Wells Fargo (NYSE: WFC) EVP Fernando Rivas awarded 81,868 restricted share rights

Rhea-AI Filing Summary

Wells Fargo & Company executive Fernando Rivas reported a new equity award. On 01/27/2026, he received 81,868 Restricted Share Rights, each representing a contingent right to one share of Wells Fargo common stock at an exercise price of $0.

These Restricted Share Rights vest in three equal installments on 02/05/2027, 02/05/2028, and 02/05/2029. As a condition of the grant, Rivas agreed to hold Wells Fargo common stock in line with the company’s Stock Ownership Policy while employed and for one year after retirement.

Following this award, he directly beneficially owned 44,932.1083 shares of common stock, which include shares acquired through a dividend reinvestment program, and indirectly held 39 Series BB and 100 Series EE preferred shares through his spouse.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rivas Fernando

(Last) (First) (Middle)

30 HUDSON YARDS

(Street)

NEW YORK NY 10001

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WELLS FARGO & COMPANY/MN [ WFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Sr. Executive Vice President

3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $1 2/3 Par Value								44,932.1083(1)	D
Preferred Shares, Series BB								39	I	By Spouse
Preferred Shares, Series EE								100	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Right	(2)	01/27/2026		A		81,868		(3)	(3)	Common Stock, $1 2/3 Par Value	81,868	$0	81,868	D

Explanation of Responses:

1. Includes shares acquired under a dividend reinvestment program since the reporting person's most recent filing on Form 4.

2. Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

3. These RSRs vest in three installments: one-third on 2/5/2027, 2/5/2028, and 2/5/2029. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

	Fernando S. Rivas, by Meghan Daly, as Attorney-in-Fact	01/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Wells Fargo (WFC) executive Fernando Rivas report on this Form 4?

Fernando Rivas reported receiving 81,868 Restricted Share Rights in Wells Fargo common stock. The filing also shows his updated holdings of 44,932.1083 common shares directly and preferred shares held indirectly through his spouse, reflecting his current equity stake in the company.

How many Restricted Share Rights did Fernando Rivas receive from Wells Fargo (WFC)?

He received 81,868 Restricted Share Rights, each tied to one share of Wells Fargo common stock. These rights were granted at an exercise price of $0 and are structured as a long-term equity incentive with vesting over multiple years, subject to service-based conditions.

When do Fernando Rivas’s Wells Fargo (WFC) Restricted Share Rights vest?

The 81,868 Restricted Share Rights vest in three equal installments on 02/05/2027, 02/05/2028, and 02/05/2029. This multi-year vesting schedule is designed to align the executive’s compensation with long-term company performance and continued employment at Wells Fargo.

What ongoing share holding requirements apply to Fernando Rivas at Wells Fargo (WFC)?

As a condition of the grant, Rivas agreed to hold Wells Fargo common stock while employed and for one year after retirement. This commitment must comply with the company’s Stock Ownership Policy, which is intended to keep senior executives invested alongside other shareholders.

How many Wells Fargo (WFC) common shares does Fernando Rivas own after this transaction?

After the reported grant, Rivas beneficially owned 44,932.1083 shares of Wells Fargo common stock directly. This figure includes shares acquired through a dividend reinvestment program since his most recent prior filing, as disclosed in the explanatory footnote to the Form 4.

What indirect Wells Fargo (WFC) preferred share holdings are reported for Fernando Rivas?

The Form 4 shows indirect ownership of 39 Series BB and 100 Series EE Wells Fargo preferred shares held by his spouse. These preferred share positions are reported as indirect beneficial ownership, distinguishing them from his directly held common stock in the company.