cash dividends on its common and preferred shares. The Board approved a $0.42 per share dividend on common stock, payable on November 28, 2025 to shareholders of record as of November 13, 2025. It also declared a dividend on its 4.250% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A of $106.25 per share (equivalent to $0.265625 per depositary share), payable on December 30, 2025 to shareholders of record as of December 15, 2025. These actions reflect the company’s ongoing quarterly distribution schedule for both its common and Series A preferred securities.
Western Alliance Bancorporation reported solid growth for the quarter and nine months ended September 30, 2025. Total assets rose to
Loans held for investment increased to
Credit quality remains a focus, with the allowance for credit losses on loans increasing to