Whirlpool Corp. (NYSE: WHR) details RSU vesting and tax share withholding
Rhea-AI Filing Summary
Whirlpool Corp. officer Juan Carlos Puente reported vesting of 1,750.0000 Restricted Stock Units granted February 14, 2022 into 1,750.0000 shares of Common Stock under the Whirlpool Corporation Omnibus Stock and Incentive Plan, in a transaction exempt under Rule 16b-3. To satisfy related obligations, 509.2510 shares of Common Stock were disposed of at $38.0700 per share through share withholding. Aggregate beneficial holdings also now reflect an additional 16.218 shares previously withheld for taxes on March 1, 2026, and show 423.7400 shares of Common Stock held indirectly through a 401(k) Stock Fund.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 1,240.749 shares
Net Buy
4 txns
Insider
Puente Juan Carlos
Role
EP, WHR NA & GL Strat Source
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F1 | 1,750 | $0.00 | $0.00 |
| Exercise | Common Stock F1, F2 | 1,750 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 509.251 | $38.07 | $19K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 0 shares (Direct);
Common Stock — 28,230.607 shares (Direct);
Common Stock — 423.74 shares (Indirect, 401(k) Stock Fund)
Footnotes (2)
- F1. Vesting of restricted stock units granted February 14, 2022, under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3
- F2. Aggregate beneficial holdings reflect deduction of an additional 16.218 shares withheld for taxes upon vesting of a restricted stock unit award on March 1, 2026 and inadvertently omitted from the Form 4 reporting that transaction due to an administrative error.
Key Figures
RSUs vested: 1,750.0000 shares
Common shares acquired: 1,750.0000 shares
Shares withheld for obligations: 509.2510 shares
+3 more
6 metrics
RSUs vested
1,750.0000 shares
Restricted Stock Units converted to Common Stock on 2026-08-01
Common shares acquired
1,750.0000 shares
Common Stock received from RSU vesting on 2026-08-01
Shares withheld for obligations
509.2510 shares
Common Stock disposed under code F at $38.0700 per share
Withholding price
38.0700 per share
Per-share value used for code F share withholding
Indirect 401(k) holdings
423.7400 shares
Common Stock held through a 401(k) Stock Fund after transactions
Prior tax withholding correction
16.218 shares
Additional shares withheld for taxes on 2026-03-01 now reflected in holdings
Key Terms
Restricted Stock Units, Rule 16b-3, beneficial holdings, 401(k) Stock Fund
4 terms
Restricted Stock Units financial
"Vesting of Restricted Stock Units granted February 14, 2022, under the Whirlpool"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Rule 16b-3 regulatory
"Plan in a transaction exempt under Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
beneficial holdings financial
"Aggregate beneficial holdings reflect deduction of an additional 16.218 shares"
401(k) Stock Fund financial
"shares following transaction: 423.7400, nature of ownership: 401(k) Stock Fund"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does Whirlpool (WHR) Form 4 for Juan Carlos Puente disclose?
The Form 4 shows vesting of 1,750.0000 Restricted Stock Units into an equal number of Common Stock shares and related share-withholding dispositions. It also updates Puente’s reported beneficial holdings, including indirect shares held through a 401(k) Stock Fund.
How many Whirlpool (WHR) RSUs vested for Juan Carlos Puente and when were they granted?
Puente had 1,750.0000 Restricted Stock Units vest, converting into 1,750.0000 Common Stock shares. These RSUs were originally granted on February 14, 2022 under the Whirlpool Corporation Omnibus Stock and Incentive Plan and were reported as exempt under Rule 16b-3.
What Whirlpool (WHR) stock does Juan Carlos Puente hold indirectly after these transactions?
Following the reported transactions, Puente has 423.7400 Whirlpool Common Stock shares held indirectly through a 401(k) Stock Fund. This indirect position is separate from directly held shares, which are not fully quantified in this report’s post-transaction totals.
Did the Whirlpool (WHR) Puente Form 4 include any correction for prior tax withholding?
Yes. A footnote states that 16.218 additional shares had been withheld for taxes upon vesting of a restricted stock unit award on March 1, 2026 and were inadvertently omitted earlier. Aggregate beneficial holdings now reflect this previously unreported tax withholding.
Were Juan Carlos Puente’s Whirlpool (WHR) transactions reported under a Rule 10b5-1 trading plan?
No. The Form 4’s Rule 10b5-1 checkbox is not marked as applicable, and the footnotes describe vesting and tax-related withholding rather than trades executed under a pre-arranged Rule 10b5-1 trading plan.