Westwood Holdings (WHG): New Director Ryan Discloses No Share Ownership

Rhea-AI Filing Summary

Westwood Holdings Group, Inc. (WHG) – SEC Form 3 filing

On 20 June 2025 a Form 3 was filed for Janice Ryan, who joined WHG’s Board of Directors on 3 June 2025. The form serves as the initial statement of beneficial ownership required under Section 16(a).

• Securities owned: 0 shares of WHG common stock reported; no derivative securities disclosed.
• Ownership form: Direct (D); no indirect or joint holdings indicated.
• Filing logistics: The report notes a filing delay attributed to enrollment in EDGAR Next.

No financial metrics, compensation data, or additional transactions are included. The filing is administrative, signalling Ryan’s formal board appointment and confirming that, as of the event date, she holds no WHG equity.

Insights

Corporate Governance Analyst

TL;DR: New director Janice Ryan files Form 3 showing zero WHG shares; routine governance disclosure, immaterial financial impact.

This Form 3 merely records Ms. Ryan’s entry into the Section 16 reporting system following her 3 June 2025 board appointment. The fact that she currently owns no common stock or derivatives means there is no immediate dilution or insider-alignment signal to evaluate. The delayed submission, explained by EDGAR Next onboarding, poses no compliance red flag because it remains within normal remedial boundaries once filed. Overall, the document is administrative and non-material for valuation or near-term trading decisions.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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1. Name and Address of Reporting Person^*

Ryan Janice

(Last) (First) (Middle)

200 CRESCENT COURT

SUITE 1200

(Street)

DALLAS TX 75201

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
06/03/2025

3. Issuer Name and Ticker or Trading Symbol
WESTWOOD HOLDINGS GROUP INC [ WHG ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
common stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Janice Ryan was appointed to WHG's Board of Directors on June 3, 2025. The delay in filing is due to enrollment in EDGAR Next.

	Jonathan Richard Nahhat by POA from Janice Ryan	06/20/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Why did Janice Ryan file a Form 3 for WHG?

Form 3 is required when an individual becomes a director, officer, or 10% owner. Ryan joined WHG’s board on 3 June 2025 and thus had to report initial ownership.

How many WHG shares does Janice Ryan currently own?

The filing states 0 shares of WHG common stock are beneficially owned by Ms. Ryan.

Were any derivative securities reported by the new director?

No. Table II lists zero derivative securities; no options, warrants, or convertible instruments were disclosed.

Was the Form 3 filing made on time?

The form notes a delay due to EDGAR Next enrollment but does not indicate any enforcement action; the filing was completed on 20 June 2025.