STOCK TITAN

Warby Parker (NYSE: WRBY) co-CEO sells shares under Rule 10b5-1 plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Warby Parker Inc. co-CEO Neil Blumenthal reported an exercise-and-sell transaction involving 36,300 shares of Class A Common Stock. On June 29, 2026, he exercised derivatives tied to 36,300 shares of Class B Common Stock at an exercise price of $0.00 per share, receiving the same number of Class A shares.

He then sold 36,300 Class A shares in open-market transactions at an average price of $30.04 per share, under a pre-arranged Rule 10b5-1 trading plan adopted on September 16, 2025. Following these trades, he directly holds 59,459 Class A shares, while additional Class B shares are held indirectly through several family trusts.

Positive

  • None.

Negative

  • None.
Insider Blumenthal Neil Harris
Role Co-Chief Executive Officer
Sold 36,300 shs ($1.09M)
Type Security Shares Price Value
Exercise Class B Common Stock 36,300 $0.00 --
Exercise Class A Common Stock 36,300 $0.00 --
Sale Class A Common Stock 36,300 $30.04 $1.09M
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
Holdings After Transaction: Class B Common Stock — 3,418,970 shares (Direct, null); Class A Common Stock — 95,759 shares (Direct, null); Class B Common Stock — 200,000 shares (Indirect, By Royal Blue Aries Trust)
Footnotes (1)
  1. These share sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2025. The price reported in Column 4 is an average execution price rounded to the nearest hundredth. These shares were sold in multiple transactions at prices ranging from $29.99 to $30.35 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (i) transfer of Class B Common Stock to a person or entity that is not in the transferor's permitted ownership group, (ii) October 1, 2031, (iii) with respect to any Class B Common Stock held by any person or entity in Neil Blumenthal's permitted ownership group, (A) such time as Neil Blumenthal is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Neil Blumenthal ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Neil Blumenthal, and (iv) with respect to any Class B common stock held by any person or entity in Dave Gilboa's permitted ownership group, (A) such time as Dave Gilboa is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Dave Gilboa ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Dave Gilboa. Reflects the transfer of 277,693 shares of the Issuer's Class B Common Stock previously reported as held by Sky Scorpio 2 Trust to the Reporting Person, which transfer was exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
Shares sold 36,300 shares Class A Common Stock sold on June 29, 2026
Average sale price $30.04 per share Volume-weighted average execution price for sold shares
Sale price range $29.99–$30.35 per share Range of prices across multiple sale transactions
Shares exercised 36,300 shares Derivative exercise/conversion into Class A Common Stock
Exercise price $0.00 per share Exercise price for Class B derivative into Class A
Direct Class A holdings 59,459 shares Shares of Class A Common Stock held directly after transactions
Net buy/sell shares 36,300 shares net sold Net direction across reported buy/sell activity
Rule 10b5-1 plan adoption date September 16, 2025 Date Neil Blumenthal adopted trading plan governing these sales
Rule 10b5-1 trading plan regulatory
"These share sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2025."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Class B Common Stock financial
"The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis."
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
Rule 16a-13 regulatory
"which transfer was exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended."
permitted ownership group regulatory
"transfer of Class B Common Stock to a person or entity that is not in the transferor's permitted ownership group"
automatic conversion financial
"The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (i) transfer..."
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Blumenthal Neil Harris

(Last)(First)(Middle)
233 SPRING STREET, 6TH FLOOR EAST

(Street)
NEW YORK NEW YORK 10013

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Warby Parker Inc. [ WRBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Co-Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/29/2026M36,300A$095,759D
Class A Common Stock06/29/2026S(1)36,300D$30.04(2)59,459D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(3)(4)06/29/2026M36,300 (3)(4) (3)(4)Class A Common Stock36,300$03,418,970(5)D
Class B Common Stock(3)(4) (3)(4) (3)(4)Class A Common Stock200,000200,000IBy Royal Blue Aries Trust
Class B Common Stock(3)(4) (3)(4) (3)(4)Class A Common Stock200,000200,000IBy Tiffany Blue Gemini Trust
Class B Common Stock(3)(4) (3)(4) (3)(4)Class A Common Stock1,548,3341,548,334IBy Neil H. Blumenthal 2011 Family Trust
Class B Common Stock(3)(4) (3)(4) (3)(4)Class A Common Stock385,221385,221IBy Teal Aquarius Trust
Class B Common Stock(3)(4) (3)(4) (3)(4)Class A Common Stock800,000800,000IBy Cobalt Pisces Trust
Class B Common Stock(3)(4) (3)(4) (3)(4)Class A Common Stock722,307722,307(5)IBy Sky Scorpio 2 Trust
Explanation of Responses:
1. These share sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2025.
2. The price reported in Column 4 is an average execution price rounded to the nearest hundredth. These shares were sold in multiple transactions at prices ranging from $29.99 to $30.35 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
3. The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (i) transfer of Class B Common Stock to a person or entity that is not in the transferor's permitted ownership group, (ii) October 1, 2031, (iii) with respect to any Class B Common Stock held by any person or entity in Neil Blumenthal's permitted ownership group, (A) such time as Neil Blumenthal is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Neil Blumenthal ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Neil Blumenthal,
4. and (iv) with respect to any Class B common stock held by any person or entity in Dave Gilboa's permitted ownership group, (A) such time as Dave Gilboa is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Dave Gilboa ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Dave Gilboa.
5. Reflects the transfer of 277,693 shares of the Issuer's Class B Common Stock previously reported as held by Sky Scorpio 2 Trust to the Reporting Person, which transfer was exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
Remarks:
/s/ Chris Utecht, Attorney-in-Fact07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Warby Parker (WRBY) co-CEO Neil Blumenthal report?

Neil Blumenthal reported exercising derivatives for 36,300 Class A shares and selling 36,300 Class A shares. The sale occurred in open-market transactions on June 29, 2026, and reflects a routine exercise-and-sell pattern rather than a pure purchase or pure sale event.

At what price did Neil Blumenthal sell Warby Parker (WRBY) shares?

He sold 36,300 Class A shares at an average price of $30.04 per share. A footnote states trades occurred between $29.99 and $30.35, with $30.04 representing the volume-weighted average execution price rounded to the nearest cent.

Was Neil Blumenthal’s Warby Parker (WRBY) share sale under a Rule 10b5-1 plan?

Yes. A footnote explains the share sales were executed under a Rule 10b5-1 trading plan adopted on September 16, 2025. Such plans pre-schedule trades, making the timing more mechanical and less reflective of short-term views on the stock.

How many Warby Parker (WRBY) shares does Neil Blumenthal hold directly after this filing?

After these transactions, Neil Blumenthal directly holds 59,459 shares of Class A Common Stock. The filing also lists substantial Class B holdings held indirectly through multiple family trusts, but those are reported separately from his direct Class A position.

What happened to Neil Blumenthal’s Warby Parker (WRBY) Class B holdings in this Form 4?

The report shows several indirect Class B positions linked to underlying Class A shares through family trusts. One footnote notes a transfer of 277,693 Class B shares from Sky Scorpio 2 Trust to Blumenthal, described as exempt under Rule 16a-13 of the Exchange Act.

How are Warby Parker (WRBY) Class B shares convertible into Class A shares?

The filing states Class B Common Stock is convertible into Class A Common Stock on a one-to-one basis at any time at the holder’s option. It also lists several events, including specified dates and role changes, that would trigger automatic conversion into Class A shares.