STOCK TITAN

Waste Management insider sells 1,365 shares

Waste Management’s chief accounting officer reported an indirect open-market sale of 1,365 WM shares while retaining both direct and indirect holdings.

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

WASTE MANAGEMENT INC (WM) insider John A. Carroll, VP & Chief Accounting Officer, reported an indirect sale of 1,365 shares of Common Stock on September 4, 2026, at $219.90 per share, through Jjc Cache LLC. After this sale, he reports holding 3,508.9393 shares indirectly and 4,221.5326 shares directly. No Rule 10b5-1 trading plan is indicated.

Positive

  • None.

Negative

  • None.
Insider Carroll John A.
Role VP & Chief Accounting Officer
Sold 1,365 shs ($300K)
Type Security Shares Price Value
Sale Common Stock 1,365 $219.90 $300K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 3,508.9393 shares (Indirect, Jjc Cache Llc); Common Stock — 4,221.5326 shares (Direct)
Shares sold 1,365 shares Indirect sale of Waste Management Common Stock on September 4, 2026
Sale price per share $219.90 per share Price for the 1,365 WM shares sold indirectly
Indirect holdings after transaction 3,508.9393 shares Indirect ownership through Jjc Cache LLC following the sale
Direct holdings after transaction 4,221.5326 shares Directly held Waste Management Common Stock after reported activity
Net shares sold 1,365 shares Net buy/sell shares across reported transactions
Common Stock financial
"security title reported as Common Stock for the transactions"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
indirect ownership financial
"shares reported with ownership type marked as indirect through Jjc Cache Llc"
open market or private transaction financial
"transaction type described as Sale in open market or private transaction"
Rule 10b5-1 trading plan regulatory
"document-level checkbox indicates no Rule 10b5-1 trading plan is affirmed"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

What transaction did WM insider John A. Carroll report on this Form 4?

He reported an indirect sale of 1,365 shares of Waste Management Common Stock on September 4, 2026, executed as a sale in an open market or private transaction at $219.90 per share.

At what price were the WM shares sold by the insider on September 4, 2026?

The reported sale price was $219.90 per share for the 1,365 shares of Waste Management Common Stock sold indirectly through Jjc Cache LLC.

How many WM shares does John A. Carroll hold indirectly after this transaction?

Following the reported sale, John A. Carroll reports 3,508.9393 shares of Waste Management Common Stock held indirectly through Jjc Cache LLC.

How many WM shares does John A. Carroll hold directly after this Form 4 event?

He reports 4,221.5326 shares of Waste Management Common Stock held directly after the reported transactions and holdings update.

Was the WM insider sale made under a Rule 10b5-1 trading plan?

The filing indicates no Rule 10b5-1 trading plan; the document-level Rule 10b5-1 checkbox is not affirmed for these transactions.

Is the Form 4 transaction by John A. Carroll a buy or a sell of WM stock?

It is a net sell transaction, consisting of an indirect sale of 1,365 shares of Waste Management Common Stock, with no reported purchases.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carroll John A.

(Last)(First)(Middle)
800 CAPITOL STREET, SUITE 3000

(Street)
HOUSTON TEXAS 77002

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
WASTE MANAGEMENT INC [ WM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP & Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/04/2026S1,365D$219.93,508.9393IJjc Cache Llc
Common Stock4,221.5326D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Courtney Tippy, Attorney-in-fact09/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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