Welcome to our dedicated page for Wells Fargo Co SEC filings (Ticker: WFCNP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The WELLS FARGO & CO D/E PFD (WFCNP) SEC filings page aggregates regulatory documents related to this preferred equity security and its issuer, Wells Fargo & Company. The company’s 8-K filing referenced here illustrates how it reports material events and securities issuances, including preferred stock and Medium-Term Notes, to the Securities and Exchange Commission (SEC).
In the sample 8-K, Wells Fargo & Company lists securities registered under Section 12(b), such as common stock, a 7.5% Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L, and several depositary share series representing interests in Non-Cumulative Perpetual Class A Preferred Stock of different series. The filing also describes the issuance of Medium-Term Notes, Series Y, and identifies exhibits that include forms of notes and a legal opinion and consent from Faegre Drinker Biddle & Reath LLP.
On this page, users can review filings that are relevant to WFCNP, including registration statements on Form S-3, current reports on Form 8-K, and related exhibits that define the legal and financial terms of Wells Fargo & Company’s securities. These documents explain how preferred stock and associated instruments are structured, how they are registered with the SEC, and how they fit within the issuer’s capital structure.
Stock Titan enhances access to these filings by pairing them with AI-generated summaries that highlight key points, such as the nature of newly issued securities, the role of legal opinions, and the relationship between preferred stock, depositary shares, and debt instruments. Users can quickly locate quarterly and annual reports, current reports on material events, and other disclosures that help clarify the characteristics of WFCNP and comparable Wells Fargo & Company securities.
Wells Fargo & Company senior executive Derek A. Flowers, Sr. EVP and Chief Risk Officer, reported multiple equity award vestings and related share dispositions dated February 5, 2026. Three Restricted Share Right (RSR) tranches vested into common stock in amounts of 15,212.7911, 20,483.835, and 14,019.7241 shares, each representing one-third of prior RSR grants plus reinvested dividend equivalents.
On the same date, corresponding common stock entries show acquisitions coded "M" at a price of $0 and dispositions coded "F" totaling 6,312.6995, 6,928.8901, and 5,831.0278 shares at $93.14 per share. Following these transactions, Flowers directly owned 30,643.7328 common shares and held additional indirect common stock interests of 14,883.27 through a 401(k) plan, 359.987 through a spouse’s IRA, and 273,773.566 through a trust, plus 25 preferred shares, Series L, through a trust.
Wells Fargo & Company senior executive vice president Kristy Fercho reported multiple equity award vestings and related share withholdings on February 5, 2026. Several Restricted Share Rights (RSRs) converted into common stock at an exercise price of $0, reflecting scheduled one‑third vesting installments from grants made in 2023, 2024, and 2025.
To cover taxes on these vestings, the company withheld blocks of common shares at $93.14 per share. After these transactions, Fercho directly owned 78,650.3136 shares of Wells Fargo common stock, plus 736.83 share equivalents indirectly through the company’s 401(k) plan as of January 30, 2026.
Wells Fargo & Company Sr. Executive Vice President Bridget E. Engle reported multiple restricted share rights vesting on February 5, 2026, converting into common stock at no exercise price. The largest tranche was 100,851.9877 RSRs, with additional vestings of 2,787.3201 and 11,406.6658 RSRs.
To cover withholding taxes on these vestings, shares of common stock were withheld at a price of $93.14 per share through transaction code F entries. After all transactions, Engle directly beneficially owned 113,478.3301 shares of Wells Fargo common stock.
Wells Fargo & Company executive Muneera S. Carr reported equity compensation activity involving company stock. On February 5, 2026, she exercised three tranches of Restricted Share Rights, receiving 9,097.5606, 8,376.1829, and 6,029.7736 shares of common stock at an exercise price of $0 per share.
On the same date, she disposed of 3,019.6905, 1,846.2496, and 2,236.0087 shares of common stock at $93.14 per share. After these transactions, she directly held 96,593.8729 Wells Fargo common shares and indirectly held 1,263.92 share equivalents through the company 401(k) plan.
Wells Fargo & Company senior executive Saul Van Beurden reported a new equity award of 45,373 Restricted Share Rights on January 27, 2026. Each Restricted Share Right represents a contingent right to receive one share of Wells Fargo common stock at no cash exercise price.
After this grant, he holds 45,373 Restricted Share Rights directly. He also reports 188,474.1725 shares of common stock held directly, plus indirect holdings through the company 401(k) plan and accounts for three children. The Restricted Share Rights vest in three equal installments on February 5, 2027, 2028, and 2029, and are subject to the company’s stock ownership policy requiring him to hold shares while employed and for one year after retirement.
Wells Fargo & Company Senior Executive Vice President Barry Sommers reported a grant of 48,332 Restricted Share Rights on January 27, 2026. Each RSR represents a contingent right to receive one share of Wells Fargo common stock at an exercise price of $0.
The RSRs vest in three equal installments on February 5, 2027, February 5, 2028, and February 5, 2029, and are subject to the company’s stock ownership policy, including a holding requirement during employment and for one year after retirement. After this grant, Sommers directly beneficially owns 153,374.8728 shares of common stock and indirectly holds 892.19 share equivalents through the company’s 401(k) ESOP fund as of December 31, 2025.
Wells Fargo & Company Chairman and CEO Charles W. Scharf reported a grant of 110,966 Restricted Share Rights (RSRs) on January 27, 2026. Each RSR represents a contingent right to receive one share of Wells Fargo common stock at no exercise price.
The RSRs vest in three equal installments on February 5, 2027, February 5, 2028, and February 5, 2029, and are subject to the company’s stock ownership policy, which requires him to hold shares while employed and for one year after retirement. Following this grant, he holds 1,056,234.1683 shares directly, plus 418.28 share equivalents through the 401(k) ESOP fund and 103 shares through a trust.
Wells Fargo & Company reported an equity award for Sr. Executive Vice President Kleber Santos. On 01/27/2026, he received 49,319 Restricted Share Rights (RSRs), each representing a contingent right to one share of common stock at an exercise price of $0.
These RSRs vest in three equal installments on 2/5/2027, 2/5/2028, and 2/5/2029, and are subject to the company’s stock ownership policy, including a post-retirement holding requirement. After this transaction, Santos beneficially owned 78,333.4942 shares of common stock directly and 892.19 share equivalents indirectly through the Wells Fargo 401(k) Plan.
Wells Fargo & Company reported that its Sr. EVP & CFO, Michael P. Santomassimo, received a grant of 64,114 Restricted Share Rights (RSRs) on January 27, 2026 at a price of $0 per right. Each RSR represents a contingent right to receive one share of Wells Fargo common stock.
The RSRs vest in three equal installments on February 5, 2027, February 5, 2028, and February 5, 2029. As a condition of the award, he agreed to hold company shares in line with Wells Fargo’s Stock Ownership Policy during employment and for one year after retirement.
After the reported transactions, Santomassimo beneficially owns 404,606.5304 shares of common stock directly, plus 892.19 share equivalents through the Wells Fargo 401(k) ESOP fund and 1,000 shares through his spouse’s IRA.
Wells Fargo & Company executive Jason M. Rosenberg, SEVP & Head of Public Affairs, received an equity award of 17,755 Restricted Share Rights on January 27, 2026. Each RSR represents the right to receive one share of Wells Fargo common stock at vesting.
The RSRs vest in three equal installments, with one-third scheduled to vest on February 5, 2027, February 5, 2028, and February 5, 2029. After this award, Rosenberg directly holds 9,583.1495 shares of Wells Fargo common stock in addition to the unvested RSRs.