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Western Alliance SEC Filings

WAL NYSE

Welcome to our dedicated page for Western Alliance SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Western Alliance Bancorporation filings document the regulatory record of a bank holding company with common stock and 4.250% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A. Its 8-K reports furnish quarterly operating results, earnings presentations, dividend declarations for common and preferred securities, investor communications and material-event disclosures tied to banking operations.

The company’s proxy materials cover board governance, shareholder voting matters, executive compensation and equity-related compensation arrangements. Other filings document credit-related events, including impairment charges on commercial loan exposures, as well as capital-structure details, deferred compensation plans and risk disclosures associated with the company’s lending, deposit and specialty banking activities.

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Western Alliance Bancorporation’s Chief Financial Officer, Vishal Idnani, reported equity-related compensation granted on February 5, 2026. He acquired 2,942 shares of common stock at $0 per share, bringing his directly held common stock to 11,468 shares after the transaction.

He was also granted 4,412 cash-settled restricted stock units, each economically equivalent to one share of common stock but payable solely in cash. These units vest in equal monthly installments, with 1/36th vesting on the 15th of each month from March 2026 through February 2029.

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Western Alliance Bancorporation’s Chief Risk Officer Emily Nachlas reported new equity-linked awards. On February 5, 2026, she acquired 1,537 shares of common stock at $0 per share, bringing her directly held stake to 16,208 shares.

She was also granted 2,305 cash-settled restricted stock units, each economically equivalent to one common share. These units vest and are paid solely in cash, with 1/36th vesting on the 15th of each month from March 2026 through February 2029.

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Western Alliance Bancorporation director Bruce D. Beach reported acquiring additional company stock. On February 5, 2026, he acquired 3,458 shares of Western Alliance common stock at a reported price of $0 per share, bringing his directly held stake to 6,935 shares.

He also reports indirect beneficial ownership of 54,234 shares of common stock held through the Beach Revocable Trust U/A DTD 7/27/2007. A prior transfer of 5,437 shares to this trust on March 5, 2025 is noted in the footnotes.

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Western Alliance Bancorporation director Mary Chris Jammet received a grant of 2,580 Deferred Stock Units on February 5, 2026. The grant was made under the company’s Stock Incentive Plan and credited to its Director Deferral Plan at a price of $0 per unit.

The Deferred Stock Units vest on February 5, 2027 and will be settled in shares of Western Alliance common stock after Jammet’s separation from service, in line with the Director Deferral Plan. Following this award, she beneficially owns 2,831 Deferred Stock Units directly.

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Western Alliance Bancorporation director granted deferred stock units

Director Michael Papay received a grant of 2,580 Deferred Stock Units on February 5, 2026 under Western Alliance Bancorporation’s stock incentive program. These units vest on February 5, 2027 and are credited under the company’s Director Deferral Plan.

After Papay’s separation from service, the deferred stock units will be settled in shares of Western Alliance common stock issued under the stock incentive plan. The filing shows 2,580 derivative securities beneficially owned directly following the grant.

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Western Alliance Bancorporation officer receives equity-linked awards. Chief Banking Officer – NBL Stephen Russell Curley acquired 3,513 shares of common stock at a price of $0, bringing his directly held common stock to 41,252 shares.

He was also granted 5,268 cash-settled restricted stock units, each economically equivalent to one share of Western Alliance common stock. These units vest and are payable solely in cash, with 1/36th of the award vesting on the 15th of each month from March 2026 through February 2029.

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Western Alliance Bancorporation’s Chief Administration Officer, Timothy W. Boothe, reported new equity-linked awards. On February 5, 2026, he acquired 1,647 shares of common stock at $0 per share, bringing his direct common stock holdings to 64,849 shares. He also received 2,469 cash-settled restricted stock units, each economically equivalent to one share of common stock but payable solely in cash. These units are scheduled to vest in equal monthly installments, with 1/36th vesting on the 15th of each month from March 2026 through February 2029. In addition, 325 common shares are reported as indirectly held through his spouse, Alvina Boothe. No share sales were reported in this filing.

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Western Alliance Bancorporation director Howard Gould acquired additional common stock in the company. On February 5, 2026, he acquired 2,580 shares of common stock at a stated price of $0 per share, bringing his directly held position to 9,230 shares.

In addition to these directly owned shares, he is also reported as indirectly beneficially owning 43,779 shares of Western Alliance common stock through The Gould Family Trust U/A DTD 10/16/02.

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Western Alliance Bancorporation director Bryan K. Segedi received a grant of 2,580 Deferred Stock Units on February 5, 2026. The units vest on February 5, 2027 and are credited under the company’s Director Deferral Plan. After separation from service, they are settled in shares of common stock issued under the Stock Incentive Plan.

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Western Alliance Bancorporation director reports stock grant. Director Greta Guggenheim reported receiving 2,580 shares of Western Alliance Bancorporation common stock on 02/04/2026 at a price of $0 per share, indicating an award rather than an open-market purchase. Following this transaction, she directly holds 8,441 common shares.

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FAQ

How many Western Alliance (WAL) SEC filings are available on StockTitan?

StockTitan tracks 185 SEC filings for Western Alliance (WAL), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Western Alliance (WAL)?

The most recent SEC filing for Western Alliance (WAL) was filed on February 9, 2026.