WLTH (NASDAQ: WLTH) notice: 67,837 RSUs and 2,500 ESPP shares

Rhea-AI Filing Summary

WLT H notice: the filer submitted a Form 144 proposing the sale of 67,837 Restricted Stock Units and 2,500 Employee Stock Purchase Plan shares. The filing is dated 06/17/2026 and lists NASDAQ as the exchange. Sale type and cash‑flow treatment are described for the ESPP as Cash.

Insights

Securities Compliance Attorney

Routine Rule 144 notice of proposed resale of restricted securities.

The filing lists proposed sales of 67,837 RSUs and 2,500 ESPP shares with a filing date of 06/17/2026. This is a notice required under resale rules, not a final sale confirmation.

Timing and execution details depend on post‑filing holder decisions and transfer agent processing; subsequent Form 4/transaction filings may record completed dispositions.

Key Figures

Filing date: 06/17/2026 Restricted Stock Units proposed: 67,837 shares ESPP shares proposed: 2,500 shares +1 more

4 metrics

Filing date 06/17/2026 Form 144 filing date

Restricted Stock Units proposed 67,837 shares Securities to be sold (Restricted Stock Units)

ESPP shares proposed 2,500 shares Securities to be sold (Employee Stock Purchase Plan)

Reported dollar figure 593,644.28 Numeric value appearing in excerpt (verbatim)

Key Terms

Restricted Stock Units, Employee Stock Purchase Plan, Form 144

3 terms

Restricted Stock Units financial

"Common | 12/15/2025 | Restricted Stock Units | Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Employee Stock Purchase Plan financial

"Common | 06/15/2026 | Employee Stock Purchase Plan | Issuer"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/17/2026 - 04:35 PM Accepted by SEC EDGAR 06/17/2026 - 04:34 PM Learn about SEC filing dates

FAQ

What does WLTH's Form 144 disclose?

It discloses a proposed resale of 67,837 Restricted Stock Units and 2,500 ESPP shares, filed on 06/17/2026. The notice lists NASDAQ and shows the ESPP shares are to be sold for cash.

Does the Form 144 mean the shares have already been sold?

No. The Form 144 is a notice of proposed sale under resale rules. It signals intent to sell; actual sales will appear in subsequent transactional filings or broker records once executed.

Who receives proceeds from the proposed sales shown in WLTH's Form 144?

The filing indicates the ESPP shares are for cash; it does not state recipient details for RSUs. The document ties the ESPP line to cash proceeds but does not specify broader proceeds treatment.

Where can I find follow‑up records if the sale executes?

Executed sales and final dispositions are typically reported in subsequent filings such as Form 4 or in broker trade records. Look for later SEC filings or exchange trade reports referencing the same holder or dates.

What are the key dates in the WLTH Form 144 excerpt?

The filing date shown is 06/17/2026. The RSUs carry a grant/vesting date of 12/15/2025 and the ESPP shares show 06/15/2026 as the relevant plan date in the excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	70337	593644.28	149361216	06/17/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/15/2025	Restricted Stock Units	Issuer			67837	12/15/2025	N/A
Common	06/15/2026	Employee Stock Purchase Plan	Issuer			2500	06/15/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)