Wealthfront director receives 17,007 RSU shares

Wealthfront Corp director Kenneth A. Goldman increased his holdings through a stock award.

Accepted by SEC EDGAR 03/17/2026 - 05:13 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Wealthfront Corp director Kenneth A. Goldman increased his holdings through a stock award. On March 15, 2026, he exercised 17,007 restricted stock units, receiving the same number of common shares at a stated price of $0.00 per share as part of equity compensation.

After this vesting, he directly holds 59,655 shares of Wealthfront common stock. He also has an indirect position of 48,359 shares held by the Goldman-Valeriote Family Trust, for which he serves as trustee, reflecting additional family-related ownership.

Insider Trade Summary

17,007 shares exercised/converted

Exercise 2 txns

Insider GOLDMAN KENNETH A

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	17,007	$0.00	$0.00
Exercise	Common Stock	17,007	$0.00	$0.00
Holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 59,655 shares (Direct); Common Stock — 48,359 shares (Indirect, By Goldman-Valeriote Family Trust)

Holdings Before and After: Restricted Stock Units, 17,007 to 0 contracts (Direct); Common Stock, 42,648 to 59,655 shares (Direct)

Footnotes (4)

1. F1. The reported securities are directly held by the Goldman-Valeriote Family Trust, for which the reporting person serves as trustee.
2. F2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
3. F3. The award vests in full on March 15, 2026, subject to the reporting person's continued service to the Issuer on the vesting date.
4. F4. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Kenneth A. Goldman report for WLTH?

Kenneth A. Goldman reported exercising 17,007 restricted stock units into 17,007 shares of Wealthfront Corp common stock. The transaction occurred on March 15, 2026, at a stated price of $0.00 per share as part of his equity compensation.

How many Wealthfront (WLTH) shares does Kenneth A. Goldman now hold directly?

Following the March 15, 2026 transaction, Kenneth A. Goldman directly holds 59,655 shares of Wealthfront Corp common stock. This reflects his position after 17,007 restricted stock units vested and converted into an equal number of common shares at no cash exercise price.

Does Kenneth A. Goldman have indirect ownership in WLTH through a trust?

Yes. In addition to his direct holdings, Kenneth A. Goldman has indirect ownership of 48,359 Wealthfront Corp shares held by the Goldman-Valeriote Family Trust. He serves as trustee of this trust, which holds the reported securities for family-related purposes.

Were any Wealthfront (WLTH) shares sold in this Form 4 filing?

No shares were reported as sold. The Form 4 reflects an exercise of 17,007 restricted stock units into common shares, increasing Kenneth A. Goldman’s equity holdings. The filing does not include any sale transactions or tax-withholding dispositions on the reported date.

What do the restricted stock units in the WLTH filing represent?

Each restricted stock unit represents a contingent right to receive one share of Wealthfront Corp common stock upon settlement. The award described vests in full on March 15, 2026, provided Kenneth A. Goldman continues his service to the company through that vesting date.

Do the reported restricted stock units for WLTH have an expiration date?

The restricted stock units do not have a traditional expiration date. According to the disclosure, they either vest in full on March 15, 2026, if service conditions are met, or are cancelled before that vesting date if those conditions are not satisfied.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GOLDMAN KENNETH A

(Last) (First) (Middle)

C/O WEALTHFRONT CORPORATION

261 HAMILTON AVENUE

(Street)

PALO ALTO CA 94301

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/15/2026		M		17,007	A	$0	59,655	D
Common Stock								48,359	I	By Goldman-Valeriote Family Trust(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	03/15/2026		M			17,007	(3)	(4)	Common Stock	17,007	$0	0	D

Explanation of Responses:

1. The reported securities are directly held by the Goldman-Valeriote Family Trust, for which the reporting person serves as trustee.

2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.

3. The award vests in full on March 15, 2026, subject to the reporting person's continued service to the Issuer on the vesting date.

4. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.

	/s/ Lauren Lin, as Attorney-in-Fact	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.