Wealthfront CTO sells 15,264 shares under 10b5-1 plan

Accepted by SEC EDGAR 07/17/2026 - 04:22 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Wealthfront Corp reports that Chief Technology Officer Julien Wetterwald completed a Rule 10b5-1 plan sale of 15,264 shares of common stock on July 15, 2026 at a weighted average price of $9.3554 per share, with individual trades executed between $9.13 and $9.49 per share. Following this transaction, he directly holds 711,788 shares of Wealthfront common stock. The Rule 10b5-1 trading plan for these sales was adopted on January 14, 2026.

Insider Trade Summary 10b5-1

Net Seller: 15,264 shares

Net Sell 1 txn

Insider Wetterwald Julien

Role Chief Technology Officer

Sold 15,264 shs ($143K)

Share of Position Sold 2.1%

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	15,264	$9.3554	$143K

Holdings After Transaction: Common Stock — 711,788 shares (Direct)

Holdings Before and After: Common Stock, 727,052 to 711,788 shares (Direct)

Other Insiders: 3 other insiders reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (2)

1. F1. This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 14, 2026.
2. F2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.13 to $9.49 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Key Figures

Shares sold: 15,264 shares Weighted average sale price: $9.3554 per share Sale price range: $9.13–$9.49 per share +3 more

6 metrics

Shares sold 15,264 shares Common stock sale by CTO on July 15, 2026

Weighted average sale price $9.3554 per share Average price for the 15,264 shares sold

Sale price range $9.13–$9.49 per share Range of prices for multiple trade executions

Shares owned after transaction 711,788 shares Direct beneficial ownership following the sale

Transaction date July 15, 2026 Date of the reported common stock sale

10b5-1 plan adoption date January 14, 2026 Date the Rule 10b5-1 trading plan was adopted

Key Terms

Rule 10b5-1 trading plan, weighted average price, open market or private transaction

3 terms

Rule 10b5-1 trading plan regulatory

"This transaction was executed pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The reported price in Column 4 is a weighted average price"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

open market or private transaction financial

"Sale in open market or private transaction"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did WLTH report in this Form 4?

Wealthfront Corp reported that its Chief Technology Officer, Julien Wetterwald, sold 15,264 shares of WLTH common stock. The sale occurred on July 15, 2026 and was executed under a pre-arranged Rule 10b5-1 trading plan.

How many WLTH shares did the CTO sell and at what price?

The Chief Technology Officer sold 15,264 shares of Wealthfront common stock at a weighted average price of $9.3554 per share. According to the filing, individual trades were executed within a price range of $9.13 to $9.49 per share.

How many WLTH shares does Julien Wetterwald hold after this sale?

After the reported sale, Julien Wetterwald directly holds 711,788 shares of Wealthfront Corp common stock. This post-transaction ownership figure is disclosed in the Form 4 as the total number of shares beneficially owned following the July 15, 2026 transaction.

Was the WLTH insider sale made under a Rule 10b5-1 trading plan?

Yes. The sale was executed pursuant to a Rule 10b5-1 trading plan. A footnote states that the plan was adopted on January 14, 2026, and the filing’s Rule 10b5-1 checkbox is also marked as affirming plan-based transactions.

What price range did WLTH shares trade at for this insider sale?

The filing explains that the reported price is a weighted average, with shares sold in multiple trades between $9.13 and $9.49 per share. The insider undertakes to provide detailed trade-by-trade pricing information to interested parties upon request.

Who is the insider involved in this WLTH stock transaction?

The insider is Julien Wetterwald, the Chief Technology Officer of Wealthfront Corp. He is listed as a reporting person on the Form 4 and is not identified as a director or 10% owner, but as an officer with this specific title.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wetterwald Julien

(Last) (First) (Middle)

C/O WEALTHFRONT CORPORATION

261 HAMILTON AVENUE

(Street)

PALO ALTO CALIFORNIA 94301

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Technology Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/15/2026		S(1)		15,264	D	$9.3554(2)	711,788	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 14, 2026.

2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.13 to $9.49 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

	/s/ Lauren Lin, as Attorney-in-Fact	07/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)