STOCK TITAN

Whitehawk Therapeutics (WHWK) CEO sells 14,500 shares for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Whitehawk Therapeutics, Inc. director and chief executive officer David James Lennon reported selling 14,500 shares of common stock on April 9, 2026 at $3.38 per share. According to the filing, this broker-assisted sale was made solely to satisfy tax withholding obligations tied to vesting restricted stock units. After the transaction, he directly holds 518,622 shares of Whitehawk common stock.

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Insider Lennon David James
Role CHIEF EXECUTIVE OFFICER
Sold 14,500 shs ($49K)
Type Security Shares Price Value
Sale Common Stock 14,500 $3.38 $49K
Holdings After Transaction: Common Stock — 518,622 shares (Direct)
Footnotes (1)
  1. [object Object]
Shares sold 14,500 shares Common Stock sold on April 9, 2026
Sale price per share $3.38 per share Broker-assisted sale to cover tax withholding
Shares held after transaction 518,622 shares Direct holdings after reported sale
broker-assisted sale financial
"Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations"
restricted stock units financial
"in connection with the vesting of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"sale to satisfy the Reporting Person's tax withholding obligations"
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lennon David James

(Last)(First)(Middle)
C/O WHITEHAWK THERAPEUTICS, INC.
2 HEADQUARTERS PLAZA, EAST BUILDING, 11T

(Street)
MORRISTOWN NEW JERSEY 07960

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Whitehawk Therapeutics, Inc. [ WHWK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CHIEF EXECUTIVE OFFICER
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/09/2026S(1)14,500D$3.38518,622D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.
/s/ Stephen Rodin, as Attorney-in-Fact04/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did WHWK CEO David James Lennon report?

David James Lennon reported selling 14,500 shares of Whitehawk Therapeutics common stock. The shares were sold at $3.38 each in a broker-assisted sale to cover tax withholding obligations arising from vesting restricted stock units, rather than a discretionary open-market liquidation.

Why did the Whitehawk Therapeutics (WHWK) CEO sell 14,500 shares?

The sale was conducted to satisfy tax withholding obligations linked to the vesting of restricted stock units. The filing specifies it was a broker-assisted sale for taxes, indicating a mechanical transaction associated with equity compensation rather than a typical open-market sale decision.

How many WHWK shares does the CEO hold after this Form 4 transaction?

Following the 14,500-share sale, David James Lennon directly holds 518,622 shares of Whitehawk Therapeutics common stock. This post-transaction position, disclosed in the Form 4, shows he retains a substantial equity stake in the company after meeting his tax obligations on vested RSUs.

What was the sale price in the Whitehawk Therapeutics (WHWK) insider trade?

The 14,500 Whitehawk Therapeutics shares were sold at $3.38 per share. This price applies to the broker-assisted sale executed to cover the CEO’s tax withholding obligations on vesting restricted stock units, as described in the accompanying Form 4 footnote disclosure.

Does the WHWK Form 4 indicate any option exercises or derivative trades?

The disclosed Form 4 shows no derivative security transactions or option exercises. The derivativeSummary section is empty, and the only reported activity is a single non-derivative common stock sale related to tax withholding on vested restricted stock units for Whitehawk’s chief executive officer.