Workhorse officer reports no share ownership

Workhorse Group Inc. executive James Francis Griffin has filed an initial ownership report stating that he currently holds no company securities.

Rhea-AI Filing Summary

Workhorse Group Inc. executive James Francis Griffin has filed an initial ownership report stating that he currently holds no company securities. As Chief Revenue Officer of Workhorse Group Inc., he reports no beneficial ownership of either common shares or derivative securities such as options or warrants.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Workhorse Group Inc. Form 3 for James Francis Griffin show?

The filing shows that Chief Revenue Officer James Francis Griffin reports no beneficial ownership of Workhorse Group Inc. securities. Both non-derivative shares and derivative instruments, such as options or warrants, are listed as not beneficially owned as of the reported event date.

What is James Francis Griffin’s role at Workhorse Group Inc. (WKHS)?

James Francis Griffin is identified as an officer of Workhorse Group Inc., serving as Chief Revenue Officer. This executive role is disclosed in the ownership report, which also confirms that he currently reports no beneficial ownership of the company’s securities.

Does the Workhorse Group Inc. (WKHS) Form 3 report any stock or option holdings?

No, the report states that no securities are beneficially owned. This includes both non-derivative securities, such as common stock, and derivative securities, including any options, warrants, or other convertible instruments tied to Workhorse Group Inc.

Why was a Form 3 filed for James Francis Griffin at Workhorse Group Inc.?

The filing records James Francis Griffin’s status as a reporting officer, specifically Chief Revenue Officer, at Workhorse Group Inc. It serves as his initial ownership statement, confirming that he has no beneficial ownership of the company’s securities at the time of the event.

Does the Workhorse Group Inc. Form 3 indicate any indirect ownership for James Francis Griffin?

No indirect beneficial ownership is reported. The ownership tables for both direct and indirect holdings show no securities, and the accompanying remarks reiterate that no securities are beneficially owned by James Francis Griffin in any capacity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 01/28/2026 - 05:04 PM EST Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Griffin James Francis

(Last) (First) (Middle)

48443 ALPHA DRIVE

SUITE 190

(Street)

WIXOM MI 48393

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/15/2025

3. Issuer Name and Ticker or Trading Symbol
Workhorse Group Inc. [ WKHS ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Revenue Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

No securities are beneficially owned.

	/s/ James Francis Griffin	01/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.