Wealthfront (WLTH) CEO exercises 40,816 options, holds 1.80M shares

Rhea-AI Filing Summary

Wealthfront Corp CEO David Fortunato reported an option exercise acquiring 40,816 shares of Common Stock. He exercised a Stock Option (Right to Buy) for 40,816 underlying shares at an exercise price of $2.45 per share, converting the derivative into Common Stock rather than selling it.

After the transaction, he directly holds 1,796,467 shares of Common Stock. In addition, 61,996 shares of Common Stock are indirectly held by his spouse, as disclosed in the footnotes. The option was already fully vested under an award agreement that became fully vested on May 23, 2020, and this filing reflects the exercise ahead of the option’s stated expiration.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fortunato David

(Last) (First) (Middle)

C/O WEALTHFRONT CORPORATION

261 HAMILTON AVENUE

(Street)

PALO ALTO CALIFORNIA 94301

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO and President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/20/2026		M		40,816	A	$2.45	1,796,467	D
Common Stock								61,996	I	By Spouse(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$2.45	03/20/2026		M			40,816	(2)	05/26/2026	Common Stock	40,816	$0	0	D

Explanation of Responses:

1. The reported securities are directly held by the reporting person's spouse.

2. The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on May 23, 2020.

	/s/ Lauren Lin, as Attorney-in-Fact	03/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did WLTH CEO David Fortunato report?

David Fortunato exercised stock options to acquire 40,816 Wealthfront Corp common shares. The derivative Stock Option converted into Common Stock at an exercise price of $2.45 per share, with no open-market purchase or sale reported in this Form 4.

How many Wealthfront (WLTH) shares does the CEO hold after this Form 4?

After the transactions, CEO David Fortunato directly holds 1,796,467 shares of Wealthfront common stock. The filing also shows 61,996 additional shares indirectly held by his spouse, giving investors a clearer view of his reported overall equity position in the company.

Was the WLTH CEO’s stock option already vested before this exercise?

Yes. A footnote explains the option was fully vested under an award agreement that became fully vested on May 23, 2020. The current Form 4 simply records the exercise of this already-vested option, not the initial grant or vesting event.

Did the Wealthfront (WLTH) CEO sell any shares in this Form 4 filing?

The Form 4 shows an option exercise converting 40,816 derivative shares into common stock, but no open-market sale transaction code is reported. The transaction codes and summary data do not indicate any sale or tax-withholding disposition in this filing.

How are the Wealthfront (WLTH) shares held by the CEO’s spouse reported?

The filing lists 61,996 Wealthfront common shares as indirectly owned “By Spouse.” A footnote clarifies these securities are directly held by the reporting person’s spouse, so they are disclosed as indirect beneficial ownership associated with the CEO.

What does the exercise of 40,816 WLTH options at $2.45 mean for the CEO’s position?

Exercising 40,816 options at $2.45 per share converts a derivative award into actual common shares. This increases the CEO’s direct share count to 1,796,467, while leaving no remaining position in that particular option grant after the exercise.