STOCK TITAN

Warby Parker (NYSE: WRBY) CEO exercises 200K options, now holds 3.18M shares

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Warby Parker Inc. co-CEO Neil Blumenthal reported an option exercise rather than an open-market trade. On June 18, 2026, he exercised stock options for 200,000 shares of Class B Common Stock at an exercise price of $3.83 per share.

After this exercise, he directly holds 3,177,577 shares of Class B Common Stock and 510,759 stock options. Additional Class B shares are held indirectly through several trusts, including 1,000,000 shares by Sky Scorpio 2 Trust and 1,548,334 shares by the Neil H. Blumenthal 2011 Family Trust. The Class B shares are convertible into Class A on a one-to-one basis under specified conditions.

Positive

  • None.

Negative

  • None.
Insider Blumenthal Neil Harris
Role Co-Chief Executive Officer
Type Security Shares Price Value
Exercise Stock Option (Right to Buy) 200,000 $0.00 --
Exercise Class B Common Stock 200,000 $3.83 $766K
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
Holdings After Transaction: Stock Option (Right to Buy) — 510,759 shares (Direct, null); Class B Common Stock — 3,177,577 shares (Direct, null); Class B Common Stock — 200,000 shares (Indirect, By Royal Blue Aries Trust)
Footnotes (1)
  1. The Stock option was granted on February 22, 2017, is fully vested, and will expire on February 21, 2027. The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (i) transfer of Class B Common Stock to a person or entity that is not in the transferor's permitted ownership group, (ii) October 1, 2031, (iii) with respect to any Class B Common Stock held by any person or entity in Neil Blumenthal's permitted ownership group, (A) such time as Neil Blumenthal is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Neil Blumenthal ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Neil Blumenthal, and (iv) with respect to any Class B common stock held by any person or entity in Dave Gilboa's permitted ownership group, (A) such time as Dave Gilboa is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Dave Gilboa ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Dave Gilboa.
Options exercised 200,000 shares Stock options exercised for Class B Common Stock on June 18, 2026
Exercise price $3.83 per share Exercise price of stock options exercised on June 18, 2026
Direct Class B holdings 3,177,577 shares Neil Blumenthal’s direct Class B Common Stock after transaction
Remaining stock options 510,759 options Stock options remaining after the 200,000-share exercise
Sky Scorpio 2 Trust holdings 1,000,000 shares Class B Common Stock held indirectly through Sky Scorpio 2 Trust
2011 Family Trust holdings 1,548,334 shares Class B Common Stock held indirectly via Neil H. Blumenthal 2011 Family Trust
Class B to Class A conversion ratio 1-to-1 Each Class B share convertible into one Class A share per footnotes
Automatic conversion date October 1, 2031 One of the triggers for automatic Class B to Class A conversion
Class B Common Stock financial
"The Class B Common Stock is convertible at any time at the option of the holder"
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
Stock Option (Right to Buy) financial
"The Stock option was granted on February 22, 2017, is fully vested"
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
permitted ownership group regulatory
"transfer of Class B Common Stock to a person or entity that is not in the transferor's permitted ownership group"
automatic convert financial
"The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Blumenthal Neil Harris

(Last)(First)(Middle)
233 SPRING STREET, 6TH FLOOR EAST

(Street)
NEW YORK NEW YORK 10013

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Warby Parker Inc. [ WRBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Co-Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$3.8306/18/2026M200,000 (1) (1)Class B Common Stock200,000$0510,759D
Class B Common Stock(2)(3)06/18/2026M200,000 (2)(3) (2)(3)Class A Common Stock200,000$3.833,177,577D
Class B Common Stock(2)(3) (2)(3) (2)(3)Class A Common Stock200,000200,000IBy Royal Blue Aries Trust
Class B Common Stock(2)(3) (2)(3) (2)(3)Class A Common Stock200,000200,000IBy Tiffany Blue Gemini Trust
Class B Common Stock(2)(3) (2)(3) (2)(3)Class A Common Stock1,548,3341,548,334IBy Neil H. Blumenthal 2011 Family Trust
Class B Common Stock(2)(3) (2)(3) (2)(3)Class A Common Stock385,221385,221IBy Teal Aquarius Trust
Class B Common Stock(2)(3) (2)(3) (2)(3)Class A Common Stock800,000800,000IBy Cobalt Pisces Trust
Class B Common Stock(2)(3) (2)(3) (2)(3)Class A Common Stock1,000,0001,000,000IBy Sky Scorpio 2 Trust
Explanation of Responses:
1. The Stock option was granted on February 22, 2017, is fully vested, and will expire on February 21, 2027.
2. The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (i) transfer of Class B Common Stock to a person or entity that is not in the transferor's permitted ownership group, (ii) October 1, 2031, (iii) with respect to any Class B Common Stock held by any person or entity in Neil Blumenthal's permitted ownership group, (A) such time as Neil Blumenthal is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Neil Blumenthal ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Neil Blumenthal,
3. and (iv) with respect to any Class B common stock held by any person or entity in Dave Gilboa's permitted ownership group, (A) such time as Dave Gilboa is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Dave Gilboa ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Dave Gilboa.
Remarks:
/s/ Chris Utecht, Attorney-in-Fact06/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Warby Parker (WRBY) insider Neil Blumenthal report in this Form 4?

Neil Blumenthal reported exercising stock options for 200,000 shares of Class B Common Stock at an exercise price of $3.83 per share. The filing reflects a derivative exercise, not an open-market purchase or sale of Warby Parker shares.

How many Warby Parker (WRBY) shares does Neil Blumenthal hold after this transaction?

After the option exercise, Neil Blumenthal directly holds 3,177,577 shares of Warby Parker’s Class B Common Stock. He also has indirect holdings through several trusts and 510,759 stock options remaining, according to the reported totals in the Form 4 filing.

Were there any open-market buys or sells by Neil Blumenthal in this Warby Parker (WRBY) filing?

No open-market buys or sells were reported in this filing. The Form 4 shows derivative exercises coded “M” for 200,000 shares and several entries labeled as holdings by trusts, rather than purchases or sales in the market.

What is the significance of the 200,000-share option exercise for Warby Parker (WRBY)?

The 200,000-share option exercise converts a stock option into Class B Common Stock at $3.83 per share. This is a compensation-related event that increases Blumenthal’s direct share ownership but does not itself indicate an open-market trading decision.

How many stock options does Neil Blumenthal have left after this Warby Parker (WRBY) transaction?

Following the reported exercise of 200,000 stock options, Neil Blumenthal has 510,759 stock options remaining. The exercised option grant was originally made on February 22, 2017 and is fully vested, expiring on February 21, 2027.

How are Neil Blumenthal’s Warby Parker (WRBY) shares held through trusts structured?

The filing lists indirect holdings of Class B Common Stock through multiple trusts, including 1,000,000 shares by Sky Scorpio 2 Trust and 1,548,334 shares by the Neil H. Blumenthal 2011 Family Trust, along with several other named trusts holding additional Class B shares.

What does the Class B to Class A conversion feature mean for Warby Parker (WRBY) shares?

Class B Common Stock is convertible into Class A Common Stock on a one-to-one basis at the holder’s option. It will also automatically convert upon certain events, including specified transfers or on October 1, 2031, as described in the Form 4 footnotes.