Welcome to our dedicated page for Whitehorse SEC filings (Ticker: WHF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for WhiteHorse Finance, Inc. (NASDAQ: WHF), a business development company that originates and invests in loans to privately held, lower middle market companies. Through these filings, investors can review detailed information on the company’s financial condition, portfolio composition, governance, and material contracts.
WhiteHorse Finance, Inc. files annual reports on Form 10-K and quarterly reports on Form 10-Q, which include audited and interim financial statements, net asset value per share, total investment income, net investment income, and disclosures about realized and unrealized gains or losses. These reports also describe the composition of the investment portfolio, including allocations to first lien secured loans, second lien loans, unsecured loans, equity positions, and investments in STRS JV, along with weighted average effective yields on income-producing debt investments.
The company also submits numerous current reports on Form 8-K. Recent 8-K filings have furnished press releases announcing quarterly earnings results, regular and special distributions, and conference call details, as well as reported items such as amendments to the company’s bylaws, changes to financing arrangements for its subsidiary WhiteHorse Finance Credit I, LLC, and the results of the annual meeting of stockholders. Other filings, including the definitive proxy statement on Schedule 14A, describe director elections, the ratification of the independent registered public accounting firm, voting procedures, and stockholder rights.
On Stock Titan, these filings are updated as they become available from the SEC’s EDGAR system. AI-powered summaries help explain the key points from lengthy documents such as 10-K and 10-Q reports, highlight important items in Form 8-K filings, and clarify concepts like core net investment income, distribution declarations, and changes in borrowing arrangements. Users can also review filings related to the company’s 7.875% Notes due 2028 (trading under WHFCL on the Nasdaq Global Select Market) and track how WhiteHorse Finance, Inc. discloses its obligations under loan agreements and note offerings.
WhiteHorse Finance, Inc. filed a current report to let investors know it has announced a quarterly distribution and its financial results for the third quarter ended September 30, 2025. The details are provided in a press release furnished as Exhibit 99.1, which covers the company’s performance and the distribution decision.
The company also prepared an earnings presentation for the same period, furnished as Exhibit 99.2, to give additional context around its results. Both exhibits are furnished rather than filed, which means they are not automatically incorporated into other securities law filings unless specifically referenced.
WhiteHorse Finance, Inc. announced a special distribution and set November 10, 2025 as the anticipated date to release its third-quarter results for the period ended September 30, 2025. The update was shared via a press release furnished under Item 7.01 (Regulation FD), attached as Exhibit 99.1.
The furnished information is not deemed “filed” under Section 18 of the Exchange Act and is incorporated by reference only if specifically stated in future filings.
WhiteHorse Finance's Board approved a Second Amended and Restated Bylaws that repeals certain provisions the company says were redundant of the Delaware General Corporation Law or Delaware common law. The Second Amended and Restated Bylaws became effective immediately upon Board approval and the full text is filed as Exhibit 3.1 and incorporated by reference. The 8-K states the description in the filing is a summary and is qualified in its entirety by the filed bylaws.
The report also lists the companys securities registered on Nasdaq: Common Stock (WHF) and 7.875% Notes due 2028 (WHFCL), and includes Exhibit 104 as the interactive data file.
WhiteHorse Finance, Inc. (WHF) held its annual meeting on July 30, 2025; 23,243,088 shares were outstanding on the June 6, 2025 record date. Stockholders elected two Class I directors to serve until the 2028 annual meeting: G. Stacy Smith (Votes For: 4,653,996; Against: 799,821; Abstentions: 86,623; Broker Non-Vote: 7,352,120) and John P. Volpe (Votes For: 4,688,765; Against: 740,748; Abstentions: 110,927; Broker Non-Vote: 7,352,120).
The meeting also ratified the selection of Crowe LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2025 (Votes For: 12,339,932; Against: 365,357; Abstentions: 187,271). The report is signed by Joyson C. Thomas, Chief Financial Officer, dated August 5, 2025.