Welcome to our dedicated page for Wells Fargo Co SEC filings (Ticker: WFCNP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The WELLS FARGO & CO D/E PFD (WFCNP) SEC filings page aggregates regulatory documents related to this preferred equity security and its issuer, Wells Fargo & Company. The company’s 8-K filing referenced here illustrates how it reports material events and securities issuances, including preferred stock and Medium-Term Notes, to the Securities and Exchange Commission (SEC).
In the sample 8-K, Wells Fargo & Company lists securities registered under Section 12(b), such as common stock, a 7.5% Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L, and several depositary share series representing interests in Non-Cumulative Perpetual Class A Preferred Stock of different series. The filing also describes the issuance of Medium-Term Notes, Series Y, and identifies exhibits that include forms of notes and a legal opinion and consent from Faegre Drinker Biddle & Reath LLP.
On this page, users can review filings that are relevant to WFCNP, including registration statements on Form S-3, current reports on Form 8-K, and related exhibits that define the legal and financial terms of Wells Fargo & Company’s securities. These documents explain how preferred stock and associated instruments are structured, how they are registered with the SEC, and how they fit within the issuer’s capital structure.
Stock Titan enhances access to these filings by pairing them with AI-generated summaries that highlight key points, such as the nature of newly issued securities, the role of legal opinions, and the relationship between preferred stock, depositary shares, and debt instruments. Users can quickly locate quarterly and annual reports, current reports on material events, and other disclosures that help clarify the characteristics of WFCNP and comparable Wells Fargo & Company securities.
Wells Fargo & Company Chairman and CEO Charles W. Scharf reported routine equity transactions involving restricted share rights and related tax withholding. On 12/05/2025, 3,553.0572 restricted share rights were converted into common stock at an exercise price of $0, increasing his directly held common stock before withholding. The same 3,553.0572 shares were then withheld and disposed of at $90.21 per share to cover FICA taxes tied to his retirement eligibility, leaving him with 1,056,234.1683 shares of common stock held directly.
He also reports indirect holdings of 416.49 share equivalents through the Wells Fargo 401(k) Plan and 103 shares held through a trust. The filing notes that each restricted share right represents one share of common stock and that the broader award vests in three installments on 2/5/2026, 2/5/2027, and 2/5/2028, subject to the company’s stock ownership policy.
Wells Fargo & Company (WFC) executive Scott E. Powell, SEVP & Chief Operating Officer, reported equity award activity and tax withholding in a Form 4. On 12/05/2025, 1,574.7548 Restricted Share Rights were converted into the same number of shares of common stock at an exercise price of $0. On the same date, 1,574.7548 shares were withheld at $90.21 per share to cover FICA taxes related to his becoming retirement eligible.
After these transactions, Powell directly beneficially owned 319,142.0498 shares of Wells Fargo common stock and held an additional 4,783.3 share equivalents indirectly through the company 401(k) Plan as of November 28, 2025. He also held 43,489.1332 Restricted Share Rights, which vest in three annual installments on 02/05/2026, 02/05/2027, and 02/05/2028.
Wells Fargo & Company (WFC) reported a Form 4 for its Senior Executive Vice President, reflecting tax-related share activity tied to equity compensation. On 12/05/2025, 952.2924 shares of common stock were acquired at an exercise price of $0 through the vesting or settlement of Restricted Share Rights, and the same number of shares were disposed of at $90.21 to cover FICA taxes after the executive became retirement eligible.
Following these transactions, the executive directly held 74,580.5093 shares of Wells Fargo common stock, with additional indirect holdings including 36,367.02 share equivalents through the Wells Fargo 401(k) ESOP fund as of November 28, 2025, and various trust and partnership interests such as 114,029 shares through PCK Family Holdings LP and smaller positions through several family trusts.
Wells Fargo & Company Senior EVP and Chief Risk Officer Derek A. Flowers reported equity transactions dated 12/05/2025 related to vesting of restricted share rights and associated tax withholding. Several grants of restricted share rights converted into common stock at an exercise price of $0, and an equal number of shares were withheld at a price of $90.21 per share to cover FICA taxes as he became retirement eligible.
Following these transactions, Flowers reports indirect ownership of 14,647.81 share-equivalent units in the Wells Fargo 401(k) ESOP fund as of November 28, 2025, 359.987 shares through his spouse's IRA, and 273,773.566 common shares plus 25 preferred shares of Series L through a trust. The restricted share rights continue to vest in annual installments through 2028 under Wells Fargo’s stock ownership policy.
