Western Asset fund names senior VP as insider

Western Asset Diversified Income Fund (WDI) reported that Senior Vice President Ann Elizabeth Doyle became a reporting person by filing an initial statement of beneficial ownership on Form 3.

Rhea-AI Filing Summary

Western Asset Diversified Income Fund (WDI) reported that Senior Vice President Ann Elizabeth Doyle became a reporting person by filing an initial statement of beneficial ownership on Form 3. The filing lists no equity transactions or holdings and provides no additional ownership detail.

Key Terms

Form 3, beneficial ownership, reporting person

3 terms

Form 3 regulatory

"an initial statement of beneficial ownership on Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership regulatory

"an initial statement of beneficial ownership on Form 3"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

reporting person regulatory

"became a reporting person by filing an initial statement"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does this Form 3 filing mean for Western Asset Diversified Income Fund (WDI)?

It records that Senior Vice President Ann Elizabeth Doyle is now a reporting person for Western Asset Diversified Income Fund. The Form 3 is an initial statement of beneficial ownership but, in this case, does not list any securities or transactions.

Did the reporting person buy or sell any WDI shares in this Form 3?

No. The Form 3 lists no reported transactions, and the transaction summary shows zero buy, sell, acquire, or dispose entries and zero shares for each category.

Does the Form 3 show how many WDI shares Ann Elizabeth Doyle owns?

No. The filing reports no holding entries and no derivative positions, so it does not state any specific number of WDI shares or derivatives currently owned.

Is there any Rule 10b5-1 trading plan disclosed in this WDI Form 3?

No. The document-level indicator for Rule 10b5-1 plan status is not marked, and there are no transaction footnotes describing trades under a pre-arranged plan.

What role does the reporting person hold at Western Asset Diversified Income Fund (WDI)?

The reporting person, Ann Elizabeth Doyle, is identified as a Senior Vice President of Western Asset Diversified Income Fund and is not listed as a director, officer with a titled office, or a ten percent owner in the form’s checkboxes.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/10/2026 - 12:20 PM Accepted by SEC EDGAR 09/10/2026 - 12:20 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Doyle Ann Elizabeth

(Last) (First) (Middle)

FRANKLIN TEMPLETON

ONE MADISON AVENUE, 17TH FLOOR

(Street)

NEW YORK NEW YORK 10010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2026

3. Issuer Name and Ticker or Trading Symbol
Western Asset Diversified Income Fund (WDI) [ WDI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Senior Vice President

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/Marc A. De Oliveira by Power of Attorney for Ann E. Doyle	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)