[Form 3] Workhorse Group, Inc Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Alan S. Henricks, a director of Workhorse Group Inc. (WKHS), filed an initial Form 3 reporting the event dated 08/18/2025. The filing states the reporting person has no securities beneficially owned in the issuer as of that date. The Form is an individual filing from an address in Sharonville, OH, and is signed by Mr. Henricks on 08/20/2025. The document supplies no additional transactions, derivative holdings, or ownership details.

Positive

• Initial Form 3 filed by director, meeting SEC Section 16 disclosure requirements
• Clear statement that no securities are beneficially owned, removing ownership ambiguity

Negative

• Director reports no beneficial ownership in the company as of 08/18/2025
• No transactions or equity grants disclosed that would align director ownership with shareholders

Insights

Corporate Governance Analyst

Director files initial ownership report showing no holdings.

The Form 3 from Alan S. Henricks confirms he is a director of Workhorse Group Inc. (WKHS) and that he beneficially owns no securities as of 08/18/2025. This is a routine Section 16 disclosure that establishes reporting status and fulfills filing obligations.

The filing contains no purchases, grants, options, or derivative positions, so there are no immediate compensation or alignment signals disclosed about the director's stake.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Henricks Alan S.

(Last) (First) (Middle)

C/O WORKHORSE GROUP INC.

3600 PARK 42, SUITE 160E

(Street)

SHARONVILLE OH 45241

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/18/2025

3. Issuer Name and Ticker or Trading Symbol
Workhorse Group Inc. [ WKHS ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/ Alan S. Henricks	08/20/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Alan S. Henricks disclose on the Form 3 for WKHS?

The Form 3 discloses that Alan S. Henricks is a director of Workhorse Group Inc. (WKHS) and beneficially owns no securities as of 08/18/2025.

When is the event date and signature date on the Form 3 for WKHS?

The event date is 08/18/2025 and the Form is signed by the reporting person on 08/20/2025.

Is the Form 3 filed jointly or by one person for WKHS?

The filing indicates a Form filed by One Reporting Person (individual filing).

Does the Form 3 report any derivative securities or options for Henricks?

No. The filing explicitly states no securities are beneficially owned and lists no derivative holdings.

What address is listed for the reporting person on the Form 3?

The address listed is 3600 Park 42, Suite 160E, Sharonville, OH 45241.