Wells Fargo & Company (WFC) reported insider equity transactions by Senior Executive Vice President Kristy Fercho. On 12/05/2025, several Restricted Share Rights (RSRs) converted into common stock at no cost to her, while the company withheld shares at a price of $90.21 to cover FICA taxes tied to her retirement eligibility. Following these transactions, she directly held about 65,914.3078 shares of common stock and an additional 733.36 share equivalent units through the 401(k) ESOP fund. She also continued to hold RSR awards covering 5,911.6494, 16,398.8066, and 15,360.6826 underlying shares, vesting annually in thirds from 2/5/2024 through 2/5/2028 under the company’s stock ownership policy.
Wells Fargo & Company executive Muneera S. Carr, EVP, CAO & Controller, reported several equity award-related transactions dated 12/05/2025. She acquired company common stock through the vesting and settlement of restricted share rights (coded "M" for award exercise) in amounts of 605.2442, 835.8926, and 802.2472 shares, each at an exercise price of $0, reflecting stock delivered from prior grants.
To cover FICA tax obligations tied to becoming retirement eligible and to vesting events, the company withheld matching shares (coded "F") on the same date, at a price of $90.21 per share. After these transactions, Carr directly beneficially owned 80,192.3046 shares of Wells Fargo common stock and indirectly held 1,264.5 share equivalents through the company’s 401(k) Plan.
The filing also notes that each restricted share right represents a contingent right to receive one share of common stock and that the grants vest in four annual installments, subject to stock ownership and post-retirement holding requirements under Wells Fargo’s Stock Ownership Policy.
Wells Fargo & Company (WFC) filed a Form 13F-HR holdings report. The filing lists 17,814 reportable positions with an aggregate Form 13F Information Table Value Total of $526,000,101,316. The report identifies 6 other included managers.
The report is a 13F HOLDINGS REPORT and was signed by Patricia Arce in New York, NY on 11-13-2025.
Wells Fargo & Company reported solid third-quarter 2025 results, with total revenue of $21.4 billion, up 5% from a year earlier, driven by higher noninterest income and modest net interest income growth. Net income rose to $5.6 billion and diluted EPS to $1.66, compared with $5.1 billion and $1.42 a year ago, helped by a 36% lower provision for credit losses and higher investment banking and card fees, partially offset by higher personnel and technology expenses.
For the first nine months of 2025, net income was $16.0 billion and diluted EPS $4.64, up from $14.6 billion and $3.94 in 2024, as stronger noninterest income and lower credit costs outweighed lower net interest income and higher operating costs. Capital and liquidity remained strong: the CET1 ratio under the Standardized Approach was 10.99%, the TLAC ratio 24.62%, and the LCR 121%, all above regulatory minimums.
Credit quality trends were stable to improving. The allowance for credit losses on loans was $14.3 billion with coverage of 1.52% of total loans, down from 1.60% at year-end 2024. Nonperforming assets were $7.8 billion, or 0.83% of total loans, and both commercial and consumer net loan charge-off rates declined versus the prior year, reflecting lower losses in commercial real estate, auto, credit card, and other consumer portfolios.
Wells Fargo & Company filed a Current Report disclosing the form documents and related legal opinion for a set of medium-term notes designated Series Y. The filing lists three note types: a Fixed-to-Floating Rate Note due September 15, 2029, a $750,000,000 Senior Redeemable Floating Rate Note due September 15, 2029, and a $1,750,000,000 Senior Redeemable Fixed-to-Floating Rate Note due September 15, 2036. The exhibits include the forms of the three notes, an opinion and consent from Faegre Drinker Biddle & Reath LLP, and the cover page in Inline XBRL. The filing provides document forms and legal clearance but does not disclose pricing, final issuance amounts for the first 2029 note, or use of proceeds.
Wells Fargo & Company amended shelf registration on Form S-3/A updates terms and exhibits for debt, preferred and common securities. The filing defines benchmark transition mechanics for non-U.S. benchmarks (including EURIBOR), replacement hierarchies, replacement adjustments and conforming changes to interest determination and payment conventions. It includes detailed tax and withholding rules for Non-U.S. Holders and describes information reporting and backup withholding procedures. The prospectus discloses multiple series of preferred stock with liquidation preference $25,000 per share and specified non-cumulative dividend rates and issue dates: Series Y 5.625% (issued April 24, 2017), Series Z 4.75% (issued January 27, 2020), Series AA 4.70% (issued October 28, 2020), Series BB 3.90% initial (issued January 26, 2021) with reset formula, Series CC 4.375% (issued February 1, 2021), Series DD 4.25% (issued July 27, 2021) and Series EE 7.625% (issued July 24, 2023) with reset provisions. Series G depositary shares will not be listed and will have no public trading market. The filing cross-references governance documents and indentures and lists exhibits including certificate of incorporation, by-laws, senior and subordinated indentures, counsel opinions and trustee eligibility statements. The ITEM 14 table shows aggregate amounts totaling $24,812,540.