[Form 4] WEALTHFRONT CORP Insider Trading Activity
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
WEALTHFRONT CORP chief legal and compliance officer Lauren Lin reported routine equity compensation activity involving restricted stock units on June 15, 2026. She exercised derivatives representing 39,409 shares of Common Stock, increasing her direct equity exposure through award vesting rather than open‑market purchases.
To cover related obligations, 20,052 shares of Common Stock were withheld by the company at $8.80 per share to satisfy tax liabilities, a non-market disposition. Following these transactions, Lin directly holds 182,984 shares of Common Stock and 25,000 restricted stock units, indicating the filing reflects compensation vesting and tax settlement rather than discretionary buying or selling.
Positive
- None.
Negative
- None.
Insider Trade Summary
39,409 shares exercised/converted
Mixed
9 txns
Insider
Lin Lauren
Role
CLO, CCO and Secretary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 12,500 | $0.00 | -- |
| Exercise | Restricted Stock Units | 9,375 | $0.00 | -- |
| Exercise | Restricted Stock Units | 4,687 | $0.00 | -- |
| Exercise | Restricted Stock Units | 12,847 | $0.00 | -- |
| Exercise | Common Stock | 12,500 | $0.00 | -- |
| Exercise | Common Stock | 9,375 | $0.00 | -- |
| Exercise | Common Stock | 4,687 | $0.00 | -- |
| Exercise | Common Stock | 12,847 | $0.00 | -- |
| Tax Withholding | Common Stock | 20,052 | $8.80 | $176K |
Holdings After Transaction:
Restricted Stock Units — 25,000 shares (Direct, null);
Common Stock — 156,075 shares (Direct, null)
Footnotes (1)
- Includes 2,385 shares of Class A Common Stock acquired by the reporting person in one or more transactions with Issuer pursuant to its Employee Stock Purchase Plan, which transactions are exempt pursuant to Rules 16a3(f)(1)(i)(B) and 16b3(c). The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2023. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on December 15, 2023. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on December 15, 2024. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on December 15, 2025.
