Welcome to our dedicated page for Wells Fargo Co SEC filings (Ticker: WFCNP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The WELLS FARGO & CO D/E PFD (WFCNP) SEC filings page aggregates regulatory documents related to this preferred equity security and its issuer, Wells Fargo & Company. The company’s 8-K filing referenced here illustrates how it reports material events and securities issuances, including preferred stock and Medium-Term Notes, to the Securities and Exchange Commission (SEC).
In the sample 8-K, Wells Fargo & Company lists securities registered under Section 12(b), such as common stock, a 7.5% Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L, and several depositary share series representing interests in Non-Cumulative Perpetual Class A Preferred Stock of different series. The filing also describes the issuance of Medium-Term Notes, Series Y, and identifies exhibits that include forms of notes and a legal opinion and consent from Faegre Drinker Biddle & Reath LLP.
On this page, users can review filings that are relevant to WFCNP, including registration statements on Form S-3, current reports on Form 8-K, and related exhibits that define the legal and financial terms of Wells Fargo & Company’s securities. These documents explain how preferred stock and associated instruments are structured, how they are registered with the SEC, and how they fit within the issuer’s capital structure.
Stock Titan enhances access to these filings by pairing them with AI-generated summaries that highlight key points, such as the nature of newly issued securities, the role of legal opinions, and the relationship between preferred stock, depositary shares, and debt instruments. Users can quickly locate quarterly and annual reports, current reports on material events, and other disclosures that help clarify the characteristics of WFCNP and comparable Wells Fargo & Company securities.
Wells Fargo & Company reported an equity award for Sr. Executive Vice President Bridget E. Engle. On 01/27/2026 she was granted 41,428 Restricted Share Rights (RSRs), each representing a contingent right to receive one share of common stock at no purchase price.
The RSRs vest in three equal installments on 02/05/2027, 02/05/2028, and 02/05/2029, and she agreed to hold company shares in line with Wells Fargo’s Stock Ownership Policy while employed and for one year after retirement. Following the reported transactions, she directly beneficially owned 55,536.3176 shares of Wells Fargo common stock, including shares acquired through a dividend reinvestment program.
Wells Fargo & Company executive Muneera S. Carr, EVP, CAO & Controller, reported an equity award of 23,955 Restricted Share Rights (RSRs) on common stock dated 01/27/2026. Each RSR represents the right to receive one share of Wells Fargo common stock.
The 23,955 RSRs vest in four equal installments on 02/05/2027, 02/05/2028, 02/05/2029, and 02/05/2030, subject to continued employment and the company’s stock ownership policy, which requires her to hold shares during employment and for one year after retirement.
After this grant, Carr reports direct beneficial ownership of 23,955 derivative securities (RSRs), 80,192.3046 shares of common stock held directly, and 1,263.37 share equivalents held indirectly through the company’s 401(k) ESOP fund as of December 31, 2025.
Wells Fargo & Company disclosed that its independent directors approved total 2025 compensation of $40 million for Chairman and CEO Charles W. Scharf. The board’s decision followed a “rigorous and holistic” review of company and individual performance across financial and non‑financial measures.
The board highlighted major regulatory progress in 2025, including closing 7 regulatory consent orders and the Federal Reserve’s removal of Wells Fargo’s asset cap, alongside enhancements to risk and control infrastructure. Financially, net income rose to $21.3 billion, diluted EPS grew 17%, fee-based revenue increased 5%, and return on equity improved to 12.4% from 11.4% in 2024.
The company returned about $23 billion of capital to shareholders in 2025, including $18 billion of share repurchases and a 13% increase in the quarterly common dividend per share. Mr. Scharf’s package includes a $2.5 million base salary and $37.5 million in variable compensation, split between $9.375 million in cash and $28.125 million in long-term equity awards, 65% as performance shares and 35% as restricted share rights. Wells Fargo also set a new medium‑term return on average tangible common equity target of 17–18%.
