STOCK TITAN

Wealthfront (WLTH) CTO trades stock, still holds 696K shares

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

WEALTHFRONT CORP (WLTH) reported that Chief Technology Officer Julien Wetterwald sold 15,263 shares of common stock of WEALTHFRONT CORP on August 17, 2026 at an average price of $9.1593 per share in an open-market or private transaction. After this sale, he directly holds 696,525 shares of WEALTHFRONT CORP common stock. The transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 14, 2026.

Positive

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Negative

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Insider Wetterwald Julien
Role Chief Technology Officer
Sold 15,263 shs ($140K)
Type Security Shares Price Value
Sale Common Stock F1 15,263 $9.1593 $140K
Holdings After Transaction: Common Stock — 696,525 shares (Direct)
Footnotes (1)
  1. F1. This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 14, 2026.
Shares sold 15,263 shares Common stock sale by CTO Julien Wetterwald on August 17, 2026
Sale price per share $9.1593 per share Average price for the 15,263 WEALTHFRONT CORP shares sold
Shares held after transaction 696,525 shares Direct ownership of WEALTHFRONT CORP common stock after the reported sale
10b5-1 plan adoption date January 14, 2026 Date Julien Wetterwald adopted the Rule 10b5-1 trading plan governing this sale
Rule 10b5-1 trading plan regulatory
"This transaction was executed pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
open market or private transaction financial
"transaction_code_description: Sale in open market or private transaction"
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

What insider transaction did WEALTHFRONT CORP (WLTH) disclose for Julien Wetterwald?

WEALTHFRONT CORP disclosed that Chief Technology Officer Julien Wetterwald sold 15,263 shares of common stock on August 17, 2026. The sale was reported as an open-market or private transaction under a Rule 10b5-1 trading plan.

At what price were the WEALTHFRONT CORP (WLTH) shares sold by Julien Wetterwald?

The reported sale by Julien Wetterwald was executed at an average price of $9.1593 per share. This price applies to the 15,263 shares of WEALTHFRONT CORP common stock sold on August 17, 2026.

How many WEALTHFRONT CORP (WLTH) shares does Julien Wetterwald hold after this transaction?

Following the sale, Julien Wetterwald directly holds 696,525 shares of WEALTHFRONT CORP common stock. This post-transaction holding reflects his remaining direct ownership position after disposing of 15,263 shares.

Was the WEALTHFRONT CORP (WLTH) insider sale made under a Rule 10b5-1 trading plan?

Yes. The filing states the transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by Julien Wetterwald on January 14, 2026, indicating the sale followed a pre-arranged trading schedule.

What type of transaction code is shown in the WEALTHFRONT CORP (WLTH) Form 4 for Julien Wetterwald?

The Form 4 lists transaction code S, described as a sale in open market or private transaction. This code identifies the reported activity as a disposition of WEALTHFRONT CORP common stock rather than a purchase or award.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wetterwald Julien

(Last)(First)(Middle)
C/O WEALTHFRONT CORPORATION
261 HAMILTON AVENUE

(Street)
PALO ALTO CALIFORNIA 94301

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Technology Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/17/2026S(1)15,263D$9.1593696,525D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 14, 2026.
/s/ Lauren Lin, as Attorney-in-Fact08/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)