[Form 4] WEALTHFRONT CORP Insider Trading Activity

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Wealthfront Corp director Michael Reed Schmidt reported equity compensation activity rather than open-market trading. On March 15, 2026, 2,125 restricted stock units vested and were exercised into 2,125 shares of Common Stock at $0.00 per share, leaving him with 31,889 restricted stock units and 2,125 shares directly held. These RSUs come from a 34,014-unit award granted on September 26, 2025 that vests in 16 equal quarterly installments on the fifteenth day of March, June, September, and December, so long as he continues serving the company. The filing notes this award was originally granted before Wealthfront’s IPO and previously disclosed on his Form 3.

Insider Trade Summary

2,125 shares exercised/converted

Mixed 3 txns

Insider Schmidt Michael Reed

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	2,125	$0.00	--
Exercise	Common Stock	2,125	$0.00	--
Grant/Award	Restricted Stock Units	34,014	$0.00	--

Holdings After Transaction: Restricted Stock Units — 31,889 shares (Direct); Common Stock — 2,125 shares (Direct)

Footnotes (1)

Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2026. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering. The transaction is reported herein pursuant to Rule 16a-2(a). The reported transaction is an exempt transaction with the Issuer and this restricted stock unit award was previously reported on the reporting person's Form 3.

Form 4 Insider Transactions: What Each Field Means →

03/17/2026 - 05:15 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schmidt Michael Reed

(Last)

(First)

(Middle)

C/O WEALTHFRONT CORPORATION

261 HAMILTON AVENUE

(Street)

PALO ALTO

94301

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/15/2026		M		2,125	A	$0	2,125	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	03/15/2026		M			2,125	⁽²⁾	⁽³⁾	Common Stock	2,125	$0	31,889	D
Restricted Stock Units	⁽¹⁾	09/26/2025⁽⁴⁾		A		34,014		⁽²⁾	⁽³⁾	Common Stock	34,014	$0	34,014	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.

2. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2026.

3. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.

4. This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering. The transaction is reported herein pursuant to Rule 16a-2(a). The reported transaction is an exempt transaction with the Issuer and this restricted stock unit award was previously reported on the reporting person's Form 3.

	/s/ Lauren Lin, as Attorney-in-Fact	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did WLTH director Michael Reed Schmidt report?

Michael Reed Schmidt reported vesting and exercise of 2,125 restricted stock units into 2,125 shares of Wealthfront Common Stock at $0.00 per share. This reflects routine equity compensation vesting, not an open-market stock purchase or sale, and leaves him with both RSUs and shares directly held.

How many Wealthfront (WLTH) shares did Schmidt acquire in this Form 4?

He acquired 2,125 shares of Wealthfront Common Stock through the vesting and settlement of 2,125 restricted stock units. The transaction price was recorded as $0.00 per share, indicating equity compensation rather than a cash purchase in the open market by the director.

What is the size of Michael Reed Schmidt’s RSU award at Wealthfront (WLTH)?

Schmidt’s restricted stock unit award totals 34,014 units, each representing one potential share of Wealthfront Common Stock upon settlement. The units vest in 16 equal quarterly installments, contingent on his continued service, beginning with the first tranche vesting on March 15, 2026.

What vesting schedule applies to Schmidt’s Wealthfront (WLTH) RSUs?

The RSU award vests in 1/16 increments quarterly on March 15, June 15, September 15, and December 15. Vesting continues so long as Michael Reed Schmidt remains in service with Wealthfront on each vesting date, turning RSUs into Common Stock over time.

Were Michael Reed Schmidt’s Wealthfront (WLTH) transactions open-market trades?

No, the reported transactions are equity compensation events, not open-market trades. They reflect a grant of 34,014 restricted stock units and the vesting and conversion of 2,125 RSUs into Common Stock at $0.00 per share, in line with the award’s vesting schedule.

How many Wealthfront (WLTH) RSUs and shares does Schmidt hold after this filing?

After the March 15, 2026 vesting, Schmidt holds 31,889 restricted stock units and 2,125 shares of Wealthfront Common Stock directly. The RSU balance comes from the original 34,014-unit grant, reduced by the 2,125 units that vested and settled into shares.