Welcome to our dedicated page for Wells Fargo Co SEC filings (Ticker: WFCNP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The WELLS FARGO & CO D/E PFD (WFCNP) SEC filings page aggregates regulatory documents related to this preferred equity security and its issuer, Wells Fargo & Company. The company’s 8-K filing referenced here illustrates how it reports material events and securities issuances, including preferred stock and Medium-Term Notes, to the Securities and Exchange Commission (SEC).
In the sample 8-K, Wells Fargo & Company lists securities registered under Section 12(b), such as common stock, a 7.5% Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L, and several depositary share series representing interests in Non-Cumulative Perpetual Class A Preferred Stock of different series. The filing also describes the issuance of Medium-Term Notes, Series Y, and identifies exhibits that include forms of notes and a legal opinion and consent from Faegre Drinker Biddle & Reath LLP.
On this page, users can review filings that are relevant to WFCNP, including registration statements on Form S-3, current reports on Form 8-K, and related exhibits that define the legal and financial terms of Wells Fargo & Company’s securities. These documents explain how preferred stock and associated instruments are structured, how they are registered with the SEC, and how they fit within the issuer’s capital structure.
Stock Titan enhances access to these filings by pairing them with AI-generated summaries that highlight key points, such as the nature of newly issued securities, the role of legal opinions, and the relationship between preferred stock, depositary shares, and debt instruments. Users can quickly locate quarterly and annual reports, current reports on material events, and other disclosures that help clarify the characteristics of WFCNP and comparable Wells Fargo & Company securities.
Wells Fargo & Company filed a Form 13F holdings report, disclosing its institutional equity holdings as an investment manager. The filing classifies this as a full 13F holdings report, meaning all reportable positions for this manager are included.
The summary page shows 17,860 information table entries with an aggregate reported value of 549,076,149,567 dollars. The report also lists 6 other included managers, such as Wells Fargo Clearing Services, LLC and Wells Fargo Bank N.A., reflecting the broader Wells Fargo asset management structure.
Wells Fargo & Company senior executive vice president Barry Sommers reported multiple restricted share right (RSR) vestings and related tax withholdings on February 5, 2026. Each RSR converts into one share of common stock.
He acquired 23,087.1716, 20,381.6005, and 13,570.8314 shares of common stock at an exercise price of
Wells Fargo & Company Chairman and CEO Charles W. Scharf reported multiple equity transactions on February 5, 2026. Several Restricted Share Rights converted into common stock at an exercise price of $0, including 47,075.399, 49,396.6478, and 31,766.0884 common shares.
On the same date, Scharf disposed of 23,315.9448, 26,155.525, and 16,820.1439 common shares at $93.14 per share. After these transactions, he held 1,118,180.6898 common shares directly, plus 418.46 shares indirectly through a 401(k) plan and 103 shares through a trust.
Wells Fargo & Company senior executive Kleber Santos reported multiple stock vesting and tax withholding transactions. On February 5, 2026, several blocks of Restricted Share Rights vested, converting into common stock at an exercise price of $0, consistent with equity compensation awards.
To cover tax obligations on these vestings, the company withheld shares in multiple transactions coded "F" at a price of $93.14 per share. After these events, Santos directly owned 104,875.5288 shares of common stock and indirectly held 892.58 share equivalents through the company 401(k) plan as of the stated dates.
Wells Fargo & Company Sr. EVP & CFO Michael P. Santomassimo reported multiple equity compensation events on February 5, 2026. Several Restricted Share Rights vested, converting into common stock at an exercise price of $0, consistent with stock-based awards.
On the same date, he both acquired and disposed of blocks of Wells Fargo common stock, $1 2/3 par value, including disposals at $93.14 per share. After these transactions, he directly owned 443,674.7883 shares of common stock, plus 892.58 shares indirectly through a 401(k) plan and 1,000 shares through his spouse's IRA.
Wells Fargo & Company executive Jason M. Rosenberg reported equity compensation activity and related share dispositions. On February 5, 2026, a Restricted Share Right grant for 4,265.2432 units vested and converted at $0 per share into the same number of Wells Fargo common shares.
On the same date, 1,416.8472 common shares of Wells Fargo were disposed of at $93.14 per share under transaction code F. After these transactions, Rosenberg directly owned 12,431.5455 shares of Wells Fargo common stock and 8,530.4865 Restricted Share Rights.
Wells Fargo & Company senior executive Fernando Rivas reported equity award activity and related share movements. On February 5, 2026, restricted share rights converted into 132,501.9505 shares of common stock and a separate award converted into 20,659.2612 shares, both at an exercise price of $0.
On the same date, Rivas disposed of 67,642.2124 and 8,936.0566 common shares at $93.14 per share, and directly held 121,515.051 common shares after these transactions. He continued to hold restricted share rights covering 73,612.8839 and 41,318.5223 shares. Indirectly, his spouse held 39 Series BB and 100 Series EE preferred shares.
Wells Fargo & Company executive Ellen R. Patterson reported routine equity compensation activity. On February 5, 2026, several Restricted Share Rights (RSRs) vested, each representing a right to receive one share of common stock. Vested amounts included 23,029.3037, 21,436.676, and 15,152.0314 RSRs, which were converted to common stock at an exercise price of $0 per share.
To cover tax obligations, the filing shows share withholdings coded "F" at a price of $93.14 per share in amounts of 11,754.1611, 10,940.2494, and 6,126.1853 shares. After these transactions, Patterson directly owned 229,496.3951 shares of Wells Fargo common stock and held an additional 1,290.73 share equivalent units indirectly through the company 401(k) Plan as of January 30, 2026.
Wells Fargo & Company senior executive Bei Ling reported routine stock-based compensation activity. On February 5, 2026, several Restricted Share Rights (RSRs) vested, converting into common stock at an exercise price of $0, consistent with prior long-term equity awards that vest in three annual installments.
To cover taxes on these vestings, shares of common stock were automatically withheld at a price of $93.14 per share, shown by transaction code “F.” After these transactions, Ling directly held 92,782.2078 shares of Wells Fargo common stock and had an additional 407.63 share equivalent held indirectly through the company’s 401(k) plan, plus remaining unvested RSRs.
Wells Fargo & Company senior executive Kyle G. Hranicky reported multiple equity compensation events on February 5, 2026. Several Restricted Share Rights (RSRs) vested and were converted into common stock, including 13,767.12, 11,519.8851, and 9,542.8581 RSRs, each representing one share of common stock.
To cover tax withholding on these vestings, shares of common stock were automatically withheld at a price of