Whirlpool CFO Roxanne Warner Vests 6,667 Shares
Whirlpool Corporation EVP & Chief Financial Officer Roxanne Warner reported the vesting and conversion of 6,667 restricted stock units into common shares on August 1, 2026, under the Whirlpool Corporation Omnibus Stock and Incentive Plan.
Rhea-AI Filing Summary
Whirlpool Corporation EVP & Chief Financial Officer Roxanne Warner reported the vesting and conversion of 6,667 restricted stock units into common shares on August 1, 2026, under the Whirlpool Corporation Omnibus Stock and Incentive Plan. In connection with this event, 1,906.763 common shares were disposed of at $38.0700 per share to satisfy obligations associated with the transaction. Following the vesting, 13,333 restricted stock units remain outstanding, scheduled to convert one-for-one into shares on August 1, 2027 and August 1, 2028, and Warner also has 856.516 common shares held indirectly through a 401(k) Stock Fund; aggregate beneficial holdings include shares acquired through a dividend reinvestment plan.
Positive
- None.
Negative
- None.
Insider Trade Summary
6,667 shares exercised/converted
Exercise
4 txns
Insider
Warner Roxanne
Role
EVP & Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F1 | 6,667 | $0.00 | $0.00 |
| Exercise | Common Stock F1, F2 | 6,667 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 1,906.763 | $38.07 | $73K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 13,333 contracts (Direct);
Common Stock — 14,707.21 shares (Direct);
Common Stock — 856.516 shares (Indirect, 401(k) Stock Fund)
Footnotes (2)
- F1. Vesting of restricted stock units granted June 16, 2025, under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. The remaining restricted stock units will vest and convert one-for-one to shares on 08/01/2027, and 08/01/2028.
- F2. Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.
Key Figures
RSUs converted to common stock: 6,667 units
Common shares acquired from RSU vesting: 6,667 shares
Shares disposed to satisfy obligations: 1,906.763 shares
+3 more
6 metrics
RSUs converted to common stock
6,667 units
Restricted Stock Units vested and converted on August 1, 2026
Common shares acquired from RSU vesting
6,667 shares
Shares received upon conversion of vested RSUs on August 1, 2026
Shares disposed to satisfy obligations
1,906.763 shares
Common stock disposition reported under code F on August 1, 2026
Disposition price per share
38.0700 per share
Price for the 1,906.763 common shares disposed under code F
Remaining restricted stock units
13,333 units
RSUs outstanding after the August 1, 2026 vesting event
Indirect 401(k) holdings
856.516 shares
Common shares held indirectly through a 401(k) Stock Fund
Key Terms
Restricted Stock Units, Rule 16b-3, Omnibus Stock and Incentive Plan, dividend reinvestment plan, +1 more
5 terms
Restricted Stock Units financial
"Vesting of restricted stock units granted June 16, 2025, under the Whirlpool Corporation Omnibus Stock and Incentive Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Rule 16b-3 regulatory
"Vesting of restricted stock units ... in a transaction exempt under Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
Omnibus Stock and Incentive Plan financial
"granted June 16, 2025, under the Whirlpool Corporation Omnibus Stock and Incentive Plan"
An omnibus stock and incentive plan is a single company program that bundles different ways to pay and reward people—such as stock options, restricted shares, cash bonuses and other equity-based awards—under one set of rules. It matters to investors because it determines how much ownership can be granted to employees and advisors, which affects share dilution, management incentives and company costs; think of it as the company’s compensation toolbox that can change who benefits from future growth.
dividend reinvestment plan financial
"Aggregate beneficial holdings include shares acquired through dividend reinvestment plan"
A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.
401(k) Stock Fund financial
"total shares following transaction 856.5160, indirect ownership via 401(k) Stock Fund"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider equity transaction did Whirlpool (WHR) CFO Roxanne Warner report?
Roxanne Warner reported vesting and conversion of 6,667 restricted stock units into Whirlpool common stock on August 1, 2026. The RSUs were granted June 16, 2025 under the Whirlpool Corporation Omnibus Stock and Incentive Plan and are part of her equity compensation.
How many restricted stock units does Whirlpool (WHR) CFO Roxanne Warner still hold after this transaction?
After the August 1, 2026 vesting, Warner has 13,333 restricted stock units remaining. According to the disclosure, these RSUs are scheduled to vest and convert one-for-one into Whirlpool common shares on August 1, 2027 and August 1, 2028.
Does Roxanne Warner have indirect Whirlpool (WHR) holdings reported in this Form 4?
Yes. The Form 4 reports 856.516 Whirlpool common shares held indirectly through a 401(k) Stock Fund. A related footnote also explains that aggregate beneficial holdings include additional shares acquired via a dividend reinvestment plan.
Were Roxanne Warner’s Whirlpool (WHR) RSUs granted under a specific plan or rule exemption?
The vested RSUs were granted June 16, 2025 under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Their vesting and conversion were described as a transaction exempt under Rule 16b-3, which is commonly used for insider compensation-related equity grants.
AI-generated analysis. How Rhea-AI works. Not financial advice.
