STOCK TITAN

Form 4: WEST CFO Pledger RSU Tax-Withholding Reduces Holdings to 398,718

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Thomas Christopher Pledger, Chief Financial Officer and officer of Westrock Coffee Co (ticker: WEST), reported a transaction on Form 4 showing that 17,438 shares of common stock were disposed on 08/29/2025 at a price of $5.41 per share. After the transaction the reporting person beneficially owned 398,718 shares directly. The filing states the 17,438 shares were withheld by the issuer to satisfy the reporting person’s tax obligations when restricted stock units vested on August 29, 2025. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Pledger on 09/03/2025.

Positive

  • Proper Section 16 reporting was filed showing the transaction details and signature by attorney-in-fact
  • Tax withholding was handled via share withholding at vesting, avoiding an open-market sale

Negative

  • Beneficial ownership decreased by 17,438 shares following the withholding
  • Transaction price $5.41 reflects the shares disposed to satisfy tax obligations

Insights

TL;DR Routine tax-withholding sale of vested RSUs by the CFO; ownership remains substantial and transaction appears administrative.

The filing discloses a non-derivative disposition of 17,438 common shares at $5.41 each, withheld to cover tax obligations triggered by RSU vesting on 08/29/2025. Post-transaction direct beneficial ownership is 398,718 shares, which preserves a meaningful equity stake. This is a standard insider reporting event and does not indicate an open-market sale for liquidity or a change in control.

TL;DR Compliance with Section 16 reporting and use of tax withholding for vested RSUs; filing executed by attorney-in-fact per signature block.

The Form 4 documents the issuer withholding shares to meet tax liabilities upon RSU vesting, a common mechanism that reduces administrative burdens and avoids open-market transactions. The report is filed by one reporting person and bears an attorney-in-fact signature dated 09/03/2025, satisfying signature requirements. There are no disclosures of additional plans or unusual transactions.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pledger Thomas Christopher

(Last) (First) (Middle)
4009 N. RODNEY PARHAM RD., 4TH FLOOR

(Street)
LITTLE ROCK AR 72212

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Westrock Coffee Co [ WEST ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF FINANCIAL OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 08/29/2025 F 17,438(1) D $5.41 398,718 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on August 29, 2025, when restricted stock units belonging to the reporting person vested.
/s/ BY: ROBERT P. MCKINNEY AS ATTORNEY-IN-FACT FOR THOMAS CHRISTOPHER PLEDGER 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Westrock Coffee (WEST) insider Thomas Pledger report on Form 4?

The Form 4 reports a disposition of 17,438 common shares on 08/29/2025 at a price of $5.41 per share, withheld to satisfy tax obligations from RSU vesting.

How many shares does Thomas Pledger beneficially own after the reported transaction?

After the reported disposition, the filing shows 398,718 shares beneficially owned directly by the reporting person.

Why were the 17,438 shares disposed of according to the Form 4?

The filing explains the shares were withheld by the issuer to satisfy the reporting person’s tax obligations arising when restricted stock units vested on August 29, 2025.

When was the transaction date and when was the Form 4 signed?

The transaction date is 08/29/2025 and the Form 4 bears a signature by an attorney-in-fact dated 09/03/2025.

What is Thomas Pledger’s role at Westrock Coffee as indicated on the filing?

The filing identifies Thomas Christopher Pledger as an Officer (Chief Financial Officer) and as a Director.
WESTROCK COFFEE CO

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497.68M
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Packaged Foods
Beverages
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United States
LITTLE ROCK