STOCK TITAN

[8-K] Windtree Therapeutics, Inc. Reports Material Event

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K
Rhea-AI Filing Summary

On 5 Aug 2025, Windtree Therapeutics (Nasdaq: WINT) filed a Form 8-K under Item 7.01 to furnish a press release (Exhibit 99.1) reporting interim data from the SEISMiC-C Phase 2 study of its lead cardiac candidate, istaroxime. The document contains no financial figures or detailed clinical results; it simply notifies investors that the data have been announced via press release and will not be treated as "filed" for Exchange Act liability. Management states that positive outcomes could enable a global Phase 3 program, but also cites customary forward-looking risk factors covering clinical success, cost management and operational execution. No other material transactions, financial statements or exhibits were included beyond the press release and Inline XBRL cover page.

Il 5 agosto 2025, Windtree Therapeutics (Nasdaq: WINT) ha presentato un modulo 8-K ai sensi dell'Elemento 7.01 per fornire un comunicato stampa (Allegato 99.1) che riporta dati preliminari dello studio di Fase 2 SEISMiC-C sul suo principale candidato cardiaco, istaroxime. Il documento non contiene dati finanziari né risultati clinici dettagliati; serve semplicemente a informare gli investitori che i dati sono stati comunicati tramite comunicato stampa e non saranno considerati "depositati" ai fini della responsabilità prevista dall'Exchange Act. La direzione afferma che esiti positivi potrebbero consentire un programma globale di Fase 3, ma evidenzia anche i consueti fattori di rischio prospettici relativi al successo clinico, alla gestione dei costi e all'esecuzione operativa. Non sono state incluse altre transazioni rilevanti, bilanci o allegati oltre al comunicato stampa e alla pagina di copertura Inline XBRL.

El 5 de agosto de 2025, Windtree Therapeutics (Nasdaq: WINT) presentó un Formulario 8-K bajo el Punto 7.01 para proporcionar un comunicado de prensa (Anexo 99.1) que informa datos interinos del estudio de Fase 2 SEISMiC-C de su principal candidato cardíaco, istaroxime. El documento no contiene cifras financieras ni resultados clínicos detallados; simplemente notifica a los inversores que los datos han sido anunciados mediante comunicado de prensa y no se considerarán "presentados" para efectos de responsabilidad bajo la Exchange Act. La dirección indica que resultados positivos podrían permitir un programa global de Fase 3, pero también menciona los habituales factores de riesgo prospectivos relacionados con el éxito clínico, la gestión de costos y la ejecución operativa. No se incluyeron otras transacciones relevantes, estados financieros ni anexos más allá del comunicado de prensa y la portada Inline XBRL.

2025년 8월 5일, Windtree Therapeutics(Nasdaq: WINT)는 항목 7.01에 따라 Form 8-K를 제출하여 주요 심장 치료 후보물질인 이스타록심(istaroxime)의 SEISMiC-C 2상 임상시험 중간 데이터를 보도자료(첨부문서 99.1)로 제공했습니다. 이 문서에는 재무 수치나 상세 임상 결과가 포함되어 있지 않으며, 단지 투자자들에게 해당 데이터가 보도자료를 통해 발표되었으며 Exchange Act 책임과 관련해 "제출된" 것으로 간주되지 않을 것임을 알립니다. 경영진은 긍정적인 결과가 글로벌 3상 프로그램을 가능하게 할 수 있다고 밝혔지만, 임상 성공, 비용 관리 및 운영 실행에 관한 일반적인 미래 위험 요인도 언급했습니다. 보도자료와 Inline XBRL 표지 외에 다른 주요 거래, 재무제표 또는 첨부 문서는 포함되지 않았습니다.

