Western Asset WDI SVP named insider, no stake

A Senior Vice President/Investment Manager associated with WDI filed a Form 3 showing no reported holdings or transactions.

Available on EDGAR 09/11/2026 - 01:18 PM EDT Accepted by SEC EDGAR 09/11/2026 - 01:17 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Western Asset Diversified Income Fund (WDI) received an initial beneficial ownership report on Form 3 from Brett Michael Mossman, identified as a Senior Vice President/Investment Manager. The filing reports no transactions or derivative positions and lists no specific holdings for this reporting person.

Key Terms

Form 3, beneficial ownership, derivative positions

3 terms

Form 3 regulatory

"received an initial beneficial ownership report on Form 3 from Brett"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership regulatory

"received an initial beneficial ownership report on Form 3"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

derivative positions financial

"reports no transactions or derivative positions and lists no specific"

Derivative positions are contracts that derive their value from an underlying asset—such as a stock, bond, currency or commodity—and include instruments like options, futures and swaps. Think of them as bets or insurance tied to an asset’s future price: they let investors amplify returns, hedge risk or take exposure without owning the asset directly, which can meaningfully increase potential gains, losses and volatility in a portfolio.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filed for WDI disclose about Brett Michael Mossman?

The Form 3 for WDI identifies Brett Michael Mossman as a Senior Vice President/Investment Manager related to the fund and serves as his initial beneficial ownership report. It does not list any specific holdings, transactions, or derivative positions.

Are any WDI shares or derivatives reported as owned on this Form 3?

No. The Form 3 related to WDI shows zero reported holding entries and an empty derivative positions summary, meaning it does not report any WDI shares or derivative securities as owned by the reporting person.

Does the WDI Form 3 show any recent insider buying or selling?

No. The filing’s transaction summary for WDI indicates no buy or sell transactions, no exercises, and no gifts or restructurings, so it reports no insider trading activity by the reporting person.

Is there a Rule 10b5-1 trading plan mentioned in the WDI Form 3?

No. The Form 3 for WDI does not indicate that transactions were made under a Rule 10b5-1 trading plan, and the plan-related checkbox information is not used to support any activity here because no transactions are reported.

What role does the reporting person have in connection with WDI?

The reporting person on this Form 3 for WDI, Brett Michael Mossman, is described as a Senior Vice President/Investment Manager. The filing does not mark him as a director, officer of the issuer, or ten percent owner.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Mossman Brett Michael

(Last) (First) (Middle)

FRANKLIN TEMPLETON

ONE MADISON AVENUE, 17TH FLOOR

(Street)

NEW YORK NEW YORK 10010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2026

3. Issuer Name and Ticker or Trading Symbol
Western Asset Diversified Income Fund (WDI) [ WDI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Senior Vice President/Inv. Mgr

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/Marc A. De Oliveira by Power of Attorney for Brett M. Mossman	09/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)