Welcome to our dedicated page for Whitehorse SEC filings (Ticker: WHF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
WhiteHorse Finance, Inc. filings document regulatory disclosures for a business development company with common stock and listed 7.875% notes due 2028 on Nasdaq. Recent Form 8-K reports cover results of operations, quarterly and special distributions, Regulation FD earnings presentations, and financial-results announcements.
The filing record also includes material agreement disclosures involving WhiteHorse Finance Credit I, LLC and amendments to its loan arrangements, as well as governance and reporting matters such as changes in the registrant's certifying accountant. These filings provide formal disclosure on portfolio-manager obligations, capital structure, debt securities, board and audit-committee actions, and public-company reporting controls.
WhiteHorse Finance, Inc. filed a current report outlining plans to share upcoming financial results rather than reporting numbers now. The company will release its fourth quarter and full year results for the year ended December 31, 2025 on March 2, 2026 and host a conference call at 1:30 p.m. ET that day to discuss the details. Investors can access the live call and replay via telephone or through the investor relations section of the company’s website. The report also reiterates that WhiteHorse Finance operates as a business development company focused on loans to privately held, lower middle market companies, with investment activities managed by an affiliate of H.I.G. Capital, which has over $74 billion of capital under management.
WhiteHorse Finance, Inc. insider trading report: the company’s Chief Financial Officer, listed as an officer of WhiteHorse Finance (ticker WHF), reported buying additional common shares. On 12/24/2025, the insider purchased 4,502 shares of WhiteHorse Finance common stock at a price of $7.01 per share in an open-market transaction coded as a purchase (code "P").
After this transaction, the reporting person beneficially owned a total of 22,000.835 shares of WhiteHorse Finance common stock held directly.
WhiteHorse Finance, Inc. director John Bolduc reported multiple open-market purchases of the company’s common stock on a Form 4. On December 23, 2025, entities associated with him purchased 7,100 shares at a weighted average price of $6.99 per share and another 7,100 shares at a weighted average price of $7.00 per share, with actual trade prices ranging from $6.98 to $7.00.
On December 24, 2025, related entities bought 4,613 shares and 4,361 shares, each at a weighted average price of $6.99 per share, at prices between $6.96 and $7.00. The shares are held indirectly through Bolduc Family LP and Bolduc Investments X, LLC, and Bolduc disclaims beneficial ownership beyond his pecuniary interest in these entities.
WhiteHorse Finance, Inc. (WHF) director reports open-market share purchase. Director John P. Volpe acquired 1,000 shares of WhiteHorse Finance common stock on 11/12/2025 in an open-market transaction at a price of $6.95 per share. After this transaction, he beneficially owns 1,000 shares directly. The filing is a Form 4, which discloses changes in insider ownership.
WhiteHorse Finance, Inc. director John Bolduc reported multiple open-market purchases of the company’s common stock. On 11/13/2025 and 11/14/2025, entities affiliated with him bought a total of 28,300 shares at weighted average prices around $6.88–$6.91 per share. After these transactions, his indirect beneficial holdings through Bolduc Family LP and Bolduc Investments X, LLC were updated, with each line item in the report reflecting the new share counts for those entities. The footnotes state that the reported prices are weighted averages over multiple trades within specified price ranges, and Bolduc commits to provide detailed breakout information upon request.
WhiteHorse Finance, Inc. reports softer results for the quarter ended September 30, 2025. Total investment income was $17.7 million, down from $22.9 million a year earlier, while expenses fell to $11.4 million from $13.4 million. Net investment income after excise tax was $6.1 million, compared with $9.2 million in the prior-year quarter.
Realized and unrealized losses on investments and foreign currency transactions totaled $6.7 million, versus losses of $16.0 million a year ago, leading to a small net decrease in net assets from operations of $0.6 million. For the first nine months of 2025, net investment income after excise tax was $19.5 million and net assets from operations increased $6.0 million.
At September 30, 2025, investments at fair value were $568.4 million and total assets were $626.0 million. Debt was $323.5 million, net assets were $265.2 million, and net asset value per share was $11.41, down from $12.31 at December 31, 2024. Cash, cash equivalents, restricted cash and restricted foreign currency together totaled $45.9 million.
WhiteHorse Finance, Inc. filed a current report to let investors know it has announced a quarterly distribution and its financial results for the third quarter ended September 30, 2025. The details are provided in a press release furnished as Exhibit 99.1, which covers the company’s performance and the distribution decision.
The company also prepared an earnings presentation for the same period, furnished as Exhibit 99.2, to give additional context around its results. Both exhibits are furnished rather than filed, which means they are not automatically incorporated into other securities law filings unless specifically referenced.
WhiteHorse Finance, Inc. announced a special distribution and set November 10, 2025 as the anticipated date to release its third-quarter results for the period ended September 30, 2025. The update was shared via a press release furnished under Item 7.01 (Regulation FD), attached as Exhibit 99.1.
The furnished information is not deemed “filed” under Section 18 of the Exchange Act and is incorporated by reference only if specifically stated in future filings.
WhiteHorse Finance's Board approved a Second Amended and Restated Bylaws that repeals certain provisions the company says were redundant of the Delaware General Corporation Law or Delaware common law. The Second Amended and Restated Bylaws became effective immediately upon Board approval and the full text is filed as Exhibit 3.1 and incorporated by reference. The 8-K states the description in the filing is a summary and is qualified in its entirety by the filed bylaws.
The report also lists the companys securities registered on Nasdaq: Common Stock (WHF) and 7.875% Notes due 2028 (WHFCL), and includes Exhibit 104 as the interactive data file.