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Wealthfront Corp (WLTH) venture funds convert preferred stock at IPO

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Wealthfront Corp reported that several venture funds affiliated with Index Ventures and Yucca (Jersey) SLP converted multiple series of preferred stock into common stock on 12/15/2025. Under the company’s Restated Certificate of Incorporation, each share of Series D, E, F, G and G-1 Convertible Preferred Stock automatically converted into common stock at a 1-for-1 ratio in connection with the completion of Wealthfront’s initial public offering.

Following these conversions, Index Ventures VI (Jersey), L.P. reported beneficial ownership of 9,157,362 shares of common stock, while Index Ventures Growth II (Jersey), L.P. reported 3,357,339 shares, with additional smaller positions held by related parallel and co-investment vehicles. The reporting entities are treated as directors of Wealthfront for Section 16 purposes and indicate that they disclaim beneficial ownership beyond their pecuniary interests.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Index Ventures Growth II (Jersey), L.P.

(Last) (First) (Middle)
5TH FLOOR, 44 ESPLANADE

(Street)
ST. HELIER Y9 JE1 3FG

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/15/2025 C 2,370,596 A (1) 2,370,596 D(2)(3)(4)
Common Stock 12/15/2025 C 779,009 A (1) 3,149,605 D(2)(3)(4)
Common Stock 12/15/2025 C 207,734 A (1) 3,357,339 D(2)(3)(4)
Common Stock 12/15/2025 C 35,007 A (1) 35,007 I By Index Ventures Growth II Parallel Entrepreneur Fund (Jersey) L.P.(2)(3)(5)
Common Stock 12/15/2025 C 11,528 A (1) 46,535 I By Index Ventures Growth II Parallel Entrepreneur Fund (Jersey) L.P.(2)(3)(5)
Common Stock 12/15/2025 C 3,074 A (1) 49,609 I By Index Ventures Growth II Parallel Entrepreneur Fund (Jersey) L.P.(2)(3)(5)
Common Stock 12/15/2025 C 2,876,772 A (1) 6,243,474 I By Index Ventures VI (Jersey), L.P.(2)(3)(6)
Common Stock 12/15/2025 C 2,913,888 A (1) 9,157,362 I By Index Ventures VI (Jersey), L.P.(2)(3)(6)
Common Stock 12/15/2025 C 58,068 A (1) 126,014 I By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P.(2)(3)(7)
Common Stock 12/15/2025 C 58,816 A (1) 184,830 I By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P.(2)(3)(7)
Common Stock 12/15/2025 C 37,148 A (1) 80,608 I By Yucca (Jersey) SLP(2)(3)(8)
Common Stock 12/15/2025 C 37,629 A (1) 118,237 I By Yucca (Jersey) SLP(2)(3)(8)
Common Stock 12/15/2025 C 30,450 A (1) 148,687 I By Yucca (Jersey) SLP(2)(3)(8)
Common Stock 12/15/2025 C 10,007 A (1) 158,694 I By Yucca (Jersey) SLP(2)(3)(8)
Common Stock 12/15/2025 C 2,669 A (1) 161,363 I By Yucca (Jersey) SLP(2)(3)(8)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series F Preferred Stock (1) 12/15/2025 C 2,370,596 (1) (1) Common Stock 2,370,596 (1) 0 D(2)(3)
Series G Preferred Stock (1) 12/15/2025 C 779,009 (1) (1) Common Stock 779,009 (1) 0 D(2)(3)
Series G-1 Preferred Stock (1) 12/15/2025 C 207,734 (1) (1) Common Stock 207,734 (1) 0 D(2)(3)
Series F Preferred Stock (1) 12/15/2025 C 35,007 (1) (1) Common Stock 35,007 (1) 0 I By Index Ventures Growth II Parallel Entrepreneur Fund (Jersey) L.P.(2)(3)(5)
Series G Preferred Stock (1) 12/15/2025 C 11,528 (1) (1) Common Stock 11,528 (1) 0 I By Index Ventures Growth II Parallel Entrepreneur Fund (Jersey) L.P.(2)(3)(5)
Series G-1 Preferred Stock (1) 12/15/2025 C 3,074 (1) (1) Common Stock 3,074 (1) 0 I By Index Ventures Growth II Parallel Entrepreneur Fund (Jersey) L.P.(2)(3)(5)
Series D Preferred Stock (1) 12/15/2025 C 2,876,772 (1) (1) Common Stock 2,876,772 (1) 0 I By Index Ventures VI (Jersey), L.P.(2)(3)(6)
Series E Preferred Stock (1) 12/15/2025 C 2,913,888 (1) (1) Common Stock 2,913,888 (1) 0 I By Index Ventures VI (Jersey), L.P.(2)(3)(6)
Series D Preferred Stock (1) 12/15/2025 C 58,068 (1) (1) Common Stock 58,068 (1) 0 I By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P.(2)(3)(7)
Series E Preferred Stock (1) 12/15/2025 C 58,816 (1) (1) Common Stock 58,816 (1) 0 I By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P.(2)(3)(7)
Series D Preferred Stock (1) 12/15/2025 C 37,148 (1) (1) Common Stock 37,148 (1) 0 I Yucca (Jersey) SLP(2)(3)(8)
Series E Preferred Stock (1) 12/15/2025 C 37,629 (1) (1) Common Stock 37,629 (1) 0 I By Yucca (Jersey) SLP(2)(3)(8)
Series F Preferred Stock (1) 12/15/2025 C 30,450 (1) (1) Common Stock 30,450 (1) 0 I By Yucca (Jersey) SLP(2)(3)(8)
Series G Preferred Stock (1) 12/15/2025 C 10,007 (1) (1) Common Stock 10,007 (1) 0 I By Yucca (Jersey) SLP(2)(3)(8)
Series G-1 Preferred Stock (1) 12/15/2025 C 2,669 (1) (1) Common Stock 2,669 (1) 0 I By Yucca (Jersey) SLP(2)(3)(8)
1. Name and Address of Reporting Person*
Index Ventures Growth II (Jersey), L.P.