Wells Fargo & Company filed a current report to document the issuance of four tranches of Medium-Term Notes, Series Y, under its existing shelf Registration Statement on Form S-3. On January 23, 2026, the company issued $500,000,000 of Senior Redeemable Floating Rate Notes due January 23, 2030, $2,000,000,000 of Senior Redeemable Fixed-to-Floating Rate Notes due January 23, 2030, $3,500,000,000 of Senior Redeemable Fixed-to-Floating Rate Notes due January 23, 2037, and $2,000,000,000 of Senior Redeemable Fixed-to-Floating Rate Notes due January 23, 2047. The filing primarily serves to place on record the forms of the Notes and a legal opinion from Faegre Drinker Biddle & Reath LLP regarding the validity of these securities, along with the related consent and technical exhibit materials.
Wells Fargo & Company filed a current report to distribute a court-ordered notice about a proposed settlement of a shareholder derivative action. A U.S. District Court in the Northern District of California issued an order on January 13, 2026 granting preliminary approval of the settlement and directing that the Notice of Pendency and Proposed Settlement of Derivative Action be provided.
The notice, filed as Exhibit 99.1, concerns shareholder derivative litigation related to the company’s home mortgage lending practices and its diversity-related hiring practices. This filing itself does not describe settlement terms, financial impact, or governance changes, but formally makes the court-directed notice available to investors and the public.
Wells Fargo & Company director Ronald Sargent reported changes in his ownership of the bank’s securities. On 01/01/2026, he acquired 429.1845 Phantom Stock Units, each representing the right to receive one share of Wells Fargo common stock as part of deferred compensation, payable in a lump sum or installments based on his election. The filing also shows a disposition of 81 shares of Wells Fargo common stock.
After these transactions, Sargent beneficially owned 18,050 shares of common stock indirectly through a revocable trust and 69,351.5238 Phantom Stock Units directly, which include dividend equivalents that have been reinvested in additional Phantom Stock Units.
Wells Fargo & Company director reports additional stock-based compensation. Director Wayne M. Hewett acquired 181.0622 phantom stock units tied to Wells Fargo common stock on 01/01/2026. The units are shown with a derivative security price of $93.2 and are held as deferred compensation, payable in a lump sum or installments based on the director’s election.
Each phantom stock unit represents the right to receive one share of Wells Fargo common stock, and the total direct beneficial ownership after this transaction is 40,707.6522 phantom stock units. This total includes dividend equivalents that were reinvested into additional phantom stock units over time.
Wells Fargo & Company director Steven D. Black reported routine changes in his equity-linked holdings. On 01/01/2026, he acquired 965.6653 Phantom Stock Units, each representing the right to receive one share of Wells Fargo common stock. The units are tied to deferred compensation that can be paid in a lump sum or installments based on the director’s election, and the holding total now stands at 55,250.0604 Phantom Stock Units. The filing notes that his common stock position includes shares acquired through a dividend reinvestment program, reflecting ongoing automatic reinvestment rather than open‑market trading.
Wells Fargo & Company (WFC) senior executive Saul Van Beurden reported insider equity transactions involving company common stock and restricted share rights. On 12/05/2025, 1,412.3596 restricted share rights were exercised into common stock at $0, increasing his direct holdings. On the same date, 1,412.3596 shares of common stock were withheld at $90.21 per share to cover FICA taxes arising from his retirement eligibility.
After these transactions, Van Beurden directly held 188,474.1725 shares of Wells Fargo common stock, with additional indirect holdings through a 401(k) plan and accounts for three children. He also held 39,004.2926 restricted share rights, which vest in three equal installments on 2/5/2026, 2/5/2027, and 2/5/2028, subject to a stock ownership policy requiring him to maintain specified share levels while employed and for one year after retirement.
Wells Fargo & Company (WFC) reported insider equity activity by Senior Executive Vice President Barry Sommers. On December 5, 2025, multiple batches of Restricted Share Rights (RSRs) converted into common stock at an exercise price of $0, increasing his direct holdings before tax effects. In connection with Mr. Sommers becoming retirement eligible, Wells Fargo withheld shares to cover FICA taxes, disposing of shares at a price of $90.21 per share.
After these transactions, Mr. Sommers directly held 153,374.8728 shares of Wells Fargo common stock and indirectly held 888.37 share equivalents through the Wells Fargo ESOP Fund under the company 401(k) Plan as of November 28, 2025. The RSR grants vest in three annual installments for each award, and the reporting person is subject to a stock ownership policy that requires holding company shares while employed and for one year after retirement.