STOCK TITAN

Waste Management exec gifts 4,873 shares to LLC

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

WASTE MANAGEMENT INC (WM) officer John A. Carroll, VP & Chief Accounting Officer, reported internal gifting transactions involving company common stock. On 2026-08-28 he made a bona fide gift of 4,873.9393 shares from his direct holdings to Jjc Cache LLC, a limited liability company controlled by him and his spouse. After the transfer, he held 4,109.3646 shares directly and 4,873.9393 shares indirectly through Jjc Cache LLC, with no shares bought or sold in the market.

Positive

  • None.

Negative

  • None.
Insider Carroll John A.
Role VP & Chief Accounting Officer
Type Security Shares Price Value
Gift Common Stock F1 4,873.9393 $0.00 $0.00
Gift Common Stock 4,873.9393 $0.00 $0.00
Holdings After Transaction: Common Stock — 4,109.3646 shares (Direct); Common Stock — 4,873.9393 shares (Indirect, Jjc Cache Llc)
Footnotes (1)
  1. F1. The reporting person transferred these shares to Jjc Cache Llc, a limited liability company controlled by the reporting person and his spouse.
Gifted shares 4,873.9393 shares of Common Stock Bona fide gift on 2026-08-28 from direct ownership to Jjc Cache LLC
Direct holdings after transaction 4,109.3646 shares of Common Stock Direct ownership position following 2026-08-28 gift
Indirect holdings after transaction 4,873.9393 shares of Common Stock Indirect ownership through Jjc Cache LLC after 2026-08-28 gift
Total shares involved in gifts 9,747.8786 shares of Common Stock Aggregate shares across two gift-coded transactions reported
Transaction price per share $0.0000 Reported price for bona fide gift transactions (no sale proceeds)
bona fide gift financial
"transaction_code_description: "Bona fide gift" for each transaction"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
indirect ownership financial
"ownership_type: "indirect" with nature_of_ownership "Jjc Cache Llc""
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Common Stock financial
"security_title: "Common Stock" for reported transactions"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

What insider transaction did WM officer John A. Carroll report?

He reported a bona fide gift transfer of 4,873.9393 shares of Waste Management common stock on 2026-08-28 from his direct ownership to Jjc Cache LLC, an entity he and his spouse control. No market purchase or sale occurred and the total economic interest remained with related parties.

How many WM shares did John A. Carroll transfer on 2026-08-28?

He transferred 4,873.9393 shares of Waste Management common stock as a bona fide gift from his direct ownership to Jjc Cache LLC, a limited liability company controlled by him and his spouse.

What are John A. Carroll’s direct WM holdings after the reported gift?

Following the 2026-08-28 gift, John A. Carroll directly held 4,109.3646 shares of Waste Management common stock, according to the Form 4 filing.

What are John A. Carroll’s indirect WM holdings after the gift?

After the transaction, he indirectly held 4,873.9393 shares of Waste Management common stock through Jjc Cache LLC, which is controlled by him and his spouse.

Did the WM Form 4 disclose any market purchases or sales by John A. Carroll?

No. The filing shows no purchases or sales in the market. Both reported transactions are coded as bona fide gifts (Code G), representing an internal transfer between his direct ownership and an LLC he and his spouse control.

Who controls Jjc Cache LLC mentioned in the WM Form 4?

Jjc Cache LLC is described as a limited liability company controlled by John A. Carroll and his spouse, and it became the indirect holder of 4,873.9393 Waste Management shares after the gift.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carroll John A.

(Last)(First)(Middle)
800 CAPITOL STREET, SUITE 3000

(Street)
HOUSTON TEXAS 77002

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
WASTE MANAGEMENT INC [ WM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP & Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/28/2026G4,873.9393D$0.00004,109.3646D(1)
Common Stock08/28/2026G4,873.9393A$0.00004,873.9393IJjc Cache Llc
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reporting person transferred these shares to Jjc Cache Llc, a limited liability company controlled by the reporting person and his spouse.
Courtney Tippy, Attorney-in-fact08/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)