(Last) (First) (Middle)
5TH FLOOR, 44 ESPLANADE

(Street)
ST. HELIER Y9 JE1 3FG

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P.

(Last) (First) (Middle)
5TH FLOOR, 44 ESPLANADE

(Street)
ST. HELIER Y9 JE1 3FG

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Index Ventures VI (Jersey) LP

(Last) (First) (Middle)
5TH FLOOR, 44 ESPLANADE

(Street)
ST. HELIER Y9 JE1 3FG

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP

(Last) (First) (Middle)
5TH FLOOR, 44 ESPLANADE

(Street)
ST. HELIER Y9 JE1 3FG

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Yucca (Jersey) SLP

(Last) (First) (Middle)
5TH FLOOR, 44 ESPLANADE

(Street)
ST. HELIER Y9 JE1 3FG

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Index Venture Growth Associates II Ltd

(Last) (First) (Middle)
5TH FLOOR, 44 ESPLANADE

(Street)
ST. HELIER Y9 JE1 3FG

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Index Venture Associates VI Ltd

(Last) (First) (Middle)
5TH FLOOR, 44 ESPLANADE

(Street)
ST. HELIER Y9 JE1 3FG

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Pursuant to the Issuer's Restated Certificate of Incorporation, each share of Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock, Series G Convertible Preferred Stock, or Series G-1 Convertible Preferred Stock (collectively, "Preferred Stock") may be converted, at the option of the holder, at any time. In connection with the completion of the Issuer's initial public offering of its Common Stock, each share of Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-1. The securities have no expiration date.
2. Index Venture Growth Associates II Limited ("IVGA II") is the managing general partner of Index Ventures Growth II (Jersey), L.P. ("Index II") and Index Ventures Growth II Parallel Entrepreneur Fund (Jersey) L.P. ("Index II PEF"). Index Venture Associates VI Limited ("IVA VI") is the managing general partner of Index Ventures VI (Jersey), L.P. ("Index VI") and Index Ventures VI Parallel Entrepreneur Fund (Jersey), L.P. ("Index VI PEF" and together with Index II, Index II PEF and Index VI, the "Index Funds"). Yucca (Jersey) SLP ("Yucca") is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Index Funds' investment in the Issuer.
3. Each of IVA VI and IVGA II disclaims beneficial ownership of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose.
4. The reported securities are held directly by Index II.
5. The reported securities are directly held by Index II PEF.
6. The reported securities are directly held by Index VI Jersey.
7. The reported securities are directly held by Index VI PEF.
8. The reported securities are directly held by Yucca.
INDEX VENTURE GROWTH ASSOCIATES II LIMITED, as Managing General Partner of INDEX VENTURES GROWTH II (JERSEY), L.P., By: /s/ Nigel Greenwood, Its: Director 12/15/2025
INDEX VENTURE GROWTH ASSOCIATES II LIMITED, as Managing General Partner of INDEX VENTURES GROWTH II PARALLEL ENTREPRENEUR FUND (JERSEY), L.P., By: /s/ Nigel Greenwood, Its: Director 12/15/2025
INDEX VENTURE ASSOCIATES VI LIMITED, as Managing General Partner of INDEX VENTURES VI (JERSEY), L.P., By: /s/ Nigel Greenwood, Its: Director 12/15/2025
INDEX VENTURE ASSOCIATES VI LIMITED, as Managing General Partner of INDEX VENTURES VI PARALLEL ENTREPRENEUR FUND (JERSEY) L.P., By: /s/ Nigel Greenwood, Its: Director 12/15/2025
YUCCA (JERSEY) SLP, By: CSC Employee Benefit Services (Jersey) Limited, as authorized signatory of Yucca (Jersey) SLP in its capacity as Administrator of the Index Co-Investment Scheme, By: /s/ Tapiwa Munyawiri and /s/ Carolyn Gates, Auth. Signatories 12/15/2025