Le 5 août 2025, Windtree Therapeutics (Nasdaq : WINT) a déposé un formulaire 8-K sous l’item 7.01 pour fournir un communiqué de presse (Exhibit 99.1) rapportant des données intermédiaires de l’étude de phase 2 SEISMiC-C concernant son principal candidat cardiaque, l’istaroxime. Le document ne contient ni chiffres financiers ni résultats cliniques détaillés ; il informe simplement les investisseurs que les données ont été annoncées par communiqué de presse et ne seront pas considérées comme « déposées » au titre de la responsabilité selon le Exchange Act. La direction indique que des résultats positifs pourraient permettre un programme mondial de phase 3, tout en mentionnant les facteurs de risque prospectifs habituels liés au succès clinique, à la gestion des coûts et à l’exécution opérationnelle. Aucune autre transaction importante, états financiers ou annexes n’a été incluse en dehors du communiqué de presse et de la page de couverture Inline XBRL.

Am 5. August 2025 reichte Windtree Therapeutics (Nasdaq: WINT) ein Formular 8-K gemäß Punkt 7.01 ein, um eine Pressemitteilung (Anlage 99.1) mit Zwischenberichten der Phase-2-Studie SEISMiC-C zu seinem führenden Herzmedikamentenkandidaten Istaroxim bereitzustellen. Das Dokument enthält keine finanziellen Zahlen oder detaillierte klinische Ergebnisse; es informiert lediglich die Investoren darüber, dass die Daten per Pressemitteilung veröffentlicht wurden und nicht als "eingereicht" im Sinne der Exchange Act-Haftung gelten. Das Management erklärt, dass positive Ergebnisse ein globales Phase-3-Programm ermöglichen könnten, verweist jedoch auch auf übliche zukunftsgerichtete Risikofaktoren bezüglich klinischem Erfolg, Kostenmanagement und operativer Umsetzung. Weitere wesentliche Transaktionen, Finanzberichte oder Anlagen wurden neben der Pressemitteilung und der Inline-XBRL-Titelseite nicht beigefügt.

Positive
  • Pipeline momentum: Furnishing of interim Phase 2 SEISMiC-C data indicates the istaroxime program is advancing toward potential Phase 3 evaluation.
Negative
  • None.

Insights

TL;DR: Pipeline update only; no data disclosed, so market impact neutral until details emerge.

The 8-K merely furnishes a press release about interim SEISMiC-C Phase 2 data. Without efficacy or safety metrics, investors cannot gauge clinical success or commercial potential. Management’s reference to a possible Phase 3 launch signals continued development momentum, but the lack of quantitative outcomes limits valuation impact. Forward-looking statements remind investors of trial, funding and regulatory risks. I view the disclosure as routine and informational rather than a catalyst.

TL;DR: Filing adds no new risk; standard Reg FD communication, impact minimal.

The company complies with Reg FD by publicising interim study news. Because the 8-K does not amend guidance, report adverse events, or introduce financial obligations, balance-sheet and regulatory risk profiles remain unchanged. Materiality hinges on the yet-unseen study data; therefore I classify the current disclosure as low impact.

Il 5 agosto 2025, Windtree Therapeutics (Nasdaq: WINT) ha presentato un modulo 8-K ai sensi dell'Elemento 7.01 per fornire un comunicato stampa (Allegato 99.1) che riporta dati preliminari dello studio di Fase 2 SEISMiC-C sul suo principale candidato cardiaco, istaroxime. Il documento non contiene dati finanziari né risultati clinici dettagliati; serve semplicemente a informare gli investitori che i dati sono stati comunicati tramite comunicato stampa e non saranno considerati "depositati" ai fini della responsabilità prevista dall'Exchange Act. La direzione afferma che esiti positivi potrebbero consentire un programma globale di Fase 3, ma evidenzia anche i consueti fattori di rischio prospettici relativi al successo clinico, alla gestione dei costi e all'esecuzione operativa. Non sono state incluse altre transazioni rilevanti, bilanci o allegati oltre al comunicato stampa e alla pagina di copertura Inline XBRL.

