Whirlpool (WHR) CFO Roxanne Warner logs RSU vesting, deferred stock and tax-share withholdings
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Whirlpool EVP & Chief Financial Officer Roxanne Warner reported several equity compensation transactions on common and derivative securities. Restricted stock units vested and were converted into common shares, increasing her direct holdings to 9,945.076 shares, with additional deferred stock and indirect holdings in a 401(k) stock fund.
Some of the newly delivered common shares were automatically withheld at a price of $69.13 per share to cover tax obligations, classified as tax-withholding dispositions rather than open-market sales. Warner also exchanged 100 common shares for an equal number of deferred stock units under Whirlpool’s executive deferred savings plan.
Positive
- None.
Negative
- None.
Insider Trade Summary
812 shares exercised/converted
Mixed
12 txns
Insider
Warner Roxanne
Role
EVP & Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 99 | $0.00 | -- |
| Exercise | Restricted Stock Units | 285 | $0.00 | -- |
| Exercise | Restricted Stock Units | 328 | $0.00 | -- |
| Exercise | Restricted Stock Units | 100 | $0.00 | -- |
| Grant/Award | Deferred Stock | 100 | $0.00 | -- |
| Exercise | Common Stock | 99 | $0.00 | -- |
| Tax Withholding | Common Stock | 33.561 | $69.13 | $2K |
| Exercise | Common Stock | 285 | $0.00 | -- |
| Tax Withholding | Common Stock | 86.009 | $69.13 | $6K |
| Exercise | Common Stock | 328 | $0.00 | -- |
| Tax Withholding | Common Stock | 111.192 | $69.13 | $8K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 0 shares (Direct);
Deferred Stock — 668.771 shares (Direct);
Common Stock — 9,562.838 shares (Direct);
Common Stock — 601.647 shares (Indirect, 401(k) Stock Fund)
Footnotes (1)
- Vesting of remaining restricted stock units granted on February 20, 2023 under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Due to an administrative error, the Form 4 filed December 16, 2025 overstated the reporting person's beneficial ownership by 2.9 shares Vesting of restricted stock units granted February 19, 2024, under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. The remaining restricted stock units will vest and convert one-for-one to shares on March 1, 2027. Vesting of restricted stock units granted February 17, 2025, under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. The remaining restricted stock units will vest in substantially equal installments and convert one-for-one to shares on March 1, 2027 and March 1, 2028. Upon the vesting of restricted stock units on March 1, 2026, the reporting person deferred the receipt of the shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 100 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.
FAQ
What insider transactions did Whirlpool (WHR) CFO Roxanne Warner report?
Roxanne Warner reported vesting and conversion of restricted stock units into Whirlpool common shares, plus related tax withholdings. The filing also shows an exchange of 100 common shares for deferred stock and updated direct, deferred, and 401(k) stock fund holdings.
What happened to Roxanne Warner’s restricted stock units in the Whirlpool (WHR) Form 4?
Several tranches of restricted stock units vested and converted one-for-one into Whirlpool common shares. Footnotes indicate grants from 2023, 2024, and 2025 vesting under the Whirlpool Omnibus Stock and Incentive Plan in transactions exempt under Rule 16b-3.
Why does the Whirlpool (WHR) Form 4 mention an administrative error in a prior filing?
The Form 4 notes a prior administrative error that overstated Warner’s beneficial ownership by 2.9 shares. This clarification adjusts previously reported holdings to reflect the correct number of shares attributed to the CFO going forward.
What does the deferred stock transaction mean in the Whirlpool (WHR) Form 4?
Warner deferred 100 shares of vested common stock into deferred stock under an executive savings plan. Those deferred stock units are payable after her termination of employment, shifting value from current share ownership to a future payout obligation by Whirlpool.