Williams-Sonoma (WSM) CEO exercises RSUs, holds 973,524 shares after tax withholding
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Williams-Sonoma, Inc. President & CEO Laura Alber reported the vesting and exercise of 12,602 Restricted Stock Units, each converting into one share of Williams-Sonoma common stock. This derivative exercise increased her direct common stock position.
To cover tax withholding obligations upon vesting, 6,412 common shares were withheld at $180.17 per share, a non-market, tax-related disposition rather than an open-market sale. After these transactions, Alber holds 973,524 common shares directly and 33,806 common shares indirectly through a managed 401(k) Stock Fund account, based on an April 4, 2026 statement.
Positive
- None.
Negative
- None.
Insider Trade Summary
12,602 shares exercised/converted
Mixed
4 txns
Insider
ALBER LAURA
Role
PRESIDENT & CEO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 12,602 | $0.00 | -- |
| Exercise | Common Stock | 12,602 | $0.00 | -- |
| Tax Withholding | Common Stock | 6,412 | $180.17 | $1.16M |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 37,808 shares (Direct);
Common Stock — 979,936 shares (Direct);
Common Stock — 33,806 shares (Indirect, By Managed Account)
Footnotes (1)
- Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 4, 2026. Each restricted stock unit represents a contingent right to receive one share of WSM common stock. The restricted stock units vest in four equal installments on each anniversary of the grant date in 2026, 2027, 2028 and 2029. The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
Key Figures
RSUs exercised: 12,602 units/shares
Shares withheld for taxes: 6,412 shares
Tax withholding price: $180.17 per share
+4 more
7 metrics
RSUs exercised
12,602 units/shares
Restricted Stock Units converted to common stock on April 4, 2026
Shares withheld for taxes
6,412 shares
Tax withholding disposition upon RSU vesting
Tax withholding price
$180.17 per share
Value applied to 6,412 withheld shares
Direct holdings after transactions
973,524 shares
Common stock directly owned by Laura Alber after April 4, 2026
Indirect 401(k) holdings
33,806 shares
Shares held in Williams-Sonoma Stock Fund under 401(k) Plan as of April 4, 2026
Exercise events
1 exercise, 12,602 shares
Derivative exercise/conversion of RSUs summarized in transaction data
Tax withholding transactions
1 event, 6,412 shares
Shares delivered to cover tax liability on vesting
Key Terms
Restricted Stock Units, tax withholding obligations, contingent right, 401(k) Plan, +2 more
6 terms
Restricted Stock Units financial
"Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations."
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of WSM common stock."
401(k) Plan financial
"Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 4, 2026."
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
Stock Fund financial
"Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 4, 2026."
tax-withholding disposition financial
"Payment of exercise price or tax liability by delivering securities"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
FAQ
What insider transaction did WSM CEO Laura Alber report on April 4, 2026?
Laura Alber reported vesting and exercise of 12,602 Restricted Stock Units, converting into the same number of Williams-Sonoma common shares. The RSUs represent equity-based compensation that settled in stock rather than cash for the company’s President and CEO.
What indirect Williams-Sonoma (WSM) holdings does Laura Alber report?
Alber reports 33,806 Williams-Sonoma common shares held indirectly through the Williams-Sonoma, Inc. Stock Fund in the company’s 401(k) Plan. This managed account balance is based on a plan statement dated April 4, 2026 and supplements her direct share ownership.
How do Laura Alber’s RSUs in this filing convert into Williams-Sonoma stock?
Each Restricted Stock Unit represents a contingent right to receive one share of Williams-Sonoma common stock. The units vest in four equal annual installments from 2026 through 2029 and are cancelled upon vesting when the corresponding shares are delivered.