INDEX VENTURE GROWTH ASSOCIATES II LIMITED, By: /s/ Nigel Greenwood, Its: Director 12/15/2025
INDEX VENTURE ASSOCIATES VI LIMITED, By: /s/ Nigel Greenwood, Its: Director 12/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Wealthfront Corp (WLTH) report in this filing?

The filing reports that multiple venture funds affiliated with Index Ventures and Yucca (Jersey) SLP converted their Wealthfront preferred stock into common stock on 12/15/2025. The conversions covered several series of convertible preferred shares and were reported as acquisitions of common stock in Table I and corresponding conversions of derivative securities in Table II.

Which Index Ventures funds reported common stock holdings of Wealthfront Corp (WLTH)?

The filing shows that Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey) L.P., Index Ventures VI (Jersey), L.P. and Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. reported beneficial ownership of Wealthfront common stock. After the reported conversions, Index Ventures VI (Jersey), L.P. held 9,157,362 common shares and Index Ventures Growth II (Jersey), L.P. held 3,357,339 common shares.

How many Wealthfront Corp (WLTH) common shares does Index Ventures VI (Jersey), L.P. report owning?

Following the preferred stock conversions on 12/15/2025, Index Ventures VI (Jersey), L.P. reported beneficial ownership of 9,157,362 shares of Wealthfront common stock. These shares result from the conversion of Series D and Series E Preferred Stock at a 1-for-1 ratio into common stock as described in the explanation of responses.

What triggered the conversion of Wealthfront Corp preferred stock into common stock?

The conversion was triggered by the completion of Wealthfront’s initial public offering of common stock. According to the explanation of responses, under the Issuer’s Restated Certificate of Incorporation, each share of Series D, E, F, G and G-1 Convertible Preferred Stock automatically converted into common stock at a 1-for-1 ratio in connection with the IPO.

Do the reporting persons claim full beneficial ownership of all Wealthfront Corp (WLTH) shares listed?

No. The filing states that Index Venture Associates VI Limited and Index Venture Growth Associates II Limited each disclaim beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, except to the extent of their pecuniary interest. The report notes that it should not be deemed an admission that such shares are beneficially owned for Section 16 or any other purpose.

What is the reported relationship of the venture entities to Wealthfront Corp (WLTH)?

In the relationship section, the reporting persons are marked as Directors of Wealthfront Corp and the form is indicated as filed by more than one reporting person. Various entities, including Index Venture Growth Associates II Limited, Index Venture Associates VI Limited and Yucca (Jersey) SLP, sign the report in their capacities as managing general partners or administrator of the respective funds holding Wealthfront shares.

Which entities directly hold the Wealthfront Corp (WLTH) shares after conversion?

The explanation of responses states that the reported securities are held directly by specific funds: Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey) L.P., Index Ventures VI (Jersey), L.P., Index Ventures VI Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP, which administers co-investment vehicles that mirror the Index funds’ investment in Wealthfront.

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