El 5 de agosto de 2025, Windtree Therapeutics (Nasdaq: WINT) presentó un Formulario 8-K bajo el Punto 7.01 para proporcionar un comunicado de prensa (Anexo 99.1) que informa datos interinos del estudio de Fase 2 SEISMiC-C de su principal candidato cardíaco, istaroxime. El documento no contiene cifras financieras ni resultados clínicos detallados; simplemente notifica a los inversores que los datos han sido anunciados mediante comunicado de prensa y no se considerarán "presentados" para efectos de responsabilidad bajo la Exchange Act. La dirección indica que resultados positivos podrían permitir un programa global de Fase 3, pero también menciona los habituales factores de riesgo prospectivos relacionados con el éxito clínico, la gestión de costos y la ejecución operativa. No se incluyeron otras transacciones relevantes, estados financieros ni anexos más allá del comunicado de prensa y la portada Inline XBRL.

2025년 8월 5일, Windtree Therapeutics(Nasdaq: WINT)는 항목 7.01에 따라 Form 8-K를 제출하여 주요 심장 치료 후보물질인 이스타록심(istaroxime)의 SEISMiC-C 2상 임상시험 중간 데이터를 보도자료(첨부문서 99.1)로 제공했습니다. 이 문서에는 재무 수치나 상세 임상 결과가 포함되어 있지 않으며, 단지 투자자들에게 해당 데이터가 보도자료를 통해 발표되었으며 Exchange Act 책임과 관련해 "제출된" 것으로 간주되지 않을 것임을 알립니다. 경영진은 긍정적인 결과가 글로벌 3상 프로그램을 가능하게 할 수 있다고 밝혔지만, 임상 성공, 비용 관리 및 운영 실행에 관한 일반적인 미래 위험 요인도 언급했습니다. 보도자료와 Inline XBRL 표지 외에 다른 주요 거래, 재무제표 또는 첨부 문서는 포함되지 않았습니다.

Le 5 août 2025, Windtree Therapeutics (Nasdaq : WINT) a déposé un formulaire 8-K sous l’item 7.01 pour fournir un communiqué de presse (Exhibit 99.1) rapportant des données intermédiaires de l’étude de phase 2 SEISMiC-C concernant son principal candidat cardiaque, l’istaroxime. Le document ne contient ni chiffres financiers ni résultats cliniques détaillés ; il informe simplement les investisseurs que les données ont été annoncées par communiqué de presse et ne seront pas considérées comme « déposées » au titre de la responsabilité selon le Exchange Act. La direction indique que des résultats positifs pourraient permettre un programme mondial de phase 3, tout en mentionnant les facteurs de risque prospectifs habituels liés au succès clinique, à la gestion des coûts et à l’exécution opérationnelle. Aucune autre transaction importante, états financiers ou annexes n’a été incluse en dehors du communiqué de presse et de la page de couverture Inline XBRL.

Am 5. August 2025 reichte Windtree Therapeutics (Nasdaq: WINT) ein Formular 8-K gemäß Punkt 7.01 ein, um eine Pressemitteilung (Anlage 99.1) mit Zwischenberichten der Phase-2-Studie SEISMiC-C zu seinem führenden Herzmedikamentenkandidaten Istaroxim bereitzustellen. Das Dokument enthält keine finanziellen Zahlen oder detaillierte klinische Ergebnisse; es informiert lediglich die Investoren darüber, dass die Daten per Pressemitteilung veröffentlicht wurden und nicht als "eingereicht" im Sinne der Exchange Act-Haftung gelten. Das Management erklärt, dass positive Ergebnisse ein globales Phase-3-Programm ermöglichen könnten, verweist jedoch auch auf übliche zukunftsgerichtete Risikofaktoren bezüglich klinischem Erfolg, Kostenmanagement und operativer Umsetzung. Weitere wesentliche Transaktionen, Finanzberichte oder Anlagen wurden neben der Pressemitteilung und der Inline-XBRL-Titelseite nicht beigefügt.

false 0000946486 0000946486 2025-08-05 2025-08-05
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): August 5, 2025
 
Windtree Therapeutics, Inc.
(Exact name of registrant as specified in its charter)
 
Delaware
001-39290
94-3171943
(State or other jurisdiction of
incorporation or organization)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
 
2600 Kelly Road, Suite 100, Warrington, Pennsylvania
18976
(Address of principal executive offices)
(Zip Code)
 
Registrants telephone number, including area code: (215) 488-9300
 
Not Applicable
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
 
Trading
Symbol(s)
 
Name of each exchange
on which registered
Common Stock, par value $0.001 per share
 
WINT
 
The Nasdaq Capital Market
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 

 
Item 7.01 Regulation FD Disclosure.
 
On August 5, 2025, Windtree Therapeutics, Inc. (the “Company”) issued a press release announcing its interim data of the SEISMiC C Phase 2 study. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
 
The information contained in this Item 7.01 (including Exhibit 99.1) is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that section and shall not be deemed to be incorporated by reference in any filing under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
 
Cautionary Language Concerning Forward-Looking Statements.
 
This Current Report on Form 8-K contains forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995 with respect to the term sheets and other related matters. Forward-looking statements are predictions, projections and other statements about future events that are based on current expectations and assumptions and, as a result, are subject to risks and uncertainties. These forward-looking statements are based upon the Company’s and its management’s current expectations, assumptions, estimates, projections and beliefs. Such statements include, but are not limited to, statements regarding the success of the SEISMiC C Study, the ability to move istaroxime to a global Phase 3 program and risks related to the Company’s ability to manage costs and execute on its operational and budget plans. These statements involve known and unknown risks, uncertainties and other factors that may cause actual results or achievements to be materially different and adverse from those expressed in, or implied by, these forward-looking statements. Other risks relating to the Company’s business, including risks that could cause results to differ materially from those projected in the forward-looking statements in this Current Report, the Company’s latest Annual Report on Form 10-K, subsequent Quarterly Reports on Form 10-Q and/or Current Reports on Form 8-K filings with the United States Securities and Exchange Commission, especially under the heading “Risk Factors.” The forward-looking statements in this Current Report speak only as of this date, and the Company disclaims any intent or obligation to revise or update publicly any forward-looking statement except as required by law.
 
Item 9.01
Financial Statements and Exhibits
 
(d) Exhibits
 
The following exhibits are being filed herewith:
 
Exhibit
No.
 
Document
99.1
 
Press release dated August 5, 2025
104
 
Cover Page Interactive Data File (embedded within the Inline XBRL document).
 
 

 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
Windtree Therapeutics, Inc.
 
       
 
By:
/s/ Jed Latkin
 
 
Name:
Jed Latkin
 
 
Title:
President and Chief Executive Officer
 
 
Date: August 5, 2025
 
 

FAQ

What did Windtree Therapeutics (WINT) announce in its 8-K dated August 5, 2025?

The company furnished a press release containing interim data from the SEISMiC-C Phase 2 study of istaroxime.

Did the 8-K include any financial results or guidance for WINT?

No. The filing contained no financial statements, revenue figures, or updated guidance.

Is the interim SEISMiC-C data considered "filed" with the SEC?

No. Under Item 7.01, the information is furnished, not filed, and is therefore not subject to Section 18 liabilities.

Could the SEISMiC-C results lead to a Phase 3 trial for istaroxime?

Management indicated that successful Phase 2 outcomes could support a global Phase 3 program, but no decision has been announced.

Were any other exhibits included besides the press release?

Only Exhibit 99.1 (press release) and 104 (Inline XBRL cover page) accompanied the filing.
Windtree Therapeutics Inc

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Biotechnology
Biological Products, (no Disgnostic Substances)
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United States
WARRINGTON