Welcome to our dedicated page for Wells Fargo Co SEC filings (Ticker: WFCNP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The WELLS FARGO & CO D/E PFD (WFCNP) SEC filings page aggregates regulatory documents related to this preferred equity security and its issuer, Wells Fargo & Company. The company’s 8-K filing referenced here illustrates how it reports material events and securities issuances, including preferred stock and Medium-Term Notes, to the Securities and Exchange Commission (SEC).
In the sample 8-K, Wells Fargo & Company lists securities registered under Section 12(b), such as common stock, a 7.5% Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L, and several depositary share series representing interests in Non-Cumulative Perpetual Class A Preferred Stock of different series. The filing also describes the issuance of Medium-Term Notes, Series Y, and identifies exhibits that include forms of notes and a legal opinion and consent from Faegre Drinker Biddle & Reath LLP.
On this page, users can review filings that are relevant to WFCNP, including registration statements on Form S-3, current reports on Form 8-K, and related exhibits that define the legal and financial terms of Wells Fargo & Company’s securities. These documents explain how preferred stock and associated instruments are structured, how they are registered with the SEC, and how they fit within the issuer’s capital structure.
Stock Titan enhances access to these filings by pairing them with AI-generated summaries that highlight key points, such as the nature of newly issued securities, the role of legal opinions, and the relationship between preferred stock, depositary shares, and debt instruments. Users can quickly locate quarterly and annual reports, current reports on material events, and other disclosures that help clarify the characteristics of WFCNP and comparable Wells Fargo & Company securities.
Wells Fargo & Company reported an equity award for Sr. Executive Vice President Kleber Santos. On 01/27/2026, he received 49,319 Restricted Share Rights (RSRs), each representing a contingent right to one share of common stock at an exercise price of $0.
These RSRs vest in three equal installments on 2/5/2027, 2/5/2028, and 2/5/2029, and are subject to the company’s stock ownership policy, including a post-retirement holding requirement. After this transaction, Santos beneficially owned 78,333.4942 shares of common stock directly and 892.19 share equivalents indirectly through the Wells Fargo 401(k) Plan.
Wells Fargo & Company reported that its Sr. EVP & CFO, Michael P. Santomassimo, received a grant of 64,114 Restricted Share Rights (RSRs) on January 27, 2026 at a price of $0 per right. Each RSR represents a contingent right to receive one share of Wells Fargo common stock.
The RSRs vest in three equal installments on February 5, 2027, February 5, 2028, and February 5, 2029. As a condition of the award, he agreed to hold company shares in line with Wells Fargo’s Stock Ownership Policy during employment and for one year after retirement.
After the reported transactions, Santomassimo beneficially owns 404,606.5304 shares of common stock directly, plus 892.19 share equivalents through the Wells Fargo 401(k) ESOP fund and 1,000 shares through his spouse’s IRA.
Wells Fargo & Company executive Jason M. Rosenberg, SEVP & Head of Public Affairs, received an equity award of 17,755 Restricted Share Rights on January 27, 2026. Each RSR represents the right to receive one share of Wells Fargo common stock at vesting.
The RSRs vest in three equal installments, with one-third scheduled to vest on February 5, 2027, February 5, 2028, and February 5, 2029. After this award, Rosenberg directly holds 9,583.1495 shares of Wells Fargo common stock in addition to the unvested RSRs.
Wells Fargo & Company executive Fernando Rivas reported a new equity award. On 01/27/2026, he received 81,868 Restricted Share Rights, each representing a contingent right to one share of Wells Fargo common stock at an exercise price of $0.
These Restricted Share Rights vest in three equal installments on 02/05/2027, 02/05/2028, and 02/05/2029. As a condition of the grant, Rivas agreed to hold Wells Fargo common stock in line with the company’s Stock Ownership Policy while employed and for one year after retirement.
Following this award, he directly beneficially owned 44,932.1083 shares of common stock, which include shares acquired through a dividend reinvestment program, and indirectly held 39 Series BB and 100 Series EE preferred shares through his spouse.
Wells Fargo & Company executive Scott E. Powell, SEVP & Chief Operating Officer, received a new equity grant. On 01/27/2026 he was awarded 48,332 Restricted Share Rights, each representing a contingent right to receive one share of Wells Fargo common stock at an exercise price of $0.
The Restricted Share Rights vest in three equal installments on 2/5/2027, 2/5/2028, and 2/5/2029, and are subject to the company’s stock ownership policy, including a requirement to hold shares while employed and for one year after retirement. Following this grant, he beneficially owned 319,142.0498 shares of common stock directly and 5,029.19 share equivalents through the Wells Fargo 401(k) Plan as of December 31, 2025.
Wells Fargo & Company Senior EVP and General Counsel Ellen R. Patterson reported an equity compensation grant and updated share holdings. On 01/27/2026 she was awarded 53,264 Restricted Share Rights (RSRs), each representing a contingent right to receive one share of Wells Fargo common stock at no exercise price.
The RSRs vest in three equal installments on 02/05/2027, 02/05/2028, and 02/05/2029, subject to continued employment and a stock ownership holding requirement during employment and for one year after retirement. Following this report, she beneficially owned 198,698.9798 common shares directly and 1,290.16 share equivalents indirectly through the 401(k) ESOP fund as of December 31, 2025.
Wells Fargo & Company granted Sr. Executive Vice President Ling Bei 29,591 Restricted Share Rights (RSRs) on January 27, 2026, each representing a contingent right to receive one share of common stock at a price of $0 per right.
The RSRs vest in three equal installments on February 5, 2027, February 5, 2028, and February 5, 2029, and are subject to Wells Fargo’s stock ownership policy, which requires the executive to hold company shares during employment and for one year after retirement. Following this award, Ling Bei beneficially owned 74,912.1173 shares of common stock directly, plus 407.45 share equivalents indirectly through the 401(k) ESOP fund as of December 31, 2025.
Wells Fargo & Company executive Kyle G. Hranicky reported an equity award of 29,591 Restricted Share Rights on Company common stock dated January 27, 2026. Each right represents a contingent right to receive one share of common stock at no cash exercise price.
The Restricted Share Rights vest in three equal installments on February 5, 2027, February 5, 2028, and February 5, 2029, subject to continued employment and the Company’s stock ownership policy. After this grant, Hranicky also reports direct beneficial ownership of 74,580.5093 common shares and additional indirect holdings through a 401(k) plan, family partnership, and various trusts.
Wells Fargo & Company executive Derek A. Flowers reported an equity award of 49,319 Restricted Share Rights (RSRs) on Company common stock dated 01/27/2026. The award was granted at a price of $0 per RSR and is held directly.
Each RSR represents a contingent right to receive one share of Wells Fargo common stock. These RSRs vest in three installments, with one-third vesting on 02/05/2027, 02/05/2028, and 02/05/2029, subject to continued employment and the Company’s stock ownership policy.
Flowers also reports indirect beneficial ownership of Wells Fargo securities through a 401(k) Plan, a spouse’s IRA, and a trust, along with 25 preferred shares, Series L, indicating additional existing exposure rather than new market purchases.
Wells Fargo & Company senior executive Kristy Fercho received an equity grant of 27,619 Restricted Share Rights on January 27, 2026. Each right represents a contingent claim to one share of Wells Fargo common stock.
These rights vest in three equal installments on February 5, 2027, February 5, 2028, and February 5, 2029. After this grant, she beneficially owns 65,914.3078 shares of common stock directly, plus 736.51 share equivalents held indirectly through the company’s 401(k) plan.