STOCK TITAN

Wheeler REIT 10% holder sells 5,048 shares

Wheeler Real Estate Investment Trust, Inc. (WHLR) had a Form 4 filed by ten percent owner HRT FINANCIAL LP reporting a sale of 5,048 shares of common stock on September 10, 2026 at $0.369 per share in an open-market or private transaction.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Wheeler Real Estate Investment Trust, Inc. (WHLR) had a Form 4 filed by ten percent owner HRT FINANCIAL LP reporting a sale of 5,048 shares of common stock on September 10, 2026 at $0.369 per share in an open-market or private transaction.

After this transaction, the reporting person shows 1,315 shares resulting in short sales, held as a direct position. No transactions are reported as made under a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider HRT FINANCIAL LP
Role 10% Owner
Sold 5,048 shs ($2K)
Type Security Shares Price Value
Sale Common Stock F1, F2 5,048 $0.369 $2K
Holdings After Transaction: Common Stock — 1,315 shares (Direct)
Footnotes (2)
  1. F1. We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
  2. F2. Resulting in short sales.
Shares sold 5,048 shares Common stock sale reported for September 10, 2026
Sale price per share $0.369 per share Price for the 5,048 WHLR common shares sold
Post-transaction position 1,315 shares (short) Shares shown following the transaction, noted as resulting in short sales
Net shares sold in this filing 5,048 shares Transaction summary net buy/sell direction is net-sell
Ownership status Ten percent owner Reporting person’s relationship to Wheeler Real Estate Investment Trust, Inc.
ten percent owner regulatory
"HRT FINANCIAL LP is identified as a ten percent owner of the issuer"
short sales market
"A footnote on post-transaction holdings states: Resulting in short sales"
Short sales are trades where an investor borrows shares and sells them immediately, aiming to buy them back later at a lower price and return them to the lender; the profit is the difference if the price falls. This matters to investors because short selling can signal negative expectations about a company, add downward pressure on a stock’s price, and carries unlimited loss risk if the stock rises instead of falls—like betting a borrowed item will be cheaper to replace later.
Rule 10b5-1 regulatory
"The filing’s checkbox indicates no trades were affirmed under a Rule 10b5-1 plan"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
open market or private transaction market
"The sale is described as a Sale in open market or private transaction"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did HRT FINANCIAL LP report for WHLR on September 10, 2026?

HRT FINANCIAL LP reported a sale of 5,048 shares of Wheeler Real Estate Investment Trust, Inc. common stock on September 10, 2026 in a non-derivative transaction classified as an open-market or private sale.

At what price were the WHLR shares sold in this Form 4 filing?

The reported sale price was $0.369 per share for the 5,048 WHLR common shares sold. A footnote states that full information on the number of shares traded at each separate price will be provided upon request.

What is HRT FINANCIAL LP’s position in WHLR shares after this reported sale?

Following the transaction, the Form 4 shows 1,315 shares as the position, with a footnote stating it is “resulting in short sales”, indicating a direct short position of that share amount.

Is HRT FINANCIAL LP a major holder of Wheeler Real Estate Investment Trust, Inc. (WHLR)?

Yes. In this Form 4, HRT FINANCIAL LP is identified as a ten percent owner of Wheeler Real Estate Investment Trust, Inc., making it a significant shareholder for reporting purposes.

Were the WHLR insider transactions made under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not selected, so no transactions are affirmed as made under a Rule 10b5-1 trading plan in this Form 4.

Does the WHLR Form 4 mention short sales?

Yes. A footnote tied to the post-transaction holdings states “Resulting in short sales”, indicating the 1,315-share position shown after the transaction represents a short sale position.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HRT FINANCIAL LP

(Last)(First)(Middle)
3 WORLD TRADE CENTER, 175 GREENWICH STRE
76TH FLOOR

(Street)
NEW YORK NEW YORK 10007

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Wheeler Real Estate Investment Trust, Inc. [ WHLR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/10/2026S5,048D$0.369(1)1,315(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. We will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
2. Resulting in short sales.
Adam Nunes09/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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