WisdomTree CIO sells 15,000 shares

WisdomTree, Inc. Chief Information Officer David M. Yates reported an open-market sale of 15,000 shares of Common Stock at $18.06 per share.

Rhea-AI Filing Summary

WisdomTree, Inc. Chief Information Officer David M. Yates reported an open-market sale of 15,000 shares of Common Stock at $18.06 per share. After the sale, he directly holds 157,499 shares, including restricted stock awards scheduled to vest through January 25, 2029.

Insider Trade Summary

Net Seller: 15,000 shares

Net Sell 1 txn

Insider Yates David M

Role Chief Information Officer

Sold 15,000 shs ($271K)

Type	Security	Shares	Price	Value
Sale	Common Stock	15,000	$18.06	$271K

Holdings After Transaction: Common Stock — 157,499 shares (Direct)

Footnotes (1)

1. F1. Includes restricted stock awards vesting as to (i) 35,859 shares on January 25, 2027, (ii) 19,116 shares on January 25, 2028 and (iii) 7,564 shares on January 25, 2029.

Key Figures

Shares sold: 15,000 shares Sale price: $18.06 per share Shares held after sale: 157,499 shares +3 more

6 metrics

Shares sold 15,000 shares Open-market sale on May 5, 2026

Sale price $18.06 per share Price for 15,000-share sale

Shares held after sale 157,499 shares Direct ownership following transaction

RSA vesting 2027 35,859 shares Restricted stock vesting on January 25, 2027

RSA vesting 2028 19,116 shares Restricted stock vesting on January 25, 2028

RSA vesting 2029 7,564 shares Restricted stock vesting on January 25, 2029

Key Terms

Common Stock, open-market sale, restricted stock awards, direct ownership

4 terms

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

open-market sale financial

"transaction_action: "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

restricted stock awards financial

"Includes restricted stock awards vesting as to (i) 35,859 shares"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

direct ownership financial

"ownership_type: "direct" and ownership_code: "D""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did WisdomTree (WT) report for David M. Yates?

WisdomTree’s Chief Information Officer David M. Yates reported an open-market sale of 15,000 shares of Common Stock at $18.06 per share. The Form 4 shows this as a sale transaction coded “S,” indicating a standard market or private sale.

How many WisdomTree (WT) shares does David M. Yates hold after this sale?

After the reported transaction, David M. Yates directly holds 157,499 shares of WisdomTree Common Stock. This post-transaction balance includes his remaining unrestricted shares plus restricted stock awards that are scheduled to vest over future dates specified in the filing.

At what price were the WisdomTree (WT) shares sold in this Form 4?

The 15,000 WisdomTree Common Stock shares reported in the Form 4 were sold at $18.06 per share. This reflects the sale price for the open-market transaction dated May 5, 2026, as disclosed in the insider trading report.

What future vesting restricted stock awards does David M. Yates have at WisdomTree (WT)?

The filing states his holdings include restricted stock awards vesting as to 35,859 shares on January 25, 2027, 19,116 shares on January 25, 2028, and 7,564 shares on January 25, 2029. These awards will deliver shares as each vesting date is reached.

Is the WisdomTree (WT) CIO’s sale classified as a direct or indirect holding change?

The transaction is reported as affecting direct ownership, indicated by the ownership code “D” for direct. This means the 15,000-share sale and the remaining 157,499 shares are attributed to David M. Yates directly, not through an entity or trust.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/06/2026 - 04:56 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Yates David M

(Last) (First) (Middle)

250 WEST 34TH STREET, 3RD FLOOR

C/O WISDOMTREE, INC.

(Street)

NEW YORK NEW YORK 10119

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
WisdomTree, Inc. [ WT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Information Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/05/2026		S		15,000	D	$18.06	157,499(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes restricted stock awards vesting as to (i) 35,859 shares on January 25, 2027, (ii) 19,116 shares on January 25, 2028 and (iii) 7,564 shares on January 25, 2029.

	/s/ Marci Frankenthaler, Attorney-in-Fact	05/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)