Whirlpool EVP exercises 5000 RSUs, 1430 shares withheld
Whirlpool Corporation executive Martin L. Carey exercised 5000 Restricted Stock Units into 5000 shares of common stock on 2026-08-01, from an award granted 2020-08-01 under the Whirlpool Corporation Omnibus Stock and Incentive Plan.
Rhea-AI Filing Summary
Whirlpool Corporation executive Martin L. Carey exercised 5000 Restricted Stock Units into 5000 shares of common stock on 2026-08-01, from an award granted 2020-08-01 under the Whirlpool Corporation Omnibus Stock and Incentive Plan. To cover tax obligations, 1430.001 shares were withheld at $38.0700 per share, and 915.4000 shares are reported as held indirectly in a 401(k) Stock Fund.
Positive
- None.
Negative
- None.
Insider Trade Summary
5,000 shares exercised/converted
Exercise
4 txns
Insider
Martin Carey L
Role
EVP & Chief HR, Corp Rel, BUS
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F1 | 5,000 | $0.00 | $0.00 |
| Exercise | Common Stock | 5,000 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 1,430.001 | $38.07 | $54K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 0 contracts (Direct);
Common Stock — 30,562.9 shares (Direct);
Common Stock — 915.4 shares (Indirect, 401(k) Stock Fund)
Footnotes (1)
- F1. Vesting of restricted stock units granted August 1, 2020, under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
Key Figures
RSUs Exercised: 5000.0000 units
Common Shares Acquired: 5000.0000 shares
Shares Withheld for Taxes: 1430.0010 shares
+2 more
5 metrics
RSUs Exercised
5000.0000 units
Restricted Stock Units converted into common stock on 2026-08-01
Common Shares Acquired
5000.0000 shares
Common stock received from RSU vesting on 2026-08-01
Shares Withheld for Taxes
1430.0010 shares
Common stock withheld to satisfy tax obligations at $38.0700 per share
Withholding Price
$38.0700 per share
Price used for tax-related share withholding on 2026-08-01
Indirect 401(k) Holdings
915.4000 shares
Whirlpool common stock held indirectly in a 401(k) Stock Fund
Key Terms
Restricted Stock Units, Rule 16b-3, Whirlpool Corporation Omnibus Stock and Incentive Plan, 401(k) Stock Fund
4 terms
Restricted Stock Units financial
"exercised 5000 Restricted Stock Units into 5000 shares of common stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Rule 16b-3 regulatory
"in a transaction exempt under Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
Whirlpool Corporation Omnibus Stock and Incentive Plan financial
"granted August 1, 2020, under the Whirlpool Corporation Omnibus Stock and Incentive Plan"
401(k) Stock Fund financial
"shares are reported as held indirectly in a 401(k) Stock Fund"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did Whirlpool (WHR) executive Martin L. Carey report in this Form 4?
Martin L. Carey reported exercising 5000 Restricted Stock Units into 5000 Whirlpool common shares on 2026-08-01. 1430.001 shares of common stock were withheld at $38.0700 per share to satisfy tax obligations related to this vesting and share delivery.
How many Whirlpool (WHR) Restricted Stock Units did Martin L. Carey exercise?
Martin L. Carey exercised 5000 Restricted Stock Units into Whirlpool common stock. These RSUs vested from a grant dated 2020-08-01 under the Whirlpool Corporation Omnibus Stock and Incentive Plan and were reported as a transaction exempt under Rule 16b-3.
Were Martin L. Carey’s WHR transactions under a Rule 10b5-1 trading plan?
No. The Form 4’s Rule 10b5-1 checkbox is not marked, and the filing does not indicate that these transactions occurred under a pre-arranged trading plan. The reported activity reflects RSU vesting, share issuance, and tax-related share withholding.
What derivative position did Martin L. Carey retain after these Whirlpool (WHR) transactions?
After the reported activity, the entry for Restricted Stock Units shows 0.0000 units following the transaction. The derivative summary contains no additional RSU or option positions, indicating the 5000 reported RSUs were fully converted into common stock.
AI-generated analysis. How Rhea-AI works. Not financial